Wong, Jimmy Ka Fai 黃家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2003-08-14 | 2006-04-29 | Rep | Dealing in securities | 2003-08-14 | 2006-04-29 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2019-02-20 | RO | Advising on corporate finance | 2019-02-20 | 2020-03-02 | Rep | Advising on corporate finance | 2020-03-02 | 2020-03-13 |
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