Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
C/R | Activity | From | Until |
---|---|---|---|
R | Advising on corporate finance | 2003-10-16 | |
R | Advising on futures contracts | 2009-11-13 | 2011-01-31 |
R | Advising on securities | 2014-01-07 | C | 2014-01-07 |
R | Asset management | 2014-01-07 | C | 2014-01-07 |
R | Dealing in securities | 2014-01-07 | C | 2014-01-07 |
C | Leveraged foreign exchange trading | 2023-02-16 |
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