Lee, Rosa Wai Tsang 李惟琤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-08-12 | 2019-01-18 | Rep | Advising on securities | 2007-01-04 | 2019-01-18 | Rep | Asset management | 2010-01-13 | 2019-01-18 |
| 2 | Grand Capital Securities Limited | RO | Advising on securities | 2019-10-10 | 2024-01-04 | RO | Asset management | 2019-10-10 | 2024-01-04 | RO | Dealing in securities | 2019-10-10 | 2024-01-04 |
| 3 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2024-01-05 | RO | Asset management | 2024-01-05 |
| 4 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2024-01-05 | |
| 5 | Zeta Capital (H.K.) Limited | RO | Advising on securities | 2019-02-04 | 2019-10-08 | RO | Asset management | 2019-02-04 | 2019-10-08 |
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