BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-06-12 | 17 | 190 | 207 | 91.79% |
| 2024-05-31 | 17 | 190 | 207 | 91.79% |
| 2024-04-30 | 17 | 190 | 207 | 91.79% |
| 2024-03-31 | 17 | 188 | 205 | 91.71% |
| 2024-02-29 | 17 | 192 | 209 | 91.87% |
| 2024-01-31 | 18 | 191 | 209 | 91.39% |
| 2023-12-31 | 20 | 197 | 217 | 90.78% |
| 2023-11-30 | 19 | 197 | 216 | 91.20% |
| 2023-10-31 | 19 | 197 | 216 | 91.20% |
| 2023-09-30 | 17 | 197 | 214 | 92.06% |
| 2023-08-31 | 17 | 190 | 207 | 91.79% |
| 2023-07-31 | 17 | 188 | 205 | 91.71% |
| 2023-06-30 | 17 | 187 | 204 | 91.67% |
| 2023-05-31 | 15 | 194 | 209 | 92.82% |
| 2023-04-30 | 15 | 196 | 211 | 92.89% |
| 2023-03-31 | 16 | 197 | 213 | 92.49% |
| 2023-02-28 | 16 | 202 | 218 | 92.66% |
| 2023-01-31 | 15 | 206 | 221 | 93.21% |
| 2022-12-31 | 14 | 214 | 228 | 93.86% |
| 2022-11-30 | 14 | 214 | 228 | 93.86% |
| 2022-10-31 | 14 | 215 | 229 | 93.89% |
| 2022-09-30 | 14 | 210 | 224 | 93.75% |
| 2022-08-31 | 14 | 205 | 219 | 93.61% |
| 2022-07-31 | 15 | 203 | 218 | 93.12% |
| 2022-06-30 | 16 | 209 | 225 | 92.89% |
| 2022-05-31 | 16 | 216 | 232 | 93.10% |
| 2022-04-30 | 16 | 214 | 230 | 93.04% |
| 2022-03-31 | 16 | 215 | 231 | 93.07% |
| 2022-02-28 | 16 | 215 | 231 | 93.07% |
| 2022-01-31 | 16 | 214 | 230 | 93.04% |
| 2021-12-31 | 16 | 218 | 234 | 93.16% |
| 2021-11-30 | 16 | 212 | 228 | 92.98% |
| 2021-10-31 | 17 | 206 | 223 | 92.38% |
| 2021-09-30 | 17 | 203 | 220 | 92.27% |
| 2021-08-31 | 16 | 202 | 218 | 92.66% |
| 2021-07-31 | 15 | 201 | 216 | 93.06% |
| 2021-06-30 | 14 | 207 | 221 | 93.67% |
| 2021-05-31 | 12 | 204 | 216 | 94.44% |
| 2021-04-30 | 11 | 207 | 218 | 94.95% |
| 2021-03-31 | 11 | 211 | 222 | 95.05% |
| 2021-02-28 | 11 | 213 | 224 | 95.09% |
| 2021-01-31 | 12 | 214 | 226 | 94.69% |
| 2020-12-31 | 12 | 212 | 224 | 94.64% |
| 2020-11-30 | 12 | 209 | 221 | 94.57% |
| 2020-10-31 | 12 | 207 | 219 | 94.52% |
| 2020-09-30 | 12 | 210 | 222 | 94.59% |
| 2020-08-31 | 12 | 206 | 218 | 94.50% |
| 2020-07-31 | 12 | 206 | 218 | 94.50% |
| 2020-06-30 | 12 | 204 | 216 | 94.44% |
| 2020-05-31 | 13 | 205 | 218 | 94.04% |
| 2020-04-30 | 14 | 206 | 220 | 93.64% |
| 2020-03-31 | 15 | 207 | 222 | 93.24% |
| 2020-02-29 | 15 | 210 | 225 | 93.33% |
| 2020-01-31 | 15 | 215 | 230 | 93.48% |
| 2019-12-31 | 15 | 211 | 226 | 93.36% |
| 2019-11-30 | 15 | 211 | 226 | 93.36% |
| 2019-10-31 | 15 | 209 | 224 | 93.30% |
| 2019-09-30 | 15 | 208 | 223 | 93.27% |
| 2019-08-31 | 15 | 204 | 219 | 93.15% |
| 2019-07-31 | 15 | 199 | 214 | 92.99% |
| 2019-06-30 | 15 | 199 | 214 | 92.99% |
| 2019-05-31 | 15 | 202 | 217 | 93.09% |
| 2019-04-30 | 15 | 202 | 217 | 93.09% |
| 2019-03-31 | 15 | 201 | 216 | 93.06% |
| 2019-02-28 | 15 | 202 | 217 | 93.09% |
| 2019-01-31 | 15 | 201 | 216 | 93.06% |
| 2018-12-31 | 17 | 205 | 222 | 92.34% |
| 2018-11-30 | 17 | 204 | 221 | 92.31% |
| 2018-10-31 | 17 | 202 | 219 | 92.24% |
| 2018-09-30 | 17 | 199 | 216 | 92.13% |
| 2018-08-31 | 17 | 191 | 208 | 91.83% |
| 2018-07-31 | 17 | 192 | 209 | 91.87% |
| 2018-06-30 | 17 | 193 | 210 | 91.90% |
| 2018-05-31 | 16 | 191 | 207 | 92.27% |
| 2018-04-30 | 9 | 199 | 208 | 95.67% |
| 2018-03-31 | 10 | 202 | 212 | 95.28% |
| 2018-02-28 | 9 | 199 | 208 | 95.67% |
| 2018-01-31 | 10 | 197 | 207 | 95.17% |
| 2017-12-31 | 10 | 197 | 207 | 95.17% |
| 2017-11-30 | 10 | 197 | 207 | 95.17% |
| 2017-10-31 | 10 | 193 | 203 | 95.07% |
| 2017-09-30 | 10 | 188 | 198 | 94.95% |
| 2017-08-31 | 10 | 181 | 191 | 94.76% |
| 2017-07-31 | 10 | 178 | 188 | 94.68% |
| 2017-06-30 | 10 | 183 | 193 | 94.82% |
| 2017-05-31 | 11 | 180 | 191 | 94.24% |
| 2017-04-30 | 11 | 183 | 194 | 94.33% |
| 2017-03-31 | 11 | 178 | 189 | 94.18% |
| 2017-02-28 | 11 | 178 | 189 | 94.18% |
| 2017-01-31 | 10 | 179 | 189 | 94.71% |
| 2016-12-31 | 10 | 179 | 189 | 94.71% |
| 2016-11-30 | 10 | 179 | 189 | 94.71% |
| 2016-10-31 | 10 | 181 | 191 | 94.76% |
| 2016-09-30 | 10 | 181 | 191 | 94.76% |
| 2016-08-31 | 10 | 184 | 194 | 94.85% |
| 2016-07-31 | 10 | 180 | 190 | 94.74% |
| 2016-06-30 | 10 | 180 | 190 | 94.74% |
| 2016-05-31 | 10 | 179 | 189 | 94.71% |
| 2016-04-30 | 10 | 186 | 196 | 94.90% |
| 2016-03-31 | 10 | 186 | 196 | 94.90% |
| 2016-02-29 | 10 | 185 | 195 | 94.87% |
| 2016-01-31 | 10 | 178 | 188 | 94.68% |
| 2015-12-31 | 10 | 177 | 187 | 94.65% |
| 2015-11-30 | 11 | 175 | 186 | 94.09% |
| 2015-10-31 | 11 | 176 | 187 | 94.12% |
| 2015-09-30 | 11 | 172 | 183 | 93.99% |
| 2015-08-31 | 11 | 169 | 180 | 93.89% |
| 2015-07-31 | 11 | 166 | 177 | 93.79% |
| 2015-06-30 | 11 | 170 | 181 | 93.92% |
| 2015-05-31 | 11 | 172 | 183 | 93.99% |
| 2015-04-30 | 11 | 174 | 185 | 94.05% |
| 2015-03-31 | 11 | 173 | 184 | 94.02% |
| 2015-02-28 | 10 | 172 | 182 | 94.51% |
| 2015-01-31 | 8 | 169 | 177 | 95.48% |
| 2014-12-31 | 9 | 161 | 170 | 94.71% |
| 2014-11-30 | 9 | 159 | 168 | 94.64% |
| 2014-10-31 | 9 | 155 | 164 | 94.51% |
| 2014-09-30 | 9 | 153 | 162 | 94.44% |
| 2014-08-31 | 9 | 153 | 162 | 94.44% |
| 2014-07-31 | 8 | 146 | 154 | 94.81% |
| 2014-06-30 | 8 | 150 | 158 | 94.94% |
| 2014-05-31 | 8 | 151 | 159 | 94.97% |
| 2014-04-30 | 8 | 149 | 157 | 94.90% |
| 2014-03-31 | 8 | 147 | 155 | 94.84% |
| 2014-02-28 | 8 | 145 | 153 | 94.77% |
| 2014-01-31 | 8 | 142 | 150 | 94.67% |
| 2013-12-31 | 9 | 142 | 151 | 94.04% |
| 2013-11-30 | 9 | 142 | 151 | 94.04% |
| 2013-10-31 | 9 | 142 | 151 | 94.04% |
| 2013-09-30 | 9 | 138 | 147 | 93.88% |
| 2013-08-31 | 9 | 133 | 142 | 93.66% |
| 2013-07-31 | 9 | 134 | 143 | 93.71% |
| 2013-06-30 | 9 | 124 | 133 | 93.23% |
| 2013-05-31 | 9 | 127 | 136 | 93.38% |
| 2013-04-30 | 9 | 131 | 140 | 93.57% |
| 2013-03-31 | 9 | 124 | 133 | 93.23% |
| 2013-02-28 | 9 | 120 | 129 | 93.02% |
| 2013-01-31 | 10 | 117 | 127 | 92.13% |
| 2012-12-31 | 10 | 110 | 120 | 91.67% |
| 2012-11-30 | 10 | 108 | 118 | 91.53% |
| 2012-10-31 | 10 | 56 | 66 | 84.85% |
| 2012-09-30 | 7 | 54 | 61 | 88.52% |
| 2012-08-31 | 6 | 43 | 49 | 87.76% |
| 2012-07-31 | 6 | 42 | 48 | 87.50% |
| 2012-06-30 | 5 | 28 | 33 | 84.85% |
| 2012-05-31 | 5 | 28 | 33 | 84.85% |
| 2012-04-30 | 5 | 29 | 34 | 85.29% |
| 2012-03-31 | 5 | 29 | 34 | 85.29% |
| 2012-02-29 | 5 | 31 | 36 | 86.11% |
| 2012-01-31 | 6 | 33 | 39 | 84.62% |
| 2011-12-31 | 5 | 30 | 35 | 85.71% |
| 2011-11-30 | 5 | 35 | 40 | 87.50% |
| 2011-10-31 | 5 | 35 | 40 | 87.50% |
| 2011-09-30 | 5 | 35 | 40 | 87.50% |
| 2011-08-31 | 6 | 35 | 41 | 85.37% |
| 2011-07-31 | 6 | 35 | 41 | 85.37% |
| 2011-06-30 | 5 | 39 | 44 | 88.64% |
| 2011-05-31 | 5 | 37 | 42 | 88.10% |
| 2011-04-30 | 5 | 36 | 41 | 87.80% |
| 2011-03-31 | 5 | 35 | 40 | 87.50% |
| 2011-02-28 | 5 | 37 | 42 | 88.10% |
| 2011-01-31 | 5 | 39 | 44 | 88.64% |
| 2010-12-31 | 4 | 39 | 43 | 90.70% |
| 2010-11-30 | 4 | 38 | 42 | 90.48% |
| 2010-10-31 | 3 | 37 | 40 | 92.50% |
| 2010-09-30 | 3 | 37 | 40 | 92.50% |
| 2010-08-31 | 3 | 36 | 39 | 92.31% |
| 2010-07-31 | 3 | 33 | 36 | 91.67% |
| 2010-06-30 | 3 | 32 | 35 | 91.43% |
| 2010-05-31 | 3 | 31 | 34 | 91.18% |
| 2010-04-30 | 3 | 33 | 36 | 91.67% |
| 2010-03-31 | 4 | 31 | 35 | 88.57% |
| 2010-02-28 | 4 | 31 | 35 | 88.57% |
| 2010-01-31 | 4 | 31 | 35 | 88.57% |
| 2009-12-31 | 2 | 32 | 34 | 94.12% |
| 2009-11-30 | 5 | 33 | 38 | 86.84% |
| 2009-10-31 | 4 | 33 | 37 | 89.19% |
| 2009-09-30 | 4 | 33 | 37 | 89.19% |
| 2009-08-31 | 4 | 26 | 30 | 86.67% |
| 2009-07-31 | 4 | 26 | 30 | 86.67% |
| 2009-06-30 | 3 | 27 | 30 | 90.00% |
| 2009-05-31 | 3 | 24 | 27 | 88.89% |
| 2009-04-30 | 3 | 25 | 28 | 89.29% |
| 2009-03-31 | 3 | 25 | 28 | 89.29% |
| 2009-02-28 | 3 | 23 | 26 | 88.46% |
| 2009-01-31 | 3 | 23 | 26 | 88.46% |
| 2008-12-31 | 3 | 22 | 25 | 88.00% |
| 2008-11-30 | 3 | 22 | 25 | 88.00% |
| 2008-10-31 | 3 | 21 | 24 | 87.50% |
| 2008-09-30 | 3 | 19 | 22 | 86.36% |
| 2008-08-31 | 3 | 18 | 21 | 85.71% |
| 2008-07-31 | 3 | 14 | 17 | 82.35% |
| 2008-06-30 | 3 | 15 | 18 | 83.33% |
| 2008-05-31 | 3 | 15 | 18 | 83.33% |
| 2008-04-30 | 2 | 15 | 17 | 88.24% |
| 2008-03-31 | 2 | 13 | 15 | 86.67% |
| 2008-02-29 | 2 | 14 | 16 | 87.50% |
| 2008-01-31 | 2 | 14 | 16 | 87.50% |
| 2007-12-31 | 2 | 9 | 11 | 81.82% |
| 2007-11-30 | 2 | 9 | 11 | 81.82% |
| 2007-10-31 | 2 | 9 | 11 | 81.82% |
| 2007-09-30 | 2 | 8 | 10 | 80.00% |
| 2007-08-31 | 2 | 8 | 10 | 80.00% |
| 2007-07-31 | 2 | 7 | 9 | 77.78% |
| 2007-06-30 | 1 | 7 | 8 | 87.50% |
| 2007-05-31 | 2 | 7 | 9 | 77.78% |
| 2007-04-30 | 2 | 6 | 8 | 75.00% |
| 2007-03-31 | 2 | 6 | 8 | 75.00% |
| 2007-02-28 | 2 | 4 | 6 | 66.67% |
| 2007-01-31 | 2 | 4 | 6 | 66.67% |
| 2006-12-31 | 2 | 4 | 6 | 66.67% |
| 2006-11-30 | 2 | 4 | 6 | 66.67% |
| 2006-10-31 | 2 | 4 | 6 | 66.67% |
| 2006-09-30 | 2 | 4 | 6 | 66.67% |
| 2006-08-31 | 2 | 4 | 6 | 66.67% |
| 2006-07-31 | 2 | 4 | 6 | 66.67% |
| 2006-06-30 | 2 | 4 | 6 | 66.67% |
| 2006-05-31 | 1 | 3 | 4 | 75.00% |
| 2006-04-30 | 2 | 3 | 5 | 60.00% |
| 2006-03-31 | 2 | 3 | 5 | 60.00% |
| 2006-02-28 | 2 | 3 | 5 | 60.00% |
| 2006-01-31 | 2 | 3 | 5 | 60.00% |
| 2005-12-31 | 2 | 3 | 5 | 60.00% |
| 2005-11-30 | 2 | 3 | 5 | 60.00% |
| 2005-10-31 | 2 | 3 | 5 | 60.00% |
| 2005-09-30 | 2 | 3 | 5 | 60.00% |
| 2005-08-31 | 2 | 3 | 5 | 60.00% |
| 2005-07-31 | 2 | 3 | 5 | 60.00% |
| 2005-06-30 | 2 | 3 | 5 | 60.00% |
| 2005-05-31 | 2 | 3 | 5 | 60.00% |
| 2005-04-30 | 2 | 3 | 5 | 60.00% |
| 2005-03-31 | 2 | 3 | 5 | 60.00% |
| 2005-02-28 | 2 | 3 | 5 | 60.00% |
| 2005-01-31 | 2 | 3 | 5 | 60.00% |
| 2004-12-31 | 2 | 3 | 5 | 60.00% |
| 2004-11-30 | 2 | 3 | 5 | 60.00% |
| 2004-10-31 | 2 | 3 | 5 | 60.00% |
| 2004-09-30 | 2 | 3 | 5 | 60.00% |
| 2004-08-31 | 2 | 3 | 5 | 60.00% |
| 2004-07-31 | 2 | 3 | 5 | 60.00% |
| 2004-06-30 | 2 | 3 | 5 | 60.00% |
| 2004-05-31 | 2 | 3 | 5 | 60.00% |
| 2004-04-30 | 2 | 3 | 5 | 60.00% |
| 2004-03-31 | 2 | 3 | 5 | 60.00% |
| 2004-02-29 | 2 | 3 | 5 | 60.00% |
| 2004-01-31 | 2 | 3 | 5 | 60.00% |
| 2003-12-31 | 2 | 3 | 5 | 60.00% |
| 2003-11-30 | 1 | 4 | 5 | 80.00% |
| 2003-10-31 | 1 | 4 | 5 | 80.00% |
| 2003-09-30 | 1 | 4 | 5 | 80.00% |
| 2003-08-31 | 1 | 4 | 5 | 80.00% |
| 2003-07-31 | 1 | 4 | 5 | 80.00% |
| 2003-06-30 | 1 | 4 | 5 | 80.00% |
| 2003-05-31 | 1 | 4 | 5 | 80.00% |
| 2003-04-30 | 1 | 4 | 5 | 80.00% |
| 2003-03-31 | 1 | 4 | 5 | 80.00% |
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