Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-06-03 | 5 | 54 | 59 | 91.53% |
| 2024-05-31 | 5 | 54 | 59 | 91.53% |
| 2024-04-30 | 7 | 53 | 60 | 88.33% |
| 2024-03-31 | 7 | 53 | 60 | 88.33% |
| 2024-02-29 | 6 | 54 | 60 | 90.00% |
| 2024-01-31 | 6 | 53 | 59 | 89.83% |
| 2023-12-31 | 6 | 49 | 55 | 89.09% |
| 2023-11-30 | 6 | 50 | 56 | 89.29% |
| 2023-10-31 | 6 | 52 | 58 | 89.66% |
| 2023-09-30 | 6 | 52 | 58 | 89.66% |
| 2023-08-31 | 6 | 53 | 59 | 89.83% |
| 2023-07-31 | 6 | 51 | 57 | 89.47% |
| 2023-06-30 | 6 | 49 | 55 | 89.09% |
| 2023-05-31 | 5 | 49 | 54 | 90.74% |
| 2023-04-30 | 5 | 50 | 55 | 90.91% |
| 2023-03-31 | 6 | 49 | 55 | 89.09% |
| 2023-02-28 | 6 | 47 | 53 | 88.68% |
| 2023-01-31 | 6 | 47 | 53 | 88.68% |
| 2022-12-31 | 6 | 47 | 53 | 88.68% |
| 2022-11-30 | 6 | 47 | 53 | 88.68% |
| 2022-10-31 | 7 | 45 | 52 | 86.54% |
| 2022-09-30 | 6 | 45 | 51 | 88.24% |
| 2022-08-31 | 6 | 45 | 51 | 88.24% |
| 2022-07-31 | 6 | 45 | 51 | 88.24% |
| 2022-06-30 | 6 | 47 | 53 | 88.68% |
| 2022-05-31 | 6 | 43 | 49 | 87.76% |
| 2022-04-30 | 6 | 44 | 50 | 88.00% |
| 2022-03-31 | 7 | 45 | 52 | 86.54% |
| 2022-02-28 | 7 | 45 | 52 | 86.54% |
| 2022-01-31 | 7 | 46 | 53 | 86.79% |
| 2021-12-31 | 7 | 46 | 53 | 86.79% |
| 2021-11-30 | 7 | 46 | 53 | 86.79% |
| 2021-10-31 | 7 | 45 | 52 | 86.54% |
| 2021-09-30 | 7 | 46 | 53 | 86.79% |
| 2021-08-31 | 7 | 46 | 53 | 86.79% |
| 2021-07-31 | 7 | 47 | 54 | 87.04% |
| 2021-06-30 | 7 | 47 | 54 | 87.04% |
| 2021-05-31 | 7 | 48 | 55 | 87.27% |
| 2021-04-30 | 7 | 45 | 52 | 86.54% |
| 2021-03-31 | 7 | 45 | 52 | 86.54% |
| 2021-02-28 | 7 | 45 | 52 | 86.54% |
| 2021-01-31 | 7 | 47 | 54 | 87.04% |
| 2020-12-31 | 7 | 47 | 54 | 87.04% |
| 2020-11-30 | 7 | 48 | 55 | 87.27% |
| 2020-10-31 | 7 | 49 | 56 | 87.50% |
| 2020-09-30 | 7 | 49 | 56 | 87.50% |
| 2020-08-31 | 7 | 48 | 55 | 87.27% |
| 2020-07-31 | 8 | 47 | 55 | 85.45% |
| 2020-06-30 | 8 | 48 | 56 | 85.71% |
| 2020-05-31 | 8 | 49 | 57 | 85.96% |
| 2020-04-30 | 8 | 49 | 57 | 85.96% |
| 2020-03-31 | 8 | 48 | 56 | 85.71% |
| 2020-02-29 | 8 | 48 | 56 | 85.71% |
| 2020-01-31 | 8 | 49 | 57 | 85.96% |
| 2019-12-31 | 8 | 48 | 56 | 85.71% |
| 2019-11-30 | 8 | 49 | 57 | 85.96% |
| 2019-10-31 | 8 | 49 | 57 | 85.96% |
| 2019-09-30 | 7 | 51 | 58 | 87.93% |
| 2019-08-31 | 7 | 52 | 59 | 88.14% |
| 2019-07-31 | 7 | 52 | 59 | 88.14% |
| 2019-06-30 | 7 | 51 | 58 | 87.93% |
| 2019-05-31 | 7 | 49 | 56 | 87.50% |
| 2019-04-30 | 7 | 44 | 51 | 86.27% |
| 2019-03-31 | 6 | 43 | 49 | 87.76% |
| 2019-02-28 | 6 | 42 | 48 | 87.50% |
| 2019-01-31 | 6 | 43 | 49 | 87.76% |
| 2018-12-31 | 7 | 42 | 49 | 85.71% |
| 2018-11-30 | 6 | 43 | 49 | 87.76% |
| 2018-10-31 | 5 | 46 | 51 | 90.20% |
| 2018-09-30 | 5 | 46 | 51 | 90.20% |
| 2018-08-31 | 5 | 50 | 55 | 90.91% |
| 2018-07-31 | 4 | 47 | 51 | 92.16% |
| 2018-06-30 | 4 | 45 | 49 | 91.84% |
| 2018-05-31 | 4 | 45 | 49 | 91.84% |
| 2018-04-30 | 4 | 41 | 45 | 91.11% |
| 2018-03-31 | 4 | 44 | 48 | 91.67% |
| 2018-02-28 | 5 | 46 | 51 | 90.20% |
| 2018-01-31 | 5 | 46 | 51 | 90.20% |
| 2017-12-31 | 5 | 45 | 50 | 90.00% |
| 2017-11-30 | 5 | 44 | 49 | 89.80% |
| 2017-10-31 | 5 | 44 | 49 | 89.80% |
| 2017-09-30 | 5 | 42 | 47 | 89.36% |
| 2017-08-31 | 5 | 43 | 48 | 89.58% |
| 2017-07-31 | 5 | 41 | 46 | 89.13% |
| 2017-06-30 | 6 | 40 | 46 | 86.96% |
| 2017-05-31 | 7 | 41 | 48 | 85.42% |
| 2017-04-30 | 7 | 42 | 49 | 85.71% |
| 2017-03-31 | 7 | 43 | 50 | 86.00% |
| 2017-02-28 | 7 | 43 | 50 | 86.00% |
| 2017-01-31 | 7 | 45 | 52 | 86.54% |
| 2016-12-31 | 7 | 47 | 54 | 87.04% |
| 2016-11-30 | 7 | 47 | 54 | 87.04% |
| 2016-10-31 | 7 | 48 | 55 | 87.27% |
| 2016-09-30 | 7 | 48 | 55 | 87.27% |
| 2016-08-31 | 6 | 25 | 31 | 80.65% |
| 2016-07-31 | 4 | 0 | 4 | 0.00% |
| 2016-06-30 | 4 | 0 | 4 | 0.00% |
| 2016-05-31 | 0 | 0 | 0 | 0.00% |
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