Pang, Marvin Wai Yuen 彭偉源

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BOCI COMMODITIES & FUTURES LIMITED Rep Dealing in futures contracts 2005-10-10 2008-03-25
2 BOCI SECURITIES LIMITED Rep Dealing in securities 2005-10-10 2008-03-25
Rep Dealing in futures contracts 2005-10-27 2008-03-25
3 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED Rep Dealing in securities 2016-04-19 2016-11-30
Rep Advising on corporate finance 2016-04-19 2018-01-05
RO Dealing in securities 2016-11-30 2018-01-05
4 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Advising on corporate finance 2004-07-13
Rep Advising on securities 2004-07-13
Rep Asset management 2004-07-13
Rep Automated trading services 2004-07-13
Rep Dealing in securities 2005-09-27
5 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Advising on futures contracts 2004-07-13
Rep Asset management 2004-07-13
Rep Dealing in futures contracts 2005-09-27
6 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Advising on corporate finance 2004-07-13
Rep Advising on securities 2004-07-13
Rep Asset management 2004-07-13
Rep Automated trading services 2004-07-13
Rep Dealing in securities 2005-09-27
7 ITAU ASIA LIMITED RO Dealing in securities 2012-08-14 2014-09-22
8 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep Advising on corporate finance 2019-03-29 2021-11-25
9 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2018-08-13 2021-11-25
10 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2018-08-13 2019-01-25
RO Dealing in securities 2019-01-25 2021-11-25

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top