CHINA EVERBRIGHT SECURITIES (HK) LIMITED 中國光大證券(香港)有限公司
SFC fines China Everbright Securities (HK) Ltd HK$3.8m for breaches of anti-money laundering requirements
| Statement of Disciplinary Action
SFC, 16-Jun-2022
SFC, 16-Jun-2022
SFC fines China Everbright Securities (HK) Ltd HK$2.5m
| Statement of Disciplinary Action
SFC, 29-Sep-2020
For pledging client securities as collateral for its own credit line from 3 banks in HK.
SFC, 29-Sep-2020
For pledging client securities as collateral for its own credit line from 3 banks in HK.
Bubbles and troubles in Hong Kong
Pour yourself a coffee and digest this long article as we investigate several ongoing abusive "open offers" and placings as well as show you who's been making out in multi-billion-dollar bubbles. We call on regulators and rule-makers to take action. (24-Sep-2015)
Pour yourself a coffee and digest this long article as we investigate several ongoing abusive "open offers" and placings as well as show you who's been making out in multi-billion-dollar bubbles. We call on regulators and rule-makers to take action. (24-Sep-2015)
SFC fines China Everbright Securities (HK) and its RO HK$1.6m
SFC, 11-Apr-2013
Mr X was later identified by the SFC as Mr Koo Yiu Chee.
SFC, 11-Apr-2013
Mr X was later identified by the SFC as Mr Koo Yiu Chee.
Value Divergence
We look at the strange events at Value Convergence (0821) where Melco (0200) is selling its controlling stake at $1.92 before a massive dilutive CB issue at $1.00, a third of which is going to China Fortune (0290). Shareholders should vote against the bond issue, and bond subscribers and their associates should be prohibited from voting any shares they hold. (21-Sep-2009)
We look at the strange events at Value Convergence (0821) where Melco (0200) is selling its controlling stake at $1.92 before a massive dilutive CB issue at $1.00, a third of which is going to China Fortune (0290). Shareholders should vote against the bond issue, and bond subscribers and their associates should be prohibited from voting any shares they hold. (21-Sep-2009)
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