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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Chan, Christopher Ho Cheung 陳灝翔		M	Rep	2020-04-14	2024-05-10
2	Kim, Jason Sung Dal		M	RO	2015-03-03	2022-07-31
3	Lam, Kwok Mui 林國梅			RO	2017-05-05	2024-05-10
4	Leung, Sze Tien 梁仕天			RO	2014-07-25
5	Tai, Timon 戴銘堃			RO	2014-07-25	2022-01-07
6	Wong, Tsz Hung (SFC:BCS712) 黃梓熊			Rep	2018-11-16	2023-11-02

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