HAITONG INTERNATIONAL RESEARCH LIMITED 海通國際研究有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-03 2 134 136 98.53%
2024-05-31 2 134 136 98.53%
2024-04-30 2 134 136 98.53%
2024-03-31 2 134 136 98.53%
2024-02-29 2 132 134 98.51%
2024-01-31 2 128 130 98.46%
2023-12-31 2 126 128 98.44%
2023-11-30 2 126 128 98.44%
2023-10-31 2 127 129 98.45%
2023-09-30 2 130 132 98.48%
2023-08-31 2 122 124 98.39%
2023-07-31 2 121 123 98.37%
2023-06-30 2 117 119 98.32%
2023-05-31 2 119 121 98.35%
2023-04-30 2 119 121 98.35%
2023-03-31 2 123 125 98.40%
2023-02-28 2 123 125 98.40%
2023-01-31 2 123 125 98.40%
2022-12-31 2 123 125 98.40%
2022-11-30 2 123 125 98.40%
2022-10-31 2 121 123 98.37%
2022-09-30 2 122 124 98.39%
2022-08-31 2 118 120 98.33%
2022-07-31 2 120 122 98.36%
2022-06-30 2 119 121 98.35%
2022-05-31 2 119 121 98.35%
2022-04-30 2 108 110 98.18%
2022-03-31 2 104 106 98.11%
2022-02-28 2 96 98 97.96%
2022-01-31 2 94 96 97.92%
2021-12-31 2 92 94 97.87%
2021-11-30 2 91 93 97.85%
2021-10-31 2 94 96 97.92%
2021-09-30 1 94 95 98.95%
2021-08-31 2 94 96 97.92%
2021-07-31 3 94 97 96.91%
2021-06-30 4 96 100 96.00%
2021-05-31 4 94 98 95.92%
2021-04-30 4 89 93 95.70%
2021-03-31 4 88 92 95.65%
2021-02-28 4 87 91 95.60%
2021-01-31 3 89 92 96.74%
2020-12-31 3 89 92 96.74%
2020-11-30 3 86 89 96.63%
2020-10-31 3 82 85 96.47%
2020-09-30 4 84 88 95.45%
2020-08-31 4 84 88 95.45%
2020-07-31 4 83 87 95.40%
2020-06-30 4 86 90 95.56%
2020-05-31 4 81 85 95.29%
2020-04-30 4 77 81 95.06%
2020-03-31 4 75 79 94.94%
2020-02-29 4 73 77 94.81%
2020-01-31 4 72 76 94.74%
2019-12-31 4 66 70 94.29%
2019-11-30 4 63 67 94.03%
2019-10-31 4 59 63 93.65%
2019-09-30 4 58 62 93.55%
2019-08-31 4 57 61 93.44%
2019-07-31 4 56 60 93.33%
2019-06-30 4 56 60 93.33%
2019-05-31 4 57 61 93.44%
2019-04-30 4 55 59 93.22%
2019-03-31 4 55 59 93.22%
2019-02-28 4 52 56 92.86%
2019-01-31 4 52 56 92.86%
2018-12-31 4 45 49 91.84%
2018-11-30 4 43 47 91.49%
2018-10-31 3 45 48 93.75%
2018-09-30 3 43 46 93.48%
2018-08-31 3 42 45 93.33%
2018-07-31 3 40 43 93.02%
2018-06-30 3 43 46 93.48%
2018-05-31 4 39 43 90.70%
2018-04-30 3 37 40 92.50%
2018-03-31 3 36 39 92.31%
2018-02-28 3 35 38 92.11%
2018-01-31 3 35 38 92.11%
2017-12-31 3 36 39 92.31%
2017-11-30 3 36 39 92.31%
2017-10-31 3 38 41 92.68%
2017-09-30 3 37 40 92.50%
2017-08-31 3 38 41 92.68%
2017-07-31 3 39 42 92.86%
2017-06-30 3 38 41 92.68%
2017-05-31 3 38 41 92.68%
2017-04-30 3 39 42 92.86%
2017-03-31 3 38 41 92.68%
2017-02-28 3 37 40 92.50%
2017-01-31 3 37 40 92.50%
2016-12-31 3 37 40 92.50%
2016-11-30 3 37 40 92.50%
2016-10-31 3 37 40 92.50%
2016-09-30 3 36 39 92.31%
2016-08-31 3 35 38 92.11%
2016-07-31 3 34 37 91.89%
2016-06-30 3 34 37 91.89%
2016-05-31 3 35 38 92.11%
2016-04-30 2 36 38 94.74%
2016-03-31 2 31 33 93.94%
2016-02-29 2 29 31 93.55%
2016-01-31 2 30 32 93.75%
2015-12-31 2 29 31 93.55%
2015-11-30 2 28 30 93.33%
2015-10-31 3 25 28 89.29%
2015-09-30 3 24 27 88.89%
2015-08-31 3 23 26 88.46%
2015-07-31 3 24 27 88.89%
2015-06-30 3 23 26 88.46%
2015-05-31 3 22 25 88.00%
2015-04-30 2 25 27 92.59%
2015-03-31 2 20 22 90.91%
2015-02-28 2 21 23 91.30%
2015-01-31 2 22 24 91.67%
2014-12-31 2 21 23 91.30%
2014-11-30 2 21 23 91.30%
2014-10-31 2 22 24 91.67%
2014-09-30 2 23 25 92.00%
2014-08-31 2 18 20 90.00%
2014-07-31 2 16 18 88.89%
2014-06-30 2 16 18 88.89%
2014-05-31 2 16 18 88.89%
2014-04-30 2 16 18 88.89%
2014-03-31 2 15 17 88.24%
2014-02-28 2 15 17 88.24%
2014-01-31 2 14 16 87.50%
2013-12-31 2 14 16 87.50%
2013-11-30 3 13 16 81.25%
2013-10-31 3 12 15 80.00%
2013-09-30 3 11 14 78.57%
2013-08-31 3 11 14 78.57%
2013-07-31 3 12 15 80.00%
2013-06-30 3 11 14 78.57%
2013-05-31 3 12 15 80.00%
2013-04-30 3 14 17 82.35%
2013-03-31 3 16 19 84.21%
2013-02-28 3 17 20 85.00%
2013-01-31 3 17 20 85.00%
2012-12-31 3 20 23 86.96%
2012-11-30 3 20 23 86.96%
2012-10-31 3 20 23 86.96%
2012-09-30 3 20 23 86.96%
2012-08-31 3 20 23 86.96%
2012-07-31 3 17 20 85.00%
2012-06-30 3 16 19 84.21%
2012-05-31 3 17 20 85.00%
2012-04-30 3 17 20 85.00%
2012-03-31 3 18 21 85.71%
2012-02-29 3 14 17 82.35%
2012-01-31 3 14 17 82.35%
2011-12-31 3 14 17 82.35%
2011-11-30 3 14 17 82.35%
2011-10-31 3 20 23 86.96%
2011-09-30 3 20 23 86.96%
2011-08-31 4 19 23 82.61%
2011-07-31 3 19 22 86.36%
2011-06-30 3 21 24 87.50%
2011-05-31 3 18 21 85.71%
2011-04-30 3 18 21 85.71%
2011-03-31 2 19 21 90.48%
2011-02-28 3 22 25 88.00%
2011-01-31 3 28 31 90.32%
2010-12-31 3 28 31 90.32%
2010-11-30 3 28 31 90.32%
2010-10-31 3 28 31 90.32%
2010-09-30 3 29 32 90.63%
2010-08-31 3 28 31 90.32%
2010-07-31 3 27 30 90.00%
2010-06-30 3 18 21 85.71%
2010-05-31 3 16 19 84.21%
2010-04-30 3 16 19 84.21%
2010-03-31 3 14 17 82.35%
2010-02-28 3 14 17 82.35%
2010-01-31 3 14 17 82.35%
2009-12-31 3 14 17 82.35%
2009-11-30 3 14 17 82.35%
2009-10-31 3 14 17 82.35%
2009-09-30 3 14 17 82.35%
2009-08-31 3 13 16 81.25%
2009-07-31 2 14 16 87.50%
2009-06-30 2 18 20 90.00%
2009-05-31 2 18 20 90.00%
2009-04-30 2 18 20 90.00%
2009-03-31 2 17 19 89.47%
2009-02-28 2 17 19 89.47%
2009-01-31 2 17 19 89.47%
2008-12-31 2 17 19 89.47%
2008-11-30 2 17 19 89.47%
2008-10-31 2 17 19 89.47%
2008-09-30 2 16 18 88.89%
2008-08-31 2 14 16 87.50%
2008-07-31 2 14 16 87.50%
2008-06-30 2 14 16 87.50%
2008-05-31 2 13 15 86.67%
2008-04-30 2 13 15 86.67%
2008-03-31 2 15 17 88.24%
2008-02-29 2 13 15 86.67%
2008-01-31 2 13 15 86.67%
2007-12-31 2 14 16 87.50%
2007-11-30 2 12 14 85.71%
2007-10-31 2 11 13 84.62%
2007-09-30 2 8 10 80.00%
2007-08-31 2 8 10 80.00%
2007-07-31 2 6 8 75.00%
2007-06-30 2 7 9 77.78%
2007-05-31 2 8 10 80.00%
2007-04-30 2 8 10 80.00%
2007-03-31 2 8 10 80.00%
2007-02-28 2 8 10 80.00%
2007-01-31 2 7 9 77.78%
2006-12-31 2 8 10 80.00%
2006-11-30 2 5 7 71.43%
2006-10-31 2 5 7 71.43%
2006-09-30 2 6 8 75.00%
2006-08-31 2 6 8 75.00%
2006-07-31 2 6 8 75.00%
2006-06-30 2 6 8 75.00%
2006-05-31 2 7 9 77.78%
2006-04-30 2 7 9 77.78%
2006-03-31 2 8 10 80.00%
2006-02-28 2 8 10 80.00%
2006-01-31 2 8 10 80.00%
2005-12-31 2 8 10 80.00%
2005-11-30 2 8 10 80.00%
2005-10-31 2 7 9 77.78%
2005-09-30 2 7 9 77.78%
2005-08-31 2 7 9 77.78%
2005-07-31 2 7 9 77.78%
2005-06-30 2 8 10 80.00%
2005-05-31 2 9 11 81.82%
2005-04-30 2 10 12 83.33%
2005-03-31 2 9 11 81.82%
2005-02-28 2 11 13 84.62%
2005-01-31 2 12 14 85.71%
2004-12-31 2 11 13 84.62%
2004-11-30 2 11 13 84.62%
2004-10-31 2 11 13 84.62%
2004-09-30 2 9 11 81.82%
2004-08-31 2 8 10 80.00%
2004-07-31 2 7 9 77.78%
2004-06-30 2 7 9 77.78%
2004-05-31 2 7 9 77.78%
2004-04-30 2 7 9 77.78%
2004-03-31 2 7 9 77.78%
2004-02-29 2 7 9 77.78%
2004-01-31 2 7 9 77.78%
2003-12-31 2 7 9 77.78%
2003-11-30 2 7 9 77.78%
2003-10-31 2 7 9 77.78%
2003-09-30 2 7 9 77.78%
2003-08-31 2 7 9 77.78%
2003-07-31 2 7 9 77.78%
2003-06-30 2 6 8 75.00%
2003-05-31 2 6 8 75.00%
2003-04-30 2 6 8 75.00%
2003-03-31 2 6 8 75.00%

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