Zhang, Dan (SFC:BEJ876) 張丹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-01-08 | 2017-10-31 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-02-01 | 2018-12-04 | Rep | Advising on securities | 2018-02-01 | 2021-09-24 | Rep | Dealing in securities | 2018-02-01 | 2021-09-24 | RO | Advising on corporate finance | 2018-12-04 | 2023-03-29 | RO | Advising on securities | 2021-09-24 | 2023-03-29 | RO | Dealing in securities | 2021-09-24 | 2023-03-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-12-08 | 2015-09-19 | Rep | Advising on securities | 2014-12-08 | 2015-09-19 | Rep | Dealing in securities | 2014-12-08 | 2015-09-19 |
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