FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-03 9 221 230 96.09%
2024-05-31 9 221 230 96.09%
2024-04-30 9 226 235 96.17%
2024-03-31 9 231 240 96.25%
2024-02-29 10 228 238 95.80%
2024-01-31 10 230 240 95.83%
2023-12-31 10 229 239 95.82%
2023-11-30 10 230 240 95.83%
2023-10-31 10 230 240 95.83%
2023-09-30 9 228 237 96.20%
2023-08-31 8 225 233 96.57%
2023-07-31 8 226 234 96.58%
2023-06-30 9 227 236 96.19%
2023-05-31 10 224 234 95.73%
2023-04-30 10 222 232 95.69%
2023-03-31 9 224 233 96.14%
2023-02-28 9 220 229 96.07%
2023-01-31 10 217 227 95.59%
2022-12-31 10 218 228 95.61%
2022-11-30 10 219 229 95.63%
2022-10-31 10 215 225 95.56%
2022-09-30 10 216 226 95.58%
2022-08-31 10 214 224 95.54%
2022-07-31 10 209 219 95.43%
2022-06-30 10 210 220 95.45%
2022-05-31 10 209 219 95.43%
2022-04-30 10 209 219 95.43%
2022-03-31 11 206 217 94.93%
2022-02-28 11 206 217 94.93%
2022-01-31 11 206 217 94.93%
2021-12-31 10 206 216 95.37%
2021-11-30 10 201 211 95.26%
2021-10-31 11 201 212 94.81%
2021-09-30 11 200 211 94.79%
2021-08-31 11 198 209 94.74%
2021-07-31 11 196 207 94.69%
2021-06-30 11 196 207 94.69%
2021-05-31 11 197 208 94.71%
2021-04-30 11 199 210 94.76%
2021-03-31 11 201 212 94.81%
2021-02-28 10 204 214 95.33%
2021-01-31 10 204 214 95.33%
2020-12-31 10 207 217 95.39%
2020-11-30 9 209 218 95.87%
2020-10-31 9 209 218 95.87%
2020-09-30 9 206 215 95.81%
2020-08-31 9 205 214 95.79%
2020-07-31 9 205 214 95.79%
2020-06-30 11 202 213 94.84%
2020-05-31 11 202 213 94.84%
2020-04-30 11 206 217 94.93%
2020-03-31 12 206 218 94.50%
2020-02-29 11 209 220 95.00%
2020-01-31 11 207 218 94.95%
2019-12-31 12 208 220 94.55%
2019-11-30 12 206 218 94.50%
2019-10-31 12 201 213 94.37%
2019-09-30 12 198 210 94.29%
2019-08-31 12 195 207 94.20%
2019-07-31 12 195 207 94.20%
2019-06-30 13 197 210 93.81%
2019-05-31 12 196 208 94.23%
2019-04-30 11 196 207 94.69%
2019-03-31 11 196 207 94.69%
2019-02-28 11 193 204 94.61%
2019-01-31 11 195 206 94.66%
2018-12-31 11 200 211 94.79%
2018-11-30 11 199 210 94.76%
2018-10-31 12 190 202 94.06%
2018-09-30 14 186 200 93.00%
2018-08-31 14 187 201 93.03%
2018-07-31 15 180 195 92.31%
2018-06-30 15 177 192 92.19%
2018-05-31 12 177 189 93.65%
2018-04-30 11 179 190 94.21%
2018-03-31 9 185 194 95.36%
2018-02-28 9 182 191 95.29%
2018-01-31 9 178 187 95.19%
2017-12-31 10 181 191 94.76%
2017-11-30 10 182 192 94.79%
2017-10-31 10 181 191 94.76%
2017-09-30 10 182 192 94.79%
2017-08-31 11 178 189 94.18%
2017-07-31 10 177 187 94.65%
2017-06-30 10 175 185 94.59%
2017-05-31 11 182 193 94.30%
2017-04-30 11 183 194 94.33%
2017-03-31 11 180 191 94.24%
2017-02-28 11 180 191 94.24%
2017-01-31 11 180 191 94.24%
2016-12-31 11 183 194 94.33%
2016-11-30 11 183 194 94.33%
2016-10-31 9 184 193 95.34%
2016-09-30 9 180 189 95.24%
2016-08-31 10 181 191 94.76%
2016-07-31 10 171 181 94.48%
2016-06-30 10 174 184 94.57%
2016-05-31 10 173 183 94.54%
2016-04-30 9 174 183 95.08%
2016-03-31 10 173 183 94.54%
2016-02-29 9 174 183 95.08%
2016-01-31 9 171 180 95.00%
2015-12-31 9 169 178 94.94%
2015-11-30 9 174 183 95.08%
2015-10-31 9 179 188 95.21%
2015-09-30 9 181 190 95.26%
2015-08-31 9 183 192 95.31%
2015-07-31 10 184 194 94.85%
2015-06-30 10 182 192 94.79%
2015-05-31 10 183 193 94.82%
2015-04-30 10 188 198 94.95%
2015-03-31 11 191 202 94.55%
2015-02-28 11 185 196 94.39%
2015-01-31 11 186 197 94.42%
2014-12-31 11 183 194 94.33%
2014-11-30 11 178 189 94.18%
2014-10-31 11 176 187 94.12%
2014-09-30 11 174 185 94.05%
2014-08-31 11 176 187 94.12%
2014-07-31 11 169 180 93.89%
2014-06-30 11 169 180 93.89%
2014-05-31 11 176 187 94.12%
2014-04-30 11 180 191 94.24%
2014-03-31 11 178 189 94.18%
2014-02-28 11 176 187 94.12%
2014-01-31 11 178 189 94.18%
2013-12-31 11 178 189 94.18%
2013-11-30 11 177 188 94.15%
2013-10-31 11 176 187 94.12%
2013-09-30 10 180 190 94.74%
2013-08-31 10 181 191 94.76%
2013-07-31 10 176 186 94.62%
2013-06-30 10 176 186 94.62%
2013-05-31 10 172 182 94.51%
2013-04-30 10 169 179 94.41%
2013-03-31 10 168 178 94.38%
2013-02-28 10 167 177 94.35%
2013-01-31 10 167 177 94.35%
2012-12-31 10 159 169 94.08%
2012-11-30 10 159 169 94.08%
2012-10-31 10 159 169 94.08%
2012-09-30 10 156 166 93.98%
2012-08-31 10 156 166 93.98%
2012-07-31 10 159 169 94.08%
2012-06-30 10 158 168 94.05%
2012-05-31 10 158 168 94.05%
2012-04-30 7 159 166 95.78%
2012-03-31 7 159 166 95.78%
2012-02-29 7 160 167 95.81%
2012-01-31 7 160 167 95.81%
2011-12-31 7 160 167 95.81%
2011-11-30 7 160 167 95.81%
2011-10-31 7 159 166 95.78%
2011-09-30 7 158 165 95.76%
2011-08-31 7 157 164 95.73%
2011-07-31 7 154 161 95.65%
2011-06-30 7 154 161 95.65%
2011-05-31 7 148 155 95.48%
2011-04-30 7 144 151 95.36%
2011-03-31 7 143 150 95.33%
2011-02-28 7 141 148 95.27%
2011-01-31 7 141 148 95.27%
2010-12-31 7 144 151 95.36%
2010-11-30 7 142 149 95.30%
2010-10-31 7 142 149 95.30%
2010-09-30 7 140 147 95.24%
2010-08-31 7 138 145 95.17%
2010-07-31 7 134 141 95.04%
2010-06-30 7 132 139 94.96%
2010-05-31 7 134 141 95.04%
2010-04-30 7 134 141 95.04%
2010-03-31 7 134 141 95.04%
2010-02-28 7 131 138 94.93%
2010-01-31 7 131 138 94.93%
2009-12-31 7 133 140 95.00%
2009-11-30 10 135 145 93.10%
2009-10-31 9 138 147 93.88%
2009-09-30 9 136 145 93.79%
2009-08-31 9 134 143 93.71%
2009-07-31 9 136 145 93.79%
2009-06-30 9 137 146 93.84%
2009-05-31 10 134 144 93.06%
2009-04-30 10 135 145 93.10%
2009-03-31 10 139 149 93.29%
2009-02-28 11 142 153 92.81%
2009-01-31 10 149 159 93.71%
2008-12-31 10 149 159 93.71%
2008-11-30 11 151 162 93.21%
2008-10-31 10 162 172 94.19%
2008-09-30 10 155 165 93.94%
2008-08-31 10 156 166 93.98%
2008-07-31 10 156 166 93.98%
2008-06-30 9 151 160 94.38%
2008-05-31 9 152 161 94.41%
2008-04-30 10 153 163 93.87%
2008-03-31 9 154 163 94.48%
2008-02-29 9 156 165 94.55%
2008-01-31 8 154 162 95.06%
2007-12-31 8 146 154 94.81%
2007-11-30 8 149 157 94.90%
2007-10-31 8 150 158 94.94%
2007-09-30 8 147 155 94.84%
2007-08-31 8 146 154 94.81%
2007-07-31 8 145 153 94.77%
2007-06-30 8 141 149 94.63%
2007-05-31 8 139 147 94.56%
2007-04-30 8 135 143 94.41%
2007-03-31 8 137 145 94.48%
2007-02-28 7 135 142 95.07%
2007-01-31 7 134 141 95.04%
2006-12-31 7 135 142 95.07%
2006-11-30 7 135 142 95.07%
2006-10-31 7 137 144 95.14%
2006-09-30 7 136 143 95.10%
2006-08-31 7 139 146 95.21%
2006-07-31 7 136 143 95.10%
2006-06-30 8 131 139 94.24%
2006-05-31 8 126 134 94.03%
2006-04-30 8 120 128 93.75%
2006-03-31 8 123 131 93.89%
2006-02-28 8 122 130 93.85%
2006-01-31 8 121 129 93.80%
2005-12-31 8 118 126 93.65%
2005-11-30 7 114 121 94.21%
2005-10-31 7 109 116 93.97%
2005-09-30 7 103 110 93.64%
2005-08-31 6 103 109 94.50%
2005-07-31 6 101 107 94.39%
2005-06-30 6 97 103 94.17%
2005-05-31 6 97 103 94.17%
2005-04-30 6 94 100 94.00%
2005-03-31 6 93 99 93.94%
2005-02-28 6 91 97 93.81%
2005-01-31 6 89 95 93.68%
2004-12-31 6 88 94 93.62%
2004-11-30 6 88 94 93.62%
2004-10-31 5 90 95 94.74%
2004-09-30 5 86 91 94.51%
2004-08-31 5 83 88 94.32%
2004-07-31 5 81 86 94.19%
2004-06-30 5 80 85 94.12%
2004-05-31 5 78 83 93.98%
2004-04-30 5 79 84 94.05%
2004-03-31 5 72 77 93.51%
2004-02-29 5 69 74 93.24%
2004-01-31 5 67 72 93.06%
2003-12-31 5 65 70 92.86%
2003-11-30 5 65 70 92.86%
2003-10-31 5 68 73 93.15%
2003-09-30 5 68 73 93.15%
2003-08-31 5 68 73 93.15%
2003-07-31 5 69 74 93.24%
2003-06-30 5 70 75 93.33%
2003-05-31 5 67 72 93.06%
2003-04-30 5 67 72 93.06%
2003-03-31 5 68 73 93.15%

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