DWS Investments Hong Kong Limited 德意志投資香港有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-12 11 29 40 72.50%
2024-05-31 11 28 39 71.79%
2024-04-30 11 29 40 72.50%
2024-03-31 11 29 40 72.50%
2024-02-29 11 29 40 72.50%
2024-01-31 11 30 41 73.17%
2023-12-31 11 29 40 72.50%
2023-11-30 11 29 40 72.50%
2023-10-31 11 29 40 72.50%
2023-09-30 11 28 39 71.79%
2023-08-31 11 29 40 72.50%
2023-07-31 11 30 41 73.17%
2023-06-30 11 30 41 73.17%
2023-05-31 11 32 43 74.42%
2023-04-30 11 31 42 73.81%
2023-03-31 12 31 43 72.09%
2023-02-28 12 33 45 73.33%
2023-01-31 11 35 46 76.09%
2022-12-31 12 36 48 75.00%
2022-11-30 12 37 49 75.51%
2022-10-31 12 37 49 75.51%
2022-09-30 12 37 49 75.51%
2022-08-31 12 35 47 74.47%
2022-07-31 12 33 45 73.33%
2022-06-30 12 34 46 73.91%
2022-05-31 12 34 46 73.91%
2022-04-30 12 32 44 72.73%
2022-03-31 11 33 44 75.00%
2022-02-28 11 34 45 75.56%
2022-01-31 10 34 44 77.27%
2021-12-31 10 34 44 77.27%
2021-11-30 10 33 43 76.74%
2021-10-31 10 33 43 76.74%
2021-09-30 10 33 43 76.74%
2021-08-31 12 32 44 72.73%
2021-07-31 12 34 46 73.91%
2021-06-30 12 34 46 73.91%
2021-05-31 12 36 48 75.00%
2021-04-30 12 35 47 74.47%
2021-03-31 12 33 45 73.33%
2021-02-28 12 33 45 73.33%
2021-01-31 12 33 45 73.33%
2020-12-31 12 33 45 73.33%
2020-11-30 12 33 45 73.33%
2020-10-31 12 34 46 73.91%
2020-09-30 12 34 46 73.91%
2020-08-31 13 34 47 72.34%
2020-07-31 13 35 48 72.92%
2020-06-30 13 36 49 73.47%
2020-05-31 13 37 50 74.00%
2020-04-30 13 37 50 74.00%
2020-03-31 13 37 50 74.00%
2020-02-29 13 38 51 74.51%
2020-01-31 13 38 51 74.51%
2019-12-31 12 40 52 76.92%
2019-11-30 12 40 52 76.92%
2019-10-31 11 41 52 78.85%
2019-09-30 10 42 52 80.77%
2019-08-31 10 40 50 80.00%
2019-07-31 10 42 52 80.77%
2019-06-30 10 43 53 81.13%
2019-05-31 10 42 52 80.77%
2019-04-30 10 42 52 80.77%
2019-03-31 9 45 54 83.33%
2019-02-28 10 46 56 82.14%
2019-01-31 10 46 56 82.14%
2018-12-31 10 43 53 81.13%
2018-11-30 10 42 52 80.77%
2018-10-31 10 42 52 80.77%
2018-09-30 10 42 52 80.77%
2018-08-31 10 42 52 80.77%
2018-07-31 10 43 53 81.13%
2018-06-30 10 43 53 81.13%
2018-05-31 10 44 54 81.48%
2018-04-30 10 45 55 81.82%
2018-03-31 10 43 53 81.13%
2018-02-28 11 39 50 78.00%
2018-01-31 9 41 50 82.00%
2017-12-31 9 40 49 81.63%
2017-11-30 9 41 50 82.00%
2017-10-31 9 42 51 82.35%
2017-09-30 9 41 50 82.00%
2017-08-31 9 38 47 80.85%
2017-07-31 9 39 48 81.25%
2017-06-30 8 37 45 82.22%
2017-05-31 8 36 44 81.82%
2017-04-30 8 37 45 82.22%
2017-03-31 9 37 46 80.43%
2017-02-28 9 29 38 76.32%
2017-01-31 9 29 38 76.32%
2016-12-31 10 28 38 73.68%
2016-11-30 10 27 37 72.97%
2016-10-31 10 26 36 72.22%
2016-09-30 10 25 35 71.43%
2016-08-31 8 28 36 77.78%
2016-07-31 8 29 37 78.38%
2016-06-30 7 29 36 80.56%
2016-05-31 7 29 36 80.56%
2016-04-30 7 29 36 80.56%
2016-03-31 7 30 37 81.08%
2016-02-29 6 27 33 81.82%
2016-01-31 5 26 31 83.87%
2015-12-31 4 26 30 86.67%
2015-11-30 4 24 28 85.71%
2015-10-31 4 22 26 84.62%
2015-09-30 4 20 24 83.33%
2015-08-31 4 20 24 83.33%
2015-07-31 5 18 23 78.26%
2015-06-30 5 20 25 80.00%
2015-05-31 5 20 25 80.00%
2015-04-30 5 19 24 79.17%
2015-03-31 5 18 23 78.26%
2015-02-28 4 17 21 80.95%
2015-01-31 4 18 22 81.82%
2014-12-31 4 16 20 80.00%
2014-11-30 4 18 22 81.82%
2014-10-31 4 18 22 81.82%
2014-09-30 4 18 22 81.82%
2014-08-31 4 15 19 78.95%
2014-07-31 3 16 19 84.21%
2014-06-30 3 16 19 84.21%
2014-05-31 3 17 20 85.00%
2014-04-30 3 16 19 84.21%
2014-03-31 2 17 19 89.47%
2014-02-28 2 16 18 88.89%
2014-01-31 2 16 18 88.89%
2013-12-31 2 15 17 88.24%
2013-11-30 2 15 17 88.24%
2013-10-31 2 15 17 88.24%
2013-09-30 3 15 18 83.33%
2013-08-31 3 14 17 82.35%
2013-07-31 3 15 18 83.33%
2013-06-30 3 15 18 83.33%
2013-05-31 3 15 18 83.33%
2013-04-30 3 12 15 80.00%
2013-03-31 3 13 16 81.25%
2013-02-28 3 13 16 81.25%
2013-01-31 3 12 15 80.00%
2012-12-31 3 13 16 81.25%
2012-11-30 3 13 16 81.25%
2012-10-31 3 13 16 81.25%
2012-09-30 3 12 15 80.00%
2012-08-31 3 16 19 84.21%
2012-07-31 4 16 20 80.00%
2012-06-30 4 16 20 80.00%
2012-05-31 4 16 20 80.00%
2012-04-30 4 16 20 80.00%
2012-03-31 4 17 21 80.95%
2012-02-29 4 18 22 81.82%
2012-01-31 4 18 22 81.82%
2011-12-31 4 18 22 81.82%
2011-11-30 4 18 22 81.82%
2011-10-31 4 18 22 81.82%
2011-09-30 3 20 23 86.96%
2011-08-31 3 19 22 86.36%
2011-07-31 3 19 22 86.36%
2011-06-30 3 20 23 86.96%
2011-05-31 3 20 23 86.96%
2011-04-30 3 19 22 86.36%
2011-03-31 3 20 23 86.96%
2011-02-28 3 19 22 86.36%
2011-01-31 3 20 23 86.96%
2010-12-31 3 21 24 87.50%
2010-11-30 3 20 23 86.96%
2010-10-31 3 20 23 86.96%
2010-09-30 3 20 23 86.96%
2010-08-31 3 21 24 87.50%
2010-07-31 3 20 23 86.96%
2010-06-30 2 22 24 91.67%
2010-05-31 2 31 33 93.94%
2010-04-30 3 31 34 91.18%
2010-03-31 3 33 36 91.67%
2010-02-28 4 33 37 89.19%
2010-01-31 4 33 37 89.19%
2009-12-31 3 34 37 91.89%
2009-11-30 2 35 37 94.59%
2009-10-31 2 34 36 94.44%
2009-09-30 2 35 37 94.59%
2009-08-31 3 36 39 92.31%
2009-07-31 5 38 43 88.37%
2009-06-30 5 38 43 88.37%
2009-05-31 5 38 43 88.37%
2009-04-30 4 40 44 90.91%
2009-03-31 5 49 54 90.74%
2009-02-28 5 49 54 90.74%
2009-01-31 5 50 55 90.91%
2008-12-31 5 50 55 90.91%
2008-11-30 5 56 61 91.80%
2008-10-31 5 56 61 91.80%
2008-09-30 5 52 57 91.23%
2008-08-31 5 51 56 91.07%
2008-07-31 5 49 54 90.74%
2008-06-30 5 47 52 90.38%
2008-05-31 5 47 52 90.38%
2008-04-30 5 43 48 89.58%
2008-03-31 5 41 46 89.13%
2008-02-29 5 37 42 88.10%
2008-01-31 5 36 41 87.80%
2007-12-31 5 33 38 86.84%
2007-11-30 5 33 38 86.84%
2007-10-31 5 33 38 86.84%
2007-09-30 4 33 37 89.19%
2007-08-31 4 33 37 89.19%
2007-07-31 4 26 30 86.67%
2007-06-30 4 25 29 86.21%
2007-05-31 4 26 30 86.67%
2007-04-30 5 23 28 82.14%
2007-03-31 5 25 30 83.33%
2007-02-28 5 26 31 83.87%
2007-01-31 6 26 32 81.25%
2006-12-31 6 25 31 80.65%
2006-11-30 6 22 28 78.57%
2006-10-31 6 22 28 78.57%
2006-09-30 5 21 26 80.77%
2006-08-31 4 22 26 84.62%
2006-07-31 5 19 24 79.17%
2006-06-30 5 19 24 79.17%
2006-05-31 5 17 22 77.27%
2006-04-30 5 17 22 77.27%
2006-03-31 5 19 24 79.17%
2006-02-28 5 19 24 79.17%
2006-01-31 5 15 20 75.00%
2005-12-31 5 15 20 75.00%
2005-11-30 6 15 21 71.43%
2005-10-31 6 14 20 70.00%
2005-09-30 6 18 24 75.00%
2005-08-31 6 17 23 73.91%
2005-07-31 7 14 21 66.67%
2005-06-30 7 12 19 63.16%
2005-05-31 5 10 15 66.67%
2005-04-30 5 11 16 68.75%
2005-03-31 6 11 17 64.71%
2005-02-28 6 14 20 70.00%
2005-01-31 7 14 21 66.67%
2004-12-31 7 14 21 66.67%
2004-11-30 6 16 22 72.73%
2004-10-31 6 9 15 60.00%
2004-09-30 6 8 14 57.14%
2004-08-31 3 7 10 70.00%
2004-07-31 3 7 10 70.00%
2004-06-30 2 8 10 80.00%
2004-05-31 2 9 11 81.82%
2004-04-30 2 9 11 81.82%
2004-03-31 2 8 10 80.00%
2004-02-29 2 8 10 80.00%
2004-01-31 3 8 11 72.73%
2003-12-31 2 8 10 80.00%
2003-11-30 2 8 10 80.00%
2003-10-31 2 8 10 80.00%
2003-09-30 2 8 10 80.00%
2003-08-31 2 8 10 80.00%
2003-07-31 2 8 10 80.00%
2003-06-30 2 8 10 80.00%
2003-05-31 2 9 11 81.82%
2003-04-30 2 9 11 81.82%
2003-03-31 2 8 10 80.00%

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