FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-06-03 | 9 | 221 | 230 | 96.09% |
2024-05-31 | 9 | 221 | 230 | 96.09% |
2024-04-30 | 9 | 226 | 235 | 96.17% |
2024-03-31 | 9 | 231 | 240 | 96.25% |
2024-02-29 | 10 | 228 | 238 | 95.80% |
2024-01-31 | 10 | 230 | 240 | 95.83% |
2023-12-31 | 10 | 229 | 239 | 95.82% |
2023-11-30 | 10 | 230 | 240 | 95.83% |
2023-10-31 | 10 | 230 | 240 | 95.83% |
2023-09-30 | 9 | 228 | 237 | 96.20% |
2023-08-31 | 8 | 225 | 233 | 96.57% |
2023-07-31 | 8 | 226 | 234 | 96.58% |
2023-06-30 | 9 | 227 | 236 | 96.19% |
2023-05-31 | 10 | 224 | 234 | 95.73% |
2023-04-30 | 10 | 222 | 232 | 95.69% |
2023-03-31 | 9 | 224 | 233 | 96.14% |
2023-02-28 | 9 | 220 | 229 | 96.07% |
2023-01-31 | 10 | 217 | 227 | 95.59% |
2022-12-31 | 10 | 218 | 228 | 95.61% |
2022-11-30 | 10 | 219 | 229 | 95.63% |
2022-10-31 | 10 | 215 | 225 | 95.56% |
2022-09-30 | 10 | 216 | 226 | 95.58% |
2022-08-31 | 10 | 214 | 224 | 95.54% |
2022-07-31 | 10 | 209 | 219 | 95.43% |
2022-06-30 | 10 | 210 | 220 | 95.45% |
2022-05-31 | 10 | 209 | 219 | 95.43% |
2022-04-30 | 10 | 209 | 219 | 95.43% |
2022-03-31 | 11 | 206 | 217 | 94.93% |
2022-02-28 | 11 | 206 | 217 | 94.93% |
2022-01-31 | 11 | 206 | 217 | 94.93% |
2021-12-31 | 10 | 206 | 216 | 95.37% |
2021-11-30 | 10 | 201 | 211 | 95.26% |
2021-10-31 | 11 | 201 | 212 | 94.81% |
2021-09-30 | 11 | 200 | 211 | 94.79% |
2021-08-31 | 11 | 198 | 209 | 94.74% |
2021-07-31 | 11 | 196 | 207 | 94.69% |
2021-06-30 | 11 | 196 | 207 | 94.69% |
2021-05-31 | 11 | 197 | 208 | 94.71% |
2021-04-30 | 11 | 199 | 210 | 94.76% |
2021-03-31 | 11 | 201 | 212 | 94.81% |
2021-02-28 | 10 | 204 | 214 | 95.33% |
2021-01-31 | 10 | 204 | 214 | 95.33% |
2020-12-31 | 10 | 207 | 217 | 95.39% |
2020-11-30 | 9 | 209 | 218 | 95.87% |
2020-10-31 | 9 | 209 | 218 | 95.87% |
2020-09-30 | 9 | 206 | 215 | 95.81% |
2020-08-31 | 9 | 205 | 214 | 95.79% |
2020-07-31 | 9 | 205 | 214 | 95.79% |
2020-06-30 | 11 | 202 | 213 | 94.84% |
2020-05-31 | 11 | 202 | 213 | 94.84% |
2020-04-30 | 11 | 206 | 217 | 94.93% |
2020-03-31 | 12 | 206 | 218 | 94.50% |
2020-02-29 | 11 | 209 | 220 | 95.00% |
2020-01-31 | 11 | 207 | 218 | 94.95% |
2019-12-31 | 12 | 208 | 220 | 94.55% |
2019-11-30 | 12 | 206 | 218 | 94.50% |
2019-10-31 | 12 | 201 | 213 | 94.37% |
2019-09-30 | 12 | 198 | 210 | 94.29% |
2019-08-31 | 12 | 195 | 207 | 94.20% |
2019-07-31 | 12 | 195 | 207 | 94.20% |
2019-06-30 | 13 | 197 | 210 | 93.81% |
2019-05-31 | 12 | 196 | 208 | 94.23% |
2019-04-30 | 11 | 196 | 207 | 94.69% |
2019-03-31 | 11 | 196 | 207 | 94.69% |
2019-02-28 | 11 | 193 | 204 | 94.61% |
2019-01-31 | 11 | 195 | 206 | 94.66% |
2018-12-31 | 11 | 200 | 211 | 94.79% |
2018-11-30 | 11 | 199 | 210 | 94.76% |
2018-10-31 | 12 | 190 | 202 | 94.06% |
2018-09-30 | 14 | 186 | 200 | 93.00% |
2018-08-31 | 14 | 187 | 201 | 93.03% |
2018-07-31 | 15 | 180 | 195 | 92.31% |
2018-06-30 | 15 | 177 | 192 | 92.19% |
2018-05-31 | 12 | 177 | 189 | 93.65% |
2018-04-30 | 11 | 179 | 190 | 94.21% |
2018-03-31 | 9 | 185 | 194 | 95.36% |
2018-02-28 | 9 | 182 | 191 | 95.29% |
2018-01-31 | 9 | 178 | 187 | 95.19% |
2017-12-31 | 10 | 181 | 191 | 94.76% |
2017-11-30 | 10 | 182 | 192 | 94.79% |
2017-10-31 | 10 | 181 | 191 | 94.76% |
2017-09-30 | 10 | 182 | 192 | 94.79% |
2017-08-31 | 11 | 178 | 189 | 94.18% |
2017-07-31 | 10 | 177 | 187 | 94.65% |
2017-06-30 | 10 | 175 | 185 | 94.59% |
2017-05-31 | 11 | 182 | 193 | 94.30% |
2017-04-30 | 11 | 183 | 194 | 94.33% |
2017-03-31 | 11 | 180 | 191 | 94.24% |
2017-02-28 | 11 | 180 | 191 | 94.24% |
2017-01-31 | 11 | 180 | 191 | 94.24% |
2016-12-31 | 11 | 183 | 194 | 94.33% |
2016-11-30 | 11 | 183 | 194 | 94.33% |
2016-10-31 | 9 | 184 | 193 | 95.34% |
2016-09-30 | 9 | 180 | 189 | 95.24% |
2016-08-31 | 10 | 181 | 191 | 94.76% |
2016-07-31 | 10 | 171 | 181 | 94.48% |
2016-06-30 | 10 | 174 | 184 | 94.57% |
2016-05-31 | 10 | 173 | 183 | 94.54% |
2016-04-30 | 9 | 174 | 183 | 95.08% |
2016-03-31 | 10 | 173 | 183 | 94.54% |
2016-02-29 | 9 | 174 | 183 | 95.08% |
2016-01-31 | 9 | 171 | 180 | 95.00% |
2015-12-31 | 9 | 169 | 178 | 94.94% |
2015-11-30 | 9 | 174 | 183 | 95.08% |
2015-10-31 | 9 | 179 | 188 | 95.21% |
2015-09-30 | 9 | 181 | 190 | 95.26% |
2015-08-31 | 9 | 183 | 192 | 95.31% |
2015-07-31 | 10 | 184 | 194 | 94.85% |
2015-06-30 | 10 | 182 | 192 | 94.79% |
2015-05-31 | 10 | 183 | 193 | 94.82% |
2015-04-30 | 10 | 188 | 198 | 94.95% |
2015-03-31 | 11 | 191 | 202 | 94.55% |
2015-02-28 | 11 | 185 | 196 | 94.39% |
2015-01-31 | 11 | 186 | 197 | 94.42% |
2014-12-31 | 11 | 183 | 194 | 94.33% |
2014-11-30 | 11 | 178 | 189 | 94.18% |
2014-10-31 | 11 | 176 | 187 | 94.12% |
2014-09-30 | 11 | 174 | 185 | 94.05% |
2014-08-31 | 11 | 176 | 187 | 94.12% |
2014-07-31 | 11 | 169 | 180 | 93.89% |
2014-06-30 | 11 | 169 | 180 | 93.89% |
2014-05-31 | 11 | 176 | 187 | 94.12% |
2014-04-30 | 11 | 180 | 191 | 94.24% |
2014-03-31 | 11 | 178 | 189 | 94.18% |
2014-02-28 | 11 | 176 | 187 | 94.12% |
2014-01-31 | 11 | 178 | 189 | 94.18% |
2013-12-31 | 11 | 178 | 189 | 94.18% |
2013-11-30 | 11 | 177 | 188 | 94.15% |
2013-10-31 | 11 | 176 | 187 | 94.12% |
2013-09-30 | 10 | 180 | 190 | 94.74% |
2013-08-31 | 10 | 181 | 191 | 94.76% |
2013-07-31 | 10 | 176 | 186 | 94.62% |
2013-06-30 | 10 | 176 | 186 | 94.62% |
2013-05-31 | 10 | 172 | 182 | 94.51% |
2013-04-30 | 10 | 169 | 179 | 94.41% |
2013-03-31 | 10 | 168 | 178 | 94.38% |
2013-02-28 | 10 | 167 | 177 | 94.35% |
2013-01-31 | 10 | 167 | 177 | 94.35% |
2012-12-31 | 10 | 159 | 169 | 94.08% |
2012-11-30 | 10 | 159 | 169 | 94.08% |
2012-10-31 | 10 | 159 | 169 | 94.08% |
2012-09-30 | 10 | 156 | 166 | 93.98% |
2012-08-31 | 10 | 156 | 166 | 93.98% |
2012-07-31 | 10 | 159 | 169 | 94.08% |
2012-06-30 | 10 | 158 | 168 | 94.05% |
2012-05-31 | 10 | 158 | 168 | 94.05% |
2012-04-30 | 7 | 159 | 166 | 95.78% |
2012-03-31 | 7 | 159 | 166 | 95.78% |
2012-02-29 | 7 | 160 | 167 | 95.81% |
2012-01-31 | 7 | 160 | 167 | 95.81% |
2011-12-31 | 7 | 160 | 167 | 95.81% |
2011-11-30 | 7 | 160 | 167 | 95.81% |
2011-10-31 | 7 | 159 | 166 | 95.78% |
2011-09-30 | 7 | 158 | 165 | 95.76% |
2011-08-31 | 7 | 157 | 164 | 95.73% |
2011-07-31 | 7 | 154 | 161 | 95.65% |
2011-06-30 | 7 | 154 | 161 | 95.65% |
2011-05-31 | 7 | 148 | 155 | 95.48% |
2011-04-30 | 7 | 144 | 151 | 95.36% |
2011-03-31 | 7 | 143 | 150 | 95.33% |
2011-02-28 | 7 | 141 | 148 | 95.27% |
2011-01-31 | 7 | 141 | 148 | 95.27% |
2010-12-31 | 7 | 144 | 151 | 95.36% |
2010-11-30 | 7 | 142 | 149 | 95.30% |
2010-10-31 | 7 | 142 | 149 | 95.30% |
2010-09-30 | 7 | 140 | 147 | 95.24% |
2010-08-31 | 7 | 138 | 145 | 95.17% |
2010-07-31 | 7 | 134 | 141 | 95.04% |
2010-06-30 | 7 | 132 | 139 | 94.96% |
2010-05-31 | 7 | 134 | 141 | 95.04% |
2010-04-30 | 7 | 134 | 141 | 95.04% |
2010-03-31 | 7 | 134 | 141 | 95.04% |
2010-02-28 | 7 | 131 | 138 | 94.93% |
2010-01-31 | 7 | 131 | 138 | 94.93% |
2009-12-31 | 7 | 133 | 140 | 95.00% |
2009-11-30 | 10 | 135 | 145 | 93.10% |
2009-10-31 | 9 | 138 | 147 | 93.88% |
2009-09-30 | 9 | 136 | 145 | 93.79% |
2009-08-31 | 9 | 134 | 143 | 93.71% |
2009-07-31 | 9 | 136 | 145 | 93.79% |
2009-06-30 | 9 | 137 | 146 | 93.84% |
2009-05-31 | 10 | 134 | 144 | 93.06% |
2009-04-30 | 10 | 135 | 145 | 93.10% |
2009-03-31 | 10 | 139 | 149 | 93.29% |
2009-02-28 | 11 | 142 | 153 | 92.81% |
2009-01-31 | 10 | 149 | 159 | 93.71% |
2008-12-31 | 10 | 149 | 159 | 93.71% |
2008-11-30 | 11 | 151 | 162 | 93.21% |
2008-10-31 | 10 | 162 | 172 | 94.19% |
2008-09-30 | 10 | 155 | 165 | 93.94% |
2008-08-31 | 10 | 156 | 166 | 93.98% |
2008-07-31 | 10 | 156 | 166 | 93.98% |
2008-06-30 | 9 | 151 | 160 | 94.38% |
2008-05-31 | 9 | 152 | 161 | 94.41% |
2008-04-30 | 10 | 153 | 163 | 93.87% |
2008-03-31 | 9 | 154 | 163 | 94.48% |
2008-02-29 | 9 | 156 | 165 | 94.55% |
2008-01-31 | 8 | 154 | 162 | 95.06% |
2007-12-31 | 8 | 146 | 154 | 94.81% |
2007-11-30 | 8 | 149 | 157 | 94.90% |
2007-10-31 | 8 | 150 | 158 | 94.94% |
2007-09-30 | 8 | 147 | 155 | 94.84% |
2007-08-31 | 8 | 146 | 154 | 94.81% |
2007-07-31 | 8 | 145 | 153 | 94.77% |
2007-06-30 | 8 | 141 | 149 | 94.63% |
2007-05-31 | 8 | 139 | 147 | 94.56% |
2007-04-30 | 8 | 135 | 143 | 94.41% |
2007-03-31 | 8 | 137 | 145 | 94.48% |
2007-02-28 | 7 | 135 | 142 | 95.07% |
2007-01-31 | 7 | 134 | 141 | 95.04% |
2006-12-31 | 7 | 135 | 142 | 95.07% |
2006-11-30 | 7 | 135 | 142 | 95.07% |
2006-10-31 | 7 | 137 | 144 | 95.14% |
2006-09-30 | 7 | 136 | 143 | 95.10% |
2006-08-31 | 7 | 139 | 146 | 95.21% |
2006-07-31 | 7 | 136 | 143 | 95.10% |
2006-06-30 | 8 | 131 | 139 | 94.24% |
2006-05-31 | 8 | 126 | 134 | 94.03% |
2006-04-30 | 8 | 120 | 128 | 93.75% |
2006-03-31 | 8 | 123 | 131 | 93.89% |
2006-02-28 | 8 | 122 | 130 | 93.85% |
2006-01-31 | 8 | 121 | 129 | 93.80% |
2005-12-31 | 8 | 118 | 126 | 93.65% |
2005-11-30 | 7 | 114 | 121 | 94.21% |
2005-10-31 | 7 | 109 | 116 | 93.97% |
2005-09-30 | 7 | 103 | 110 | 93.64% |
2005-08-31 | 6 | 103 | 109 | 94.50% |
2005-07-31 | 6 | 101 | 107 | 94.39% |
2005-06-30 | 6 | 97 | 103 | 94.17% |
2005-05-31 | 6 | 97 | 103 | 94.17% |
2005-04-30 | 6 | 94 | 100 | 94.00% |
2005-03-31 | 6 | 93 | 99 | 93.94% |
2005-02-28 | 6 | 91 | 97 | 93.81% |
2005-01-31 | 6 | 89 | 95 | 93.68% |
2004-12-31 | 6 | 88 | 94 | 93.62% |
2004-11-30 | 6 | 88 | 94 | 93.62% |
2004-10-31 | 5 | 90 | 95 | 94.74% |
2004-09-30 | 5 | 86 | 91 | 94.51% |
2004-08-31 | 5 | 83 | 88 | 94.32% |
2004-07-31 | 5 | 81 | 86 | 94.19% |
2004-06-30 | 5 | 80 | 85 | 94.12% |
2004-05-31 | 5 | 78 | 83 | 93.98% |
2004-04-30 | 5 | 79 | 84 | 94.05% |
2004-03-31 | 5 | 72 | 77 | 93.51% |
2004-02-29 | 5 | 69 | 74 | 93.24% |
2004-01-31 | 5 | 67 | 72 | 93.06% |
2003-12-31 | 5 | 65 | 70 | 92.86% |
2003-11-30 | 5 | 65 | 70 | 92.86% |
2003-10-31 | 5 | 68 | 73 | 93.15% |
2003-09-30 | 5 | 68 | 73 | 93.15% |
2003-08-31 | 5 | 68 | 73 | 93.15% |
2003-07-31 | 5 | 69 | 74 | 93.24% |
2003-06-30 | 5 | 70 | 75 | 93.33% |
2003-05-31 | 5 | 67 | 72 | 93.06% |
2003-04-30 | 5 | 67 | 72 | 93.06% |
2003-03-31 | 5 | 68 | 73 | 93.15% |
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