SINOPAC SECURITIES (ASIA) LIMITED 永豐金證券(亞洲)有限公司
SFC suspends Wang Pei Yi, ex-SinoPac Securities, for 10 months
| Statement of Disciplinary Action
SFC, 15-Dec-2022
For false declarations that she had met the representatives of 3 corporate clients and witnessed their signatures on the account-opening forms.
SFC, 15-Dec-2022
For false declarations that she had met the representatives of 3 corporate clients and witnessed their signatures on the account-opening forms.
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