Lo, Sammy Kwok Loong 羅國龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-04-26 | 2007-11-30 | RO | Dealing in futures contracts | 2007-11-30 | 2022-10-21 | RO | Advising on futures contracts | 2019-08-27 | 2022-10-21 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2003-04-26 | 2009-11-13 | RO | Dealing in securities | 2009-11-13 | 2022-10-21 |
| 3 | NFH Securities and Futures Limited | Rep | Dealing in futures contracts | 2023-04-04 | 2024-05-27 | Rep | Dealing in securities | 2023-04-04 | 2024-05-27 |
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