Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 ZUNDIAO SECURITIES LIMITED Ng, Penny Yuk 吳玉 +RO 2024-04-29
2 ZIJING ASSET MANAGEMENT LIMITED Lam, Wai Tsin 林維蕆 +RO 2024-04-26
3 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED Jing, Kai 井凱 -Rep 2017-11-23 2024-05-08
4 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Wang, Wenxin (SFC:BUX610) 王文新 +Rep 2024-05-08
5 Zeta Capital (H.K.) Limited Xu, Luwen 许璐雯 +RO 2024-05-03
6 Zero2IPO Securities Limited Yang, Peng (SFC:AUG860) 楊鵬 -Rep 2021-12-01 2024-05-10
7 Zero2IPO Capital Limited   -RO 2021-11-03 2024-05-10
8 Yunfeng Securities Limited Song, Yuxin 宋雨欣 +Rep 2024-04-29
9 Yunfeng Financial Markets Limited Chan, Wilson Wai Kwok 陳緯國 -Rep 2023-11-10 2024-05-10
10   Song, Yuxin 宋雨欣 +Rep 2024-04-29
11 Yuet Sheung International Securities Limited Li, Yige (SFC:BUM132) 李宜格 -Rep 2024-01-24 2024-04-30
12 YUE XIU SECURITIES COMPANY LIMITED Xu, Yibin (SFC:BSZ009) 許溢斌 -Rep 2022-09-16 2024-05-08
13 Yue Xiu Capital Limited   -Rep 2022-09-16 2024-05-08
14 YUE XIU ASSET MANAGEMENT LIMITED Jiang, Nan (SFC:BMW548) 姜楠 -Rep 2018-06-01 2024-05-07
15   Jin, Lu (SFC:AWT304) 金路 -RO 2017-11-27 2024-05-07
16 Yuanta Securities (Hong Kong) Company Limited Chang, Hsien-Chun 張憲鈞 +Rep 2024-05-08
17   Chen, Pei Chi (SFC:BUS620) 陳佩琪 +Rep 2024-05-08
18 YUANTA FUTURES (HK) CO., LIMITED Lin, Yingying (SFC:BST634) 林莹莹 +Rep 2024-05-08
19 Yuan Tong Global Asset Management Limited Tu, Jun (SFC:BTN013) 涂俊 +RO 2024-05-09
20 YICKO SECURITIES LIMITED So, Herman Haw 蘇灝 +Rep 2024-05-08
21 Yan Yun Family Office (HK) Limited Lo, Tak Wai 盧德偉 -RO 2023-10-16 2024-05-04
22 XHK Limited Fok, Siu Pong (SFC:AME216) 霍少邦 +Rep 2024-04-29
23 WRise Wealth Management (Hong Kong) Limited Cheung, Man Wah Poly (SFC:BMV381) 張曼華 +Rep 2024-05-03
24   Fong, Sin Shing 方善城 +Rep 2024-05-06
25 WRise Prestige Securities Limited Chum, Kam Wing 覃錦榮 +Rep 2024-05-07
26   Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
27   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-07
28   Leung, Eric Wai Ming 梁偉明 +Rep 2024-05-07
29   Sung, Yuk Ting 宋玉婷 +Rep 2024-05-03
30   Tam, Wing Kan (SFC:BRK609) 譚詠勤 -Rep 2024-04-10 2024-05-07
31   Wong, Rex Chun 黃俊 +Rep 2024-05-07
32 WRise Prestige Asset Management Limited Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
33   Wong, Rex Chun 黃俊 +Rep 2024-05-07
34 Wisdom Cosmic Securities Limited Hui, David Lam Chiu 許林釗 +RO 2024-05-07
35   Yung, Wai Sing (SFC:ANP500) 容渭星 -RO 2023-10-11 2024-04-30
36 Winner Zone Asset Management Limited Chang, Danni 常丹妮 +Rep 2024-05-08
37   Chu, Agnes Pui Shan 朱珮珊 +Rep 2024-05-07
38 WIN WIND FINANCE LIMITED Lowe, Norman C. 勞樹源 -Rep 2023-12-13 2024-04-30
39 WeShare Asset Management Limited Kwan, Kenneth Chun Keung 關俊強 -RO 2024-02-16 2024-04-29
40 Welwing Capital Group Limited Li, Ruoyang 李若暘 -Rep 2021-10-20 2024-04-30
41     +RO 2024-04-30
42 Wells Global Asset Management Limited Tam, Joseph Wai Ho 譚偉豪 +Rep 2024-04-29
43 Wellington Management Hong Kong Limited (b2003-01-02) McLane, Douglas William -Rep 2024-05-08 2024-05-10
44 Well Link Securities Limited Chan, Tsz Hin (SFC:BRI622) 陳梓軒 -Rep 2023-11-20 2024-05-10
45 WEBULL SECURITIES LIMITED Hung, Chun Kit (SFC:BCU325) 熊俊傑 +Rep 2024-05-03
46   Wong, Wai Kwan (SFC:AWA381) 黃偉琨 +Rep 2024-05-03
47 WealthTac Global Asset Management Limited Chan, Chun Yip (SFC:AUO102) 陳俊業 +RO 2024-04-30
48 Wealth Link Securities Limited Fung, Pui Hang 馮珮珩 -RO 2023-08-09 2024-04-29
49   Lui, Wai Man (SFC:AIU192) 呂偉文 -RO 2022-12-21 2024-04-29
50   Tang, Wa Kin 鄧華鍵 -Rep 2024-04-29 2024-05-02
51     +RO 2024-05-02
52 Wealth Harbour Investment & Management Co., Limited Yan, Danny Kai Chi 甄啟智 -RO 2022-03-14 2024-04-30
53 Waton Securities International Limited Zhou, Lin (SFC:BTJ166) 周琳 +Rep 2024-05-09
54 WARD FERRY MANAGEMENT LIMITED Sun, Qinying 孫沁滢 -Rep 2021-11-16 2024-04-26
55 VS Partners (Hong Kong) Co., Limited Zhang, Cuiyun 張翠云 -RO 2023-10-13 2024-04-30
56 VP Wealth Management (Hong Kong) Limited Marx, Reto -RO 2022-04-01 2024-05-01
57   Ng, Faye Xiaoying -Rep 2021-11-15 2024-05-01
58   Yip, Shun Fung 葉淳鋒 -Rep 2021-09-14 2024-05-01
59   Yuen, George Pui Kwong 袁沛光 -Rep 2022-11-22 2024-05-01
60 Vision Capital Investment Management Limited Liu, Jiang (SFC:BUS176) 刘江 +Rep 2024-04-30
61 Venture Smart Asia Limited Tang, Kenny Sing Hing 鄧聲興 -RO 2021-09-02 2024-04-29
62 VENHOUSE WEALTH MANAGEMENT LIMITED Yang, Ching Man 楊靜雯 -Rep 2006-04-12 2024-04-30
63 Velotrade Management Limited Pizzituti, Gianluca -RO 2018-11-15 2024-05-10
64 VC CAPITAL LIMITED Huang, Jeff 黃嘉富 -Rep 2023-09-28 2024-04-30
65   Yik, Kei Kwan 易紀筠 -Rep 2023-07-24 2024-04-26
66 Vantum Futures Limited Chan, Ka Wai (SFC:APP683) 陳嘉慧 +RO 2024-05-07
67 Vantage Capital Markets HK Limited Gu, Huihui 顧匯匯 +Rep 2024-05-03
68 VANTAGE ASSET MANAGEMENT LIMITED (HK) Cheng, Yuk Lon Christopher 鄭鈺倫 -RO 2016-07-18 2024-04-30
69   Lee, Peter Shang Ming 利尚銘 -RO 2016-07-18 2024-05-10
70 Value Partners Private Equity Limited Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
71   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
72 VALUE PARTNERS LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
73   Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
74   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
75 VALUE PARTNERS HONG KONG LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
76   Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
77   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
78 VALUABLE CAPITAL LIMITED Cheng, Wu Long 鄭武隆 -Rep 2019-01-23 2024-04-30
79 VALUABLE ASSET MANAGEMENT LIMITED Fung, Chun Ho (SFC:AVV720) 馮鎮豪 -Rep 2023-08-09 2024-05-07
80     +RO 2024-05-07
81 Valliance Asset Management Limited Zhu, Lina (SFC:AXV640) 朱麗娜 +Rep 2024-05-02
82 UPBEST SECURITIES COMPANY LIMITED Wong, Hak Ping 黃克平 +Rep 2024-05-09
83 UOB KAY HIAN (HONG KONG) LIMITED Li, Guangchen (SFC:BNY840) 李光宸 +Rep 2024-05-07
84   So, Wai Yee Flora 蘇偉儀 +Rep 2024-05-07
85   Wong, Ming Fai (SFC:ALW838) 王明輝 -Rep 2023-11-02 2024-05-03
86     +RO 2024-05-03
87 UNITED ZONE INVESTMENT LIMITED Ng, Ting Cheong 吳定昌 -RO 2022-03-01 2024-05-03
88 UCAP Securities (HK) Limited Huang, Jen-Te 黃仁德 -Rep 2021-02-11 2024-04-30
89   Huang, Po Jui 黃柏睿 -Rep 2020-10-29 2024-04-30
90 UBS SECURITIES HONG KONG LIMITED Luo, Yinzi (SFC:BUE075) 罗殷子 -Rep 2023-10-03 2024-05-10
91   Tay, Ling Yin 郑琳颖 -Rep 2024-04-12 2024-04-27
92 UBS SECURITIES ASIA LIMITED Fowler, Gerald Kenneth (SFC:BUW450) -Rep 2024-05-08 2024-05-15
93   Huynh, Trung Chuong -Rep 2024-05-06 2024-05-09
94   Tay, Ling Yin 郑琳颖 -Rep 2024-04-12 2024-04-27
95   Wong, Carson (SFC:BUX060) 黄家信 -Rep 2024-05-06 2024-05-13
96 UBS Asset Management (Hong Kong) Limited Ahmad, Mohammad (SFC:BJO390) -Rep 2024-05-07 2024-05-10
97   Chen, Bingyu 陳冰玉 -Rep 2021-08-26 2024-05-07
98   Song, Zhe (SFC:BEZ513) 宋喆 -Rep 2024-03-28 2024-05-08
99   Van Riemsdijk, Adrianus Gijsbertus -Rep 2024-04-24 2024-04-26
100   Yang, Puxi 杨谱熙 -Rep 2024-03-28 2024-05-07
101 TVC MANAGEMENT LIMITED Kong, Chi Ho (SFC:BOU720) 江志豪 +Rep 2024-05-09
102 TradeMaster Securities (Hong Kong) Limited Chen, Yibiao (SFC:AXN055) 陳宜飆 +Rep 2024-05-09
103 TR Advisors Limited Lee, Nathan Tze Hong 李子康 -Rep 2019-02-11 2024-05-09
104 TOV Capital Limited Chan, Mo Kit 陳武傑 -RO 2019-07-12 2024-04-30
105   Cheung, Hoi Fung 張凱豐 +RO 2024-04-26
106   Wong, Anson King Lung 黃勁龍 -RO 2019-11-19 2024-04-30
107 Tiger Brokers (HK) Global Limited Huang, Xiaoyi (SFC:BQE176) 黃晓以 +Rep 2024-04-26
108 TIANYAN CAPITAL LIMITED Ge, Chenliang 葛陳亮 -RO 2021-09-15 2024-05-09
109 Tianqin International Asset Management Limited Chen, Shuyu (SFC:BSX577) 陳淑瑜 -RO 2022-11-10 2024-05-03
110   Qiu, Tingting 邱婷婷 -Rep 2024-04-15 2024-05-02
111     +RO 2024-05-02
112 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED Robson, Neil Christopher -Rep 2018-08-16 2024-05-07
113 TFI Securities and Futures Limited Leung, Kai Ching (SFC:AUX081) 梁啟正 -Rep 2023-02-06 2024-05-10
114 TFI Capital Limited   -Rep 2023-02-06 2024-05-10
115 TEN ASSET MANAGEMENT LIMITED Tong, Wei (SFC:AQM399) 佟巍 -Rep 2024-02-08 2024-04-30
116 Templewater Hong Kong Limited Lee, Tsz Tung Sonia 李芷僮 +Rep 2024-04-29
117 TANG KEE SECURITIES LIMITED Chan, Yik Kim 陳翊儉 -RO 2019-06-04 2024-04-26
118   Fung, Lai Hon 馮迺漢 -RO 2024-04-26
119 Taiping Securities (HK) Co Limited Li, Calvin Wing Chung 李穎聰 -Rep 2024-05-10
120 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Zhang, Jiangfan 張江帆 +Rep 2024-05-09
121 TAI SHING STOCK INVESTMENT CO. LIMITED Yung, Shun Kit 容舜傑 -Rep 2024-05-01
122 T.F.S. Derivatives HK Limited Chan, Pui Ga 陳姵伽 -Rep 2024-04-19 2024-04-30
123 Symmetry Investments (Hong Kong) Limited Wu, Qinxuan 吳沁軒 +Rep 2024-04-30
124 SunRiver International Securities Group Limited Cai, Hongfei (SFC:BPK909) 蔡鴻飛 +Rep 2024-05-02
125   Gu, Xiang (SFC:BTO648) 顧湘 -Rep 2024-03-13 2024-05-06
126   Shen, Sicong 申思聰 +Rep 2024-05-08
127 Sun Life Asset Management (HK) Limited Choi, Allen 蔡國偉 -Rep 2024-03-06 2024-05-06
128     +RO 2024-05-06
129   Chu, Felix 朱森民 -Rep 2022-03-29 2024-04-27
130 Sumitomo Mitsui Trust (Hong Kong) Limited Liu, Pui Sun Tiffany 廖沛琛 -Rep 2021-12-28 2024-05-08
131 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Saito, Gen +Rep 2024-05-09
132 StillBrook Capital Limited Lo, Hok Yan Elizabeth 盧學欣 -Rep 2023-08-15 2024-05-10
133 STASHAWAY HONG KONG LIMITED Chan, Lap Yin (SFC:BSF983) 陳立賢 -Rep 2022-03-17 2024-05-02
134 St. James's Place (Hong Kong) Limited Doughty, Stephen Edward (SFC:ARH181) -Rep 2008-08-19 2024-04-30
135 SPDB International Securities Limited Chen, Cen (SFC:BPY603) 陳岑 -Rep 2020-09-23 2024-04-26
136   Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
137 SPDB International Investment Management Limited Suo, Lina (SFC:BUW335) 索丽娜 +Rep 2024-05-07
138 SPDB International Capital Limited Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
139   Wang, Binzhou 王彬舟 +Rep 2024-05-03
140 SOUTH CHINA SECURITIES LIMITED Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
141   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
142   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
143 SOUTH CHINA RESEARCH LIMITED   -Rep 2024-02-01 2024-05-08
144 South China Investment Management Limited Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
145   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
146   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
147 Soul Ventures Investment Limited Sun, Tiffany Oi Ying 孫藹瑩 +Rep 2024-04-26
148 Soochow Securities International Futures Limited Liu, Yufeng (SFC:BUP872) 劉宇峰 +Rep 2024-05-07
149 Soochow Securities International Brokerage Limited Li, Qiaochu (SFC:BSJ372) 李翹楚 -Rep 2022-04-29 2024-04-26
150 Somerley Capital Limited Hesse, Jakob Fabian +Rep 2024-04-29
151   Wu, Zhihong (SFC:BOD916) 吳志宏 -Rep 2019-03-07 2024-04-30
152 Solomon JFZ (Asia) Holdings Limited Leung, Wai Kin (SFC:ANP306) 梁偉健 -RO 2021-10-26 2024-04-30
153   Tang, Veronica Chi Kwan 鄧芷君 +Rep 2024-04-26
154   Tao, Wing Cheong 杜永昌 +Rep 2024-05-07
155 SMBC Nikko Securities (Hong Kong) Limited Hattori, Hironori +RO 2024-05-07
156 SINOPAC SECURITIES (ASIA) LIMITED Lin, En-Tzu 林恩慈 -Rep 2023-08-01 2024-04-30
157 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Leung, Chi Wai (SFC:BTH772) 梁志偉 +Rep 2024-05-06
158   Li, Guohui (SFC:BTX654) 李国徽 +Rep 2024-04-29
159 Sino-Rich Securities & Futures Limited Ngai, Ling Kwan 魏令君 -Rep 2008-12-02 2024-05-01
160 SIGMA MANAGEMENT LTD Huang, Hao (SFC:BPD566) 黃浩 +RO 2024-05-06
161 Shinhan Investment Asia Limited Lee, Jae Jun +RO 2024-05-06
162 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED He, Tingting (SFC:BOZ736) 何婷婷 -Rep 2022-11-25 2024-05-03
163 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Wong, Sai Fu 黃世富 -RO 2024-04-03 2024-05-02
164 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Wang, Min (SFC:BUU894) 汪敏 +Rep 2024-05-08
165 ShanZe Asset Management (Hong Kong) Limited Lee, Samson Wang Ho 李泓浩 -RO 2023-07-25 2024-05-04
166 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Chan, King Shing 陳敬誠 +Rep 2024-05-03
167 SG SECURITIES (HK) LIMITED Copin, Denis Francois Rene -Rep 2020-09-11 2024-05-07
168     +RO 2024-05-07
169   Poitevin, Nicolas -Rep 2005-06-22 2024-05-09
170 Sensible Asset Management Limited Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
171   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
172 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
173   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
174 SEEKERS ADVISORS H.K. LIMITED Mack, Andrew Kar Lung 麥嘉龍 -RO 2016-08-02 2024-04-30
175 Seeds International Asset Management Limited Tsang, Wai In 曾慧妍 +Rep 2024-05-07
176 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Carrell, Dorian William -Rep 2024-04-24 2024-04-26
177 Schonfeld Strategic Advisors (Hong Kong) Limited Choi, Thomson Yik Hin 蔡亦軒 +Rep 2024-04-30
178   Poon, Chok Kei 潘作祺 -Rep 2023-09-18 2024-05-02
179   To, Eric Wun-hse -RO 2019-05-03 2024-05-07
180 Sanford C. Bernstein (Hong Kong) Limited Gundlapalle, Pranav Dheeraj -Rep 2024-05-06 2024-05-10
181   Malhotra, Rahul (SFC:BOR217) -Rep 2024-05-06 2024-05-10
182   Tan, Toon Leng -Rep 2024-05-06 2024-05-10
183 S&P Global Ratings Hong Kong Limited Chen, Yu Wen 陳昱彣 +Rep 2024-05-07
184   Tay, Eileen +Rep 2024-05-07
185   Teh, Kim Yuan +Rep 2024-05-07
186 ROYSTON SECURITIES LIMITED (GBEN) Tam, Christopher Siu Tong 譚兆棠 -RO 2022-11-28 2024-04-30
187 Rothschild & Co Hong Kong Limited Suddens-Spiers, Claire Rachel -Rep 2019-07-11 2024-04-30
188 Rostrum Grand Limited Su, Wen-Chi 蘇玟綺 +Rep 2024-05-03
189 ROOFER SECURITIES LIMITED Wu, Lei (SFC:BUS551) 吳蕾 +Rep 2024-04-30
190 Robeco Hong Kong Limited de Bruijn, Jan Cornelis (SFC:BTZ290) -Rep 2024-05-06 2024-05-10
191   Speetjens, Richard Petrus Elisabeth Gerardus -Rep 2024-04-18 2024-04-26
192 Rising Securities Limited Ma, Cheong Daniel +Rep 2024-04-29
193   Zhang, Wen (SFC:BMV073) 張雯 +Rep 2024-05-03
194 Regent Securities Limited (HK) Woo, Kwok On 胡國安 +Rep 2024-05-06
195 Regent Capital Management Limited Huang, Shuyun (SFC:BQZ749) 黄淑芸 -Rep 2021-05-11 2024-04-30
196 Realord Asia Pacific Securities Limited Chan, Chung Wai (SFC:BPJ375) 陳仲煒 -Rep 2020-03-06 2024-05-05
197   Tsoi, Yiu Fai 蔡耀輝 -Rep 2020-10-23 2024-05-05
198 RaffAello Investment Management (HK) Limited Li, Ngai (1964) 李毅 +RO 2024-05-06
199 R SQUARED LIMITED Xu, Xinyan 許心嫣 +Rep 2024-04-26
200 Qube Research & Technologies Hong Kong Limited Gupta, Siddharth (SFC:BIQ330) -Rep 2018-01-02 2024-04-26
201   Zhang, Yu (SFC:BPB756) 張娛 +Rep 2024-05-10
202 Quam Securities Limited Cheung, Denise Pui Yee 張佩儀 -RO 2020-10-23 2024-05-03
203 Quam Asset Management Limited (b1983-06-28) Foo, Chi Ming (SFC:ACE455) 傅志明 +Rep 2024-04-26
204   Li, Fengyun (SFC:BUW435) +Rep 2024-05-03
205   Wong, Ian Chung Ho 黃仲濠 +Rep 2024-04-29
206 PUREHEART CAPITAL ASIA LIMITED Chen, Haolan 陳浩嵐 +Rep 2024-05-03
207   Chen, Yue (SFC:BUW293) 陳越 +Rep 2024-04-29
208   Zeng, Shiru 曾詩茹 -Rep 2022-06-13 2024-05-10
209 Pulun International Capital Limited Yau, Chi Wai (SFC:AUA441) 邱志偉 +RO 2024-04-29
210 Protium Capital Limited Wan, Katherine Ka Ki 溫嘉祺 -Rep 2024-03-28 2024-05-03
211     +RO 2024-05-03
212 PROMISING SECURITIES COMPANY LIMITED Chan Hui, Ki Tup 陳許琪沓 -Rep 2004-01-02 2024-05-02
213 Prior Securities Limited Pang, Lai Fan 彭麗芬 -Rep 2024-01-02 2024-04-29
214 Principal Investment & Retirement Services Limited Lo, Sin Sin 羅倩倩 -Rep 2020-12-28 2024-05-04
215 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED   -RO 2023-01-27 2024-05-04
216 POLYMER WEALTH MANAGEMENT COMPANY LIMITED Liao, Shuli 廖舒立 +Rep 2024-04-26
217 Polymer Capital Management (HK) Limited Liang, Ziyang (SFC:BOT071) 梁子揚 -Rep 2023-04-12 2024-05-06
218 Point72 Hong Kong Limited Ni, Runbo 倪潤博 +Rep 2024-04-29
219 Plouton Asset Management Limited So, Jimmy Chi Ming 蘇志明 -RO 2023-05-11 2024-05-07
220     +Rep 2024-05-07
221 PJT Partners (HK) Limited McFadyen, David John +Rep 2024-05-09
222 PIONEER ASSET MANAGEMENT LIMITED Rao, Chao 饒超 -RO 2023-01-09 2024-05-01
223 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Li, Cheuk Pong Marco 李卓邦 -Rep 2021-07-27 2024-05-08
224   Wang, Dongchen (SFC:AWX611) 王冬辰 -Rep 2021-03-26 2024-05-03
225 Pictet Asset Management (Hong Kong) Limited Kramer, Yves Dominique -Rep 2024-05-03 2024-05-10
226   Kuo, Shao Yu 郭韶瑜 +Rep 2024-05-02
227   Payne, Gareth David (SFC:BTV371) -Rep 2024-05-03 2024-05-10
228 PHILLIP SECURITIES (HONG KONG) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2010-07-12 2024-05-03
229   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
230   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
231 PHILLIP COMMODITIES (H.K.) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2014-02-27 2024-05-03
232   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
233   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
234 Parkway Capital Limited (HK) Royds, Thomas Alexander +RO 2024-05-07
235 Panda Securities Company Limited Shi, Dalong 史大龍 +Rep 2024-05-09
236 PAMFLEET ASSET MANAGEMENT (HK) LIMITED Lo, Kan Yau Singuz 羅根遊 -RO 2022-05-26 2024-04-30
237 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED Li, Houchen 李厚辰 -Rep 2023-11-28 2024-04-26
238 Ovata Capital Management Limited Oh, Karyo 王夏亮 -Rep 2019-09-20 2024-05-05
239 OTCex Hong Kong Limited Lam, Louie Michael Tan 林義德 -Rep 2023-12-01 2024-04-30
240   Tsang, Hin Man (SFC:BHM828) 曾憲文 -RO 2022-07-04 2024-04-30
241 OSL Digital Securities Limited Eades, Benjamin Richard -Rep 2023-01-06 2024-05-03
242 Oshidori Securities Limited Lowe, Norman C. 勞樹源 -RO 2015-10-19 2024-04-30
243 ORIENT SECURITIES LIMITED Lin, Xi (SFC:BPK764) 林曦 +RO 2024-04-30
244   Si, Bao Ling 施寶玲 +Rep 2024-05-02
245 Opus Capital Management Limited Zhou, Wenlan 周文蘭 -Rep 2022-08-08 2024-05-03
246 OP INVESTMENT MANAGEMENT LIMITED Kung, Shun Him 龔信謙 -Rep 2022-07-06 2024-04-30
247 Ontario Teachers' Pension Plan (Asia) Limited Gu, Peixi 顧培希 -Rep 2016-01-19 2024-05-06
248 OnePlatform Asset Management Limited Choi, Wai Sum 蔡慧森 -Rep 2021-02-09 2024-05-01
249   Lam, Chi Yuen (SFC:BEM793) 林志遠 -Rep 2014-11-18 2024-04-29
250   Lee, Abel Kwong Kee 李廣基 -Rep 2024-05-01
251   Leung, Fung Yee (SFC:AIQ998) 梁鳳儀 -RO 2020-12-09 2024-05-04
252   Lin, Shipin 林世頻 -Rep 2023-11-13 2024-05-04
253   Ng, Hiu Ching 吳曉靜 -Rep 2021-08-17 2024-05-04
254   So, Ka Ho (SFC:BQV873) 蘇嘉豪 -Rep 2021-03-15 2024-05-04
255   Wong, Cheuk Man (SFC:BEI451) 黃灼敏 -Rep 2014-11-14 2024-05-01
256   Xiong, Dezhi (SFC:BPK752) 熊德志 -Rep 2020-03-30 2024-04-30
257   Xu, Yan (SFC:BAL921) 許艷 -Rep 2012-12-17 2024-05-02
258   Yu, Hui (SFC:BNW047) 于輝 -Rep 2018-12-27 2024-05-09
259 One Heritage Capital Management Limited Liu, Desmond Luk Por 廖淥波 -Rep 2024-02-27 2024-04-30
260 Oasis Management (Hong Kong) Matsumoto, Iori -Rep 2020-01-20 2024-05-01
261 Oakwise Capital Management Limited Yu, Mao 于昴 +Rep 2024-04-30
262 Nuvama Investment Advisors (Hongkong) Private Limited Mallick, Sunny +Rep 2024-05-08
263 North Rock Capital Management (HK) Limited Wan, Oscar Hoyin 溫浩然 -RO 2023-01-18 2024-05-02
264 NOMURA INTERNATIONAL (HONG KONG) LIMITED Huang, Zhiji 黃志基 -Rep 2021-06-11 2024-04-30
265   Kamiya, Takashi -Rep 2018-04-24 2024-05-03
266   Maekawa, Misaki -Rep 2024-04-22 2024-04-29
267 Nomura Asset Management Hong Kong Limited Kobayashi, Masanori (SFC:BOG617) -RO 2020-05-13 2024-05-01
268 NOAH HOLDINGS (HONG KONG) LIMITED Chong, Po Wai 莊堡威 +Rep 2024-05-02
269   Liu, Yan (SFC:BJY422) 劉彥 -RO 2021-06-15 2024-04-30
270   Shih, Ching Li 拾景莉 +Rep 2024-04-30
271   Zhang, Xiaozhou 張梟洲 +Rep 2024-05-03
272 Ninety One Hong Kong Limited Chen, Zhifen (SFC:BRW306) 陈智芬 +Rep 2024-05-08
273   Lee, Fanny Yuk Lai 李玉麗 +Rep 2024-05-06
274 Nikko Asset Management Hong Kong Limited Ryu, Kiyotaka (SFC:BOG009) +RO 2024-05-09
275 NeoSpective Capital Limited Xiang, Hua (SFC:BFD798) 向華 -RO 2022-05-20 2024-04-27
276 Neo Risk Investment Advisors Limited Phang, Sui Yang 彭修阳 -Rep 2022-04-25 2024-05-09
277     +RO 2024-05-09
278 NATIXIS ASIA LIMITED Shen, Suxin 沈苏欣 +Rep 2024-04-29
279 MOUETTE SECURITIES COMPANY LIMITED Chan, Yik Ho 陳奕豪 -Rep 2022-12-16 2024-05-06
280   Tsui, Kin Ling 徐健靈 -Rep 2018-02-14 2024-04-29
281     +RO 2024-04-29
282 Motto Global Asset Management Limited Tong, Jenny 湯珍妮 -Rep 2024-04-25 2024-04-30
283 Morgan Stanley Hong Kong Securities Limited Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
284   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
285   Radgowski, Shaun William 洛國祥 -Rep 2023-05-10 2024-05-03
286   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
287 Morgan Stanley Asia Limited Apithy, Yenadjro Robert -Rep 2024-04-22 2024-05-02
288   Chapman, Daniel John (SFC:ARB931) -Rep 2021-09-27 2024-05-03
289     +RO 2024-05-03
290   Fan, Jingyi 樊婧懿 -RO 2021-08-19 2024-05-03
291   Huang, Yuxin (SFC:BQC410) 黃雨芯 -Rep 2020-10-06 2024-05-03
292   Ji, Jiechao 季婕超 -Rep 2024-04-23 2024-04-26
293   Lee, Su Jin (SFC:BUA271) -Rep 2023-08-10 2024-05-03
294   Lim, Daegyu +Rep 2024-05-10
295   Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
296   Lokur, Vikram Madhav +Rep 2024-05-09
297   Nasser de Rezende Filho, Ricardo -Rep 2024-05-07 2024-05-09
298   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
299   Qu, Shaohang 曲紹航 +Rep 2024-04-29
300   Radgowski, Shaun William 洛國祥 -Rep 2023-05-10 2024-05-03
301   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
302   Tran, Nguyen Khai -Rep 2024-05-03 2024-05-10
303   Tse, Terry Michael 謝嘉豪 -Rep 2024-04-22 2024-04-26
304   Wu, Ziwei (SFC:AYR781) 吳子維 -RO 2021-12-08 2024-04-26
305   Zhao, Zuri Z -Rep 2024-05-06 2024-05-09
306 Mont Avenir Capital Limited Chan, Chun Kit (SFC:ABF037) 陳俊傑 -RO 2022-02-24 2024-05-03
307   Choi, Ka Ming 蔡嘉銘 -RO 2022-07-26 2024-05-03
308   Huang, Shi 黃詩 -Rep 2019-12-23 2024-05-03
309 MOELIS & COMPANY ASIA LIMITED Sun, Zipei 孫仔培 -Rep 2023-12-15 2024-04-26
310 MIZUHO SECURITIES ASIA LIMITED Docherty, Paul David -Rep 2022-03-14 2024-05-02
311   Iwami, Eugene Satoshi +Rep 2024-05-03
312   Yeung, Wing (SFC:BTY107) 楊詠 -Rep 2023-07-07 2024-04-30
313 Mirae Asset Securities (HK) Limited Yuen, Wai Kin (SFC:ASP979) 袁偉健 +Rep 2024-05-03
314 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Chen, Bingyao 陈冰瑶 +Rep 2024-04-29
315 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Lin, Zhenze 林震昃 +Rep 2024-05-06
316   Park, Jin Sup -Rep 2022-06-09 2024-04-30
317   Song, Wenzhi 宋文陟 +Rep 2024-05-06
318   Xu, Chen (SFC:BHJ441) 徐晨 +Rep 2024-05-07
319 MIDLAND WEALTH MANAGEMENT LIMITED Kam, Chi Tat 金志達 -Rep 2023-08-01 2024-05-06
320     +RO 2024-05-06
321 MicroBit Capital Management Limited Huang, Seth Haoting 黃浩霆 +RO 2024-04-30
322   Khuong, Kenny Chun Yu 姜振宇 +RO 2024-04-30
323   Sun, Tongcheng 孫通成 +Rep 2024-04-30
324   Zhang, Tianshu (SFC:BUD126) 張天樹 +Rep 2024-04-30
325 MIB SECURITIES (HONG KONG) LIMITED Mo, Rena Choi Ying 毛賽英 +Rep 2024-05-07
326 MIB FUTURES (HONG KONG) LIMITED   +Rep 2024-05-07
327 MFG Limited (HK) Chow, Chi Man (SFC:BOB978) 周志敏 -Rep 2019-02-01 2024-05-01
328   Kok, Sen Kan 郭慎勤 +Rep 2024-05-08
329 Meyer Capital Group Limited Chow, Yiu Chung 周耀聰 -RO 2022-03-02 2024-04-30
330   Zhang, Guilin (SFC:AWF886) 張貴林 +Rep 2024-05-06
331 Metaverse Securities Limited (HK) Leung, Tik Wai 梁狄偉 -RO 2023-12-27 2024-05-07
332 Meta Futures Limited   -RO 2023-03-31 2024-05-07
333 MESSIS CAPITAL LIMITED Wong, Kwok Yin (SFC:AOG831) 王國賢 -RO 2023-05-04 2024-05-02
334 Merrill Lynch Far East Limited Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
335 Merrill Lynch (Asia Pacific) Limited Ang, Kai Wei -Rep 2024-04-19 2024-04-26
336   Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
337   Gupta, Abhay (SFC:BUC126) -Rep 2024-04-19 2024-04-26
338   Hwang, Kyung Jae -Rep 2024-05-08 2024-05-10
339   Shah, Amish Chandrakant -Rep 2024-05-03 2024-05-10
340   Wu, Ling (SFC:BMP332) 巫羚 -Rep 2018-03-26 2024-04-30
341 MCM INVESTMENT PARTNERS LIMITED Chan, Siu Yau 陳少柔 +Rep 2024-05-07
342 MAXA CAPITAL LIMITED Chen, Alan Leh Chiarng 陳樂強 -RO 2022-05-06 2024-04-29
343 Mason Securities Limited Chiu, Philip Ho Hei 趙可喜 -Rep 2024-04-27
344   Mo, Rena Choi Ying 毛賽英 -Rep 2024-04-27
345 Mason Futures Limited (HK) Chiu, Philip Ho Hei 趙可喜 -Rep 2024-04-27
346   Mo, Rena Choi Ying 毛賽英 -Rep 2024-04-27
347 MARSHALL WACE ASIA LIMITED Xie, Jing (SFC:APA939) 謝婧 -Rep 2014-03-12 2024-04-30
348 Manulife Investment Management (Hong Kong) Limited Liang, Shiming (SFC:BQN928) 梁詩茗 +Rep 2024-04-30
349   Pang, Jason Richard 彭建鋒 -Rep 2014-09-03 2024-05-09
350 MAGIC COMPASS SECURITIES LIMITED Fu, Jinfeng 付錦鋒 +RO 2024-05-08
351 MACROWATERS ASIA FUND MANAGEMENT LIMITED Lin, Fengyuan 林丰源 -Rep 2024-02-21 2024-05-02
352     +RO 2024-05-02
353 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Dupuy Vaudour, Elise Lydia Michele +Rep 2024-04-29
354   Northam, Edward Patrick (SFC:BUW109) +Rep 2024-04-29
355   Vickers, Harry Charles Philip (SFC:BUV940) +Rep 2024-04-29
356 MACQUARIE CAPITAL LIMITED Kengradomying, Warasiree +Rep 2024-05-10
357   Lai, Yu Jang 賴昱璋 +Rep 2024-05-03
358   Li, Honggui 李宏貴 +Rep 2024-05-06
359   Stein, Robert Andrew (SFC:BTL473) +Rep 2024-05-03
360 M3 Capital Partners (HK) Limited Huang, Hao (SFC:BUD176) 黄昊 -Rep 2023-10-03 2024-05-07
361 M Science Hong Kong Limited Zhang, Wenxin (SFC:BUW104) 张文鑫 +Rep 2024-05-08
362 LUK FOOK SECURITIES (HK) LIMITED Chan, Man Tat (SFC:AUS301) 陳文達 -Rep 2011-12-30 2024-04-30
363   Lam, Kit Hing 林潔卿 -Rep 2023-10-12 2024-04-30
364   Mu, Sihan 牟思涵 -Rep 2017-09-07 2024-05-09
365   Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
366 LUK FOOK FUTURES (HK) LIMITED He, Jie (SFC:BTP239) 贺洁 +Rep 2024-05-10
367   Mu, Sihan 牟思涵 -Rep 2017-09-07 2024-05-09
368   Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
369 LST CAPITAL PARTNERS LIMITED Chan, Christopher Ho Cheung 陳灝翔 -Rep 2020-04-14 2024-05-10
370   Lam, Kwok Mui 林國梅 -RO 2017-05-05 2024-05-10
371 Longitude Asia Limited Zhang, Zhikai (SFC:BUT135) 张智凯 +Rep 2024-05-09
372 Long Corridor Asset Management Limited Cheng, Liqi 程立琦 -Rep 2021-12-30 2024-04-30
373 Long Bridge HK Limited Suen, Ting Fong Boris 孫廷方 -Rep 2021-10-07 2024-05-02
374 LOMBARD ODIER (HONG KONG) LIMITED Lo, Pei-Chi 羅珮琦 -Rep 2020-08-14 2024-05-03
375   Ng, Philip Wai Kong 吳偉剛 -Rep 2023-11-29 2024-05-07
376   Siu, Chi Ming (SFC:BDW191) 邵志銘 +Rep 2024-05-09
377 Livermore Holdings Limited Jie, Yile 揭怡樂 +Rep 2024-05-09
378 Liquidity Finance (Hong Kong) Limited Bennett, Russell Stirling -RO 2020-12-10 2024-04-30
379   Jindel, Rashu +RO 2024-04-29
380   Quach, Julien Stanislas 何詩諭 -RO 2021-12-07 2024-04-30
381 Lion Global Financial Limited Chen, Hong (SFC:AXB383) 陳宏 +Rep 2024-05-10
382 Linkways Investment Management Limited Fan, Lester Kei Shun 范基信 -RO 2024-04-30 2024-05-19
383 Linkways Asset Management Limited   -RO 2024-04-30 2024-05-19
384 LINGJUN CAPITAL (HONG KONG) LIMITED Tang, Yingkai 唐英凱 -Rep 2023-11-02 2024-04-30
385 LIM ADVISORS LIMITED Tsoi, Ying Kit 蔡英傑 +Rep 2024-05-10
386 Lianhe Ratings Global Limited Jiang, Yuyin 江毓寅 -Rep 2021-09-17 2024-04-30
387 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Chan, Man Chung (SFC:BUV989) +Rep 2024-04-30
388   Cheung, Peggy Ah Lai 張雅麗 +Rep 2024-05-02
389   Du, Sen (SFC:BUW306) 杜森 +Rep 2024-05-06
390   Lai, On Kee +Rep 2024-05-02
391   Lo, Yuen Fong 羅婉芳 +Rep 2024-04-30
392   Pang, Ling (SFC:BUW299) 彭寧 +Rep 2024-05-02
393 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Caruso, Claudio (SFC:BUG430) -Rep 2024-02-26 2024-04-30
394 Leo Capital Corp (Hong Kong) Limited Lai, Ho Yi 黎可兒 -Rep 2023-03-14 2024-04-30
395 Leading Securities Company Limited Deng, Bin (SFC:BPC621) 鄧斌 -Rep 2020-01-09 2024-04-30
396   Wu, Miaomiao (SFC:BPN758) 武苗苗 -Rep 2020-04-28 2024-04-30
397 Lazarus Asset Management Limited Law, Man Feng +Rep 2024-04-26
398 LAZARD ASIA (HONG KONG) LIMITED Zhu, Mengyao 朱梦嶢 -Rep 2014-07-04 2024-04-26
399     +RO 2024-04-26
400 KOREA INVESTMENT & SECURITIES ASIA LIMITED Choi, Gowoon -Rep 2024-04-29 2024-04-30
401 KKR CAPITAL MARKETS ASIA LIMITED Zhang, Anna Chang +Rep 2024-04-29
402 KINGKEY ASSET MANAGEMENT LIMITED Wei, Zhensheng 魏振胜 +Rep 2024-04-30
403 KGI FUTURES (HONG KONG) LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
404   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
405   Sun, Wenxin 孫文欣 +Rep 2024-05-06
406 KGI ASIA LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
407   Cham, Yin Hung 湛燕虹 +Rep 2024-05-08
408   Chan, Chun Wai (SFC:BPF164) 陳振為 +Rep 2024-04-26
409   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
410   Lit, Yim King 列艷琼 -Rep 2021-04-07 2024-04-26
411   Lo, Kim Kam Irene 羅劍琴 +Rep 2024-04-26
412   Sun, Wenxin 孫文欣 +Rep 2024-05-06
413   Tuen, Hei Ching 段羲澄 +Rep 2024-04-26
414   Wong, Mei Yan (SFC:BIE903) 黃美茵 -Rep 2017-10-03 2024-04-30
415 Keyrock Capital Management Limited Sakuma, Shoto +Rep 2024-04-26
416 Kerogen Capital (Asia) Limited Choi, Wai Hin (SFC:BUX699) 蔡緯憲 +Rep 2024-05-10
417   Patel, Anish Nagin -Rep 2011-10-17 2024-04-30
418 JW Capital Limited (HK) Yau, Leong Ming 邱亮鳴 +Rep 2024-05-08
419 JPMorgan Asset Management (Asia Pacific) Limited Ng, Tsz Kin (SFC:AZD014) 吳子健 -Rep 2020-10-16 2024-05-04
420 JOY RICH SECURITIES INVESTMENT LIMITED Kong, Ka Leung 江嘉亮 -Rep 2017-08-28 2024-04-30
421 Jones Lang LaSalle Real Estate Advisory Limited Lee, Janice Yuan Rong 李元容 -Rep 2022-05-16 2024-04-30
422 JMC Capital International Limited Zhang, Sishi (SFC:BRO558) 張思詩 -Rep 2023-04-24 2024-04-29
423 JMC Capital HK Limited   -Rep 2023-04-24 2024-04-29
424 JINLUO SECURITIES LIMITED Zhang, Zilin- (SFC:BUV741) 張梓琳 +Rep 2024-05-09
425 Jefferies Hong Kong Limited Foster, Derek Patrick Jack +Rep 2024-05-08
426   Hammersley, Sean Alan -Rep 2023-10-12 2024-05-08
427   Moran, Seth James Edward -Rep 2023-02-08 2024-05-06
428   Neo, Anthony Aik Chye +Rep 2024-05-07
429   Sussams, Luke +Rep 2024-05-08
430 Janus Henderson Investors Hong Kong Limited Zivkovic, Dusan -Rep 2015-02-16 2024-05-08
431     +RO 2024-05-08
432 JA SECURITIES LIMITED Liu, Hongjia (SFC:BUV360) 劉洪佳 +Rep 2024-04-29
433 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Chen, Lingling (SFC:BGE269) 陈灵灵 -Rep 2019-06-24 2024-04-30
434   Kwang, Kam Shing (SFC:ABP548) 關金星 +Rep 2024-04-29
435   Lu, Jun (SFC:BPM400) 陸珺 -Rep 2021-06-15 2024-05-06
436   Tian, Yu (SFC:BPE498) 田宇 -Rep 2021-09-20 2024-05-06
437   Xu, Chao (SFC:BOG720) 徐超 -Rep 2019-05-09 2024-05-06
438   Xu, Haoshuang 許昊爽 -Rep 2021-11-09 2024-05-06
439   Zhou, Shinan 周诗楠 -Rep 2021-06-23 2024-05-06
440   Zhu, Yuanyuan (SFC:AYS681) 朱圓圓 -Rep 2012-02-03 2024-05-06
441 J.P. MORGAN BROKING (HONG KONG) LIMITED Akito, Shuichi -Rep 2018-09-26 2024-04-30
442   Hwang, Il Youn +Rep 2024-05-03
443   Li, Yan (SFC:BUX396) 黎彥 +Rep 2024-05-08
444 INV Partners Limited Yip, Hoi Chung (SFC:AFD123) 葉凱琮 -RO 2013-05-31 2024-04-27
445 INV ADVISORY LIMITED Yau, Shuk Han 游淑嫻 -RO 2018-12-06 2024-05-06
446 Interactive Brokers Hong Kong Limited Au, Chun Pui 區晉培 +Rep 2024-05-08
447   Leung, Lok Yiu (SFC:BUX159) 梁樂遙 +Rep 2024-05-08
448 INFINITY ASSET MANAGEMENT LIMITED Chan, Leanna Ying Yu 陳盈如 +Rep 2024-05-10
449 INFINI CAPITAL MANAGEMENT LIMITED Leahy, David Joseph (SFC:AKI495) -Rep 2023-10-20 2024-05-08
450     +RO 2024-05-08
451   Liang, Yingyu +Rep 2024-05-10
452 Impeccable Asset Management Limited Chang, Kwok Fai 鄭國輝 -RO 2022-04-28 2024-04-30
453 iFAST Global Markets (HK) Limited Chan, Franki Ming Fai 陳明輝 +Rep 2024-04-26
454   Chen, Li (SFC:BTX394) -Rep 2023-07-28 2024-05-07
455   Ser, Ka Lok 佘嘉樂 +Rep 2024-05-07
456   Tsang, Hing Wan 曾慶雲 +Rep 2024-04-26
457   Yu, Enoch 余以諾 +Rep 2024-04-26
458 ICBC INTERNATIONAL RESEARCH LIMITED Feng, Liran 馮立然 -Rep 2017-06-08 2024-05-02
459   Ji, Chunhua (SFC:BGA564) 紀春華 -Rep 2022-05-16 2024-05-02
460   Li, Yue (SFC:BHU456) 李月 -Rep 2016-07-13 2024-05-02
461   Liu, Qingli (SFC:BSH027) 劉青俐 -Rep 2022-03-31 2024-05-02
462   Qiu, Zhicheng 邱志承 -Rep 2015-11-10 2024-05-02
463   Tao, Xijin 陶希晋 -Rep 2017-08-29 2024-05-02
464   Wu, Kaiyi 吳愷奕 -Rep 2019-07-16 2024-05-02
465   Wu, Yue Teng Zi -Rep 2021-09-27 2024-05-02
466   Xu, Jie (SFC:BRN956) 徐婕 -Rep 2021-07-28 2024-05-02
467   Yu, Xiaoyu (SFC:APC634) 余曉毓 -Rep 2017-08-15 2024-05-02
468   Zhang, Haoyuan 張皓淵 -Rep 2023-11-30 2024-05-02
469   Zhang, Hongxu 張弘頊 -Rep 2021-07-23 2024-05-02
470   Zhang, Jian (SFC:BRN954) 张健 -Rep 2021-07-29 2024-05-02
471   Zhao, Zeping 趙澤平 -Rep 2018-08-30 2024-05-02
472   Zhou, Qin (SFC:AUZ063) 周琴 -Rep 2015-06-18 2024-05-02
473   Zhou, Ye (SFC:BUC577) 周燁 -Rep 2023-09-13 2024-05-02
474   Zhu, Shuai (SFC:BOG690) 朱帥 -Rep 2019-04-09 2024-05-02
475 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chen, Siyuan (SFC:BUX144) 陳思元 +Rep 2024-04-30
476 ICBC Asset Management (Global) Company Limited Huang, Yucong -Rep 2024-01-23 2024-05-08
477     +RO 2024-05-08
478   Shang, Lei (SFC:BNH677) 尚磊 -Rep 2021-02-17 2024-04-30
479 ICAP Securities Hong Kong Limited Chang, Andrew (SFC:BIE912) -Rep 2018-10-01 2024-04-30
480   Ho, Ho Ching Daniel 何浩正 +Rep 2024-04-26
481 HZ CAPITAL LIMITED (HK) Ramsay, James Thomas -RO 2019-03-22 2024-04-30
482   Wang, Xiaotian (SFC:BAO743) 王小天 -RO 2021-03-30 2024-04-30
483 Hywin Asset Management (Hong Kong) Limited Chen, Chi Jen +Rep 2024-04-29
484   Chen, Yu Guang 陳俞光 +Rep 2024-04-29
485 HUMMINGBIRD PARTNERS LIMITED Lim, Michelle Shiyun 林詩筠 +RO 2024-04-29
486 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cao, Zhuoming 曹卓铭 +Rep 2024-05-06
487   Cheng, Yihong 程益竑 +Rep 2024-05-03
488   Dong, Niandong 董念東 -Rep 2023-11-17 2024-05-09
489   Du, Changqing (SFC:BUU858) 杜长庆 +Rep 2024-05-03
490   Jia, Xiaokan 賈小侃 -Rep 2022-11-30 2024-04-29
491     +RO 2024-04-29
492   Jiang, Liehan 姜列晗 +Rep 2024-05-03
493   Li, Leyu 李乐予 +Rep 2024-05-03
494   Li, Shengjie (SFC:BUU861) 李圣洁 +Rep 2024-05-03
495   Luo, Yixin 羅藝鑫 -Rep 2018-07-06 2024-05-07
496   Ma, Yi (SFC:BUI909) 馬逸 -Rep 2023-12-12 2024-04-26
497   Shi, Dong 史棟 -Rep 2022-10-24 2024-05-07
498     +RO 2024-05-07
499   Shi, Jinfeng 史进峰 +Rep 2024-05-02
500   Sun, Ke (SFC:BUU944) 孙科 +Rep 2024-05-03
501   Sun, Xu (SFC:BUS354) 孙煦 +Rep 2024-05-06
502   Wang, Ran (SFC:BUU867) 王然 +Rep 2024-05-03
503   Wang, Wusheng (SFC:BUU779) 汪无声 +Rep 2024-05-03
504   Xu, Xi (SFC:BUU838) 许曦 +Rep 2024-05-03
505   Zuo, Wei (SFC:BUV722) 左玮 +Rep 2024-05-03
506 Huarong International Securities Limited Choy, Hoi Yan (SFC:APX164) 蔡凱茵 -Rep 2024-03-15 2024-05-01
507   Zhang, Miao (SFC:BOX399) 張淼 -RO 2021-11-04 2024-04-30
508 Huarong International Asset Management Limited   -RO 2021-11-04 2024-04-30
509 HUAJIN FUTURES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-05-07
510 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
511   Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
512   Radovic, Tina -Rep 2024-05-02 2024-05-09
513 HSBC Global Asset Management (Hong Kong) Limited Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
514   Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
515   Radovic, Tina -Rep 2024-05-02 2024-05-09
516 HSBC Corporate Finance (Hong Kong) Limited Bo, Yifei 卜亦飛 +Rep 2024-05-07
517   Chen, Ziyu (SFC:BSE024) 陳紫瑜 +Rep 2024-05-07
518   Choi, Wang Ngai 蔡弘毅 -Rep 2023-07-28 2024-05-03
519   Hu, Ke (SFC:BUT165) 胡珂 +Rep 2024-05-06
520   Yuan, Jiewen 袁洁雯 +Rep 2024-05-07
521 HSBC BROKING SECURITIES (ASIA) LIMITED Yu, Shuk Fong 余淑芳 +Rep 2024-04-26
522 HSBC BROKING FUTURES (ASIA) LIMITED   +Rep 2024-04-26
523 HSBC BROKING FOREX (ASIA) LIMITED   +Rep 2024-04-26
524 HQ Capital Asia Limited Hu, Michael +RO 2024-05-07
525 Howbuy Hong Kong Limited Song, Tingqiu 宋庭秋 +Rep 2024-05-07
526 HONG & HONG PARTNERS LIMITED Ho, Stephen Wing Yuen 何永源 +RO 2024-04-30
527   Lee, David Seungwoo +RO 2024-04-30
528   Wu, Xiangping (SFC:BUF983) 吳香平 +RO 2024-04-30
529 HONESTUM INTERNATIONAL LIMITED Yeung, Lai Man (SFC:AWP881) 楊麗雯 -Rep 2024-03-26 2024-05-08
530     +RO 2024-05-08
531 Holly International Asset Management Company Limited Guo, Qi (SFC:AZB400) 郭琦 -Rep 2023-05-18 2024-04-30
532 HK CAI FU JU ASSET MANAGEMENT LIMITED Liu, Jingjing (SFC:BPY361) 劉晶晶 -Rep 2023-08-23 2024-05-02
533 HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED Han, Zhiming 韓志明 -Rep 2022-07-05 2024-05-07
534 HEAD & SHOULDERS SECURITIES LIMITED Zhang, Ning (SFC:ANE665) 張寧 -Rep 2013-12-30 2024-04-26
535 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED   -Rep 2013-12-30 2024-04-26
536 HC Securities (HK) Limited Gao, Fang (SFC:BNY749) 高放 -RO 2023-07-03 2024-04-30
537 Harvest Global Capital Investments Limited Cao, Shipeng 曹仕鹏 -Rep 2023-09-05 2024-05-10
538   Qiu, Xiaochuan 仇小川 -Rep 2020-09-25 2024-05-10
539 Harmolands Capital Limited Mai, Haoming 麦皓铭 -Rep 2023-02-01 2024-05-10
540 HANSUI CAPITAL COMPANY LIMITED Poon, Tak Po 潘德普 +Rep 2024-05-07
541   To, Wai Kit (SFC:BUS889) 杜偉杰 +Rep 2024-05-07
542   Wong, Chi Ho (SFC:BUW157) 黃志豪 +Rep 2024-05-07
543   Young, Wai Ling 楊惠玲 +Rep 2024-05-07
544   Yung, Lai Hei 翁勵熹 +Rep 2024-04-29
545 HANG SENG SECURITIES LIMITED Chan, Chi Keung (SFC:APS102) 陳志強 -Rep 2007-12-19 2024-05-07
546 HANG SENG INVESTMENT MANAGEMENT LIMITED Hung, Pak Yung 洪柏榕 +Rep 2024-05-09
547   Sam, Chun Yin 岑俊賢 +Rep 2024-05-10
548 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Cai, Jiazhu 蔡佳竹 -Rep 2018-09-13 2024-04-26
549   Cheng, Lixing 程立行 +Rep 2024-04-26
550   Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
551 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
552 HAITONG INTERNATIONAL FUTURES LIMITED Cai, Jiazhu 蔡佳竹 -Rep 2018-12-27 2024-04-26
553 HAITONG INTERNATIONAL CAPITAL LIMITED Cheng, Lixing 程立行 +Rep 2024-04-26
554   Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
555 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
556 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED He, Limin (SFC:BTG784) 何麗敏 -Rep 2023-02-06 2024-05-08
557 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Bai, Ge 白舸 -Rep 2019-10-09 2024-05-01
558   Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
559   Guo, Yong (SFC:AXS906) 郭勇 -Rep 2011-07-29 2024-05-10
560   Wong, Long Hin Ambrose 王朗軒 +Rep 2024-05-06
561 Guotai Junan FX Limited Fong, Ka Chai 方家齊 -Rep 2021-08-11 2024-05-01
562 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED   -Rep 2018-08-01 2024-05-01
563 GUOTAI JUNAN CAPITAL LIMITED Pok, Ming Kai 卜銘佳 -Rep 2021-03-05 2024-05-01
564   Wong, Alan (SFC:BHA199) 王智洋 -Rep 2021-08-17 2024-05-07
565   Yu, Yizhuo 余奕卓 +Rep 2024-05-10
566 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Li, Zhuolin (SFC:BUW410) 李卓林 +Rep 2024-05-02
567 Guosen Securities (HK) Brokerage Company, Limited Liang, Lixuan 梁莉璇 -RO 2017-05-26 2024-04-30
568 Guolian Securities International Capital Co., Limited Peng, Yuqiu 彭予秋 +Rep 2024-05-03
569   Wang, Huilin (SFC:BUS439) 王慧林 +Rep 2024-04-30
570   Zhang, Xiaotian (SFC:BUS214) 张晓天 +Rep 2024-05-03
571 Gulf Line Capital Advisors Limited Gao, Xiaoyu (SFC:BOS950) 高小愚 -Rep 2022-07-27 2024-05-07
572 Grey Investment Limited Ma, Fung Kuen 馬鳳娟 -RO 2012-02-21 2024-04-30
573 Great Honour Asset Management Limited Wang, Yingfeng (SFC:BNY361) 王莹峰 -Rep 2021-04-30 2024-05-08
574 GREAT BAY SECURITIES LIMITED Lin, Luxin 林陸鑫 -Rep 2022-10-19 2024-05-10
575 GRAND VIEW SECURITIES LIMITED Chong, Lok Man 莊樂文 -RO 2021-06-22 2024-05-10
576 GRAND PARTNERS SECURITIES LIMITED Xie, Weiquan 謝偉全 +RO 2024-05-03
577 Grand Capital Securities Limited Wang, Liqiong (SFC:BUX809) 王莉琼 +Rep 2024-05-08
578 Grand Capital Futures Limited   +Rep 2024-05-08
579 Goldman Sachs Asset Management (Hong Kong) Limited Lam, Tuan (1968) 林俊 -RO 2016-06-24 2024-05-02
580 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Geng, Zeyu 耿泽宇 +Rep 2024-05-07
581   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
582   Hattori, Enna (Kristina) +Rep 2024-05-02
583   Li, Laiyin -Rep 2019-08-28 2024-05-08
584   Ma, Martin 馬丁 -Rep 2016-10-11 2024-05-08
585     +RO 2024-05-08
586   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
587 GOLDMAN SACHS (ASIA) L.L.C. Ang, Sok Han -Rep 2024-05-03 2024-05-13
588   Chen, Ming (SFC:BUX198) 陈明 +Rep 2024-05-03
589   Chen, Zilin (SFC:BOS492) 陳梓林 -Rep 2023-07-24 2024-04-27
590   Currie, Jemima Elizabeth -Rep 2024-04-19 2024-05-10
591   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
592   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
593   Hattori, Enna (Kristina) +Rep 2024-05-02
594   Kim, Mu Seong -Rep 2020-08-27 2024-05-07
595   Li, Cheng (SFC:BUX188) 李成 +Rep 2024-05-02
596   Li, Laiyin -Rep 2019-08-28 2024-05-08
597   Ma, Martin 馬丁 -Rep 2010-09-01 2024-05-08
598     +RO 2024-05-08
599   Wei, Jingxian 魏靜嫺 -Rep 2013-08-07 2024-05-01
600   Yadav, Prashant (SFC:BKC039) -Rep 2024-05-03 2024-05-13
601   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
602 Golden Rich Securities Limited Chan, Leung (SFC:BHK844) 陳亮 -Rep 2016-05-31 2024-05-07
603   Kwok, Chun Ho (SFC:BPW106) 郭俊浩 +Rep 2024-04-26
604 Golden K2 Securities Limited Qian, Zhe (SFC:BSZ485) 錢喆 -Rep 2024-03-04 2024-05-02
605     +RO 2024-05-02
606 Golden Hen Investment Management Limited Guan, Yongbin 管永斌 +RO 2024-04-26
607 GF Securities (Hong Kong) Brokerage Limited Gao, Hong (SFC:BUQ312) 高鸿 +Rep 2024-05-09
608   Tan, Jeffrey Wei Sing 譚偉星 -RO 2019-12-18 2024-05-10
609   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
610     +RO 2024-05-07
611   Zhang, Tingfeng 張廷峰 -Rep 2021-10-21 2024-05-10
612   Zheng, Kai (SFC:BUU989) 郑恺 +Rep 2024-05-02
613 GF FUTURES (HONG KONG) CO., LIMITED Li, Zhen (SFC:BUX151) 李臻 +Rep 2024-05-02
614 GF Capital (Hong Kong) Limited Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
615     +RO 2024-05-07
616   Zhang, Tingfeng 張廷峰 -Rep 2021-09-28 2024-05-10
617 GF Asset Management (Hong Kong) Limited Guo, Ziyu (SFC:BUV320) 郭子漁 +Rep 2024-04-29
618 GET NICE SECURITIES LIMITED Chen, Kin Shing 陳健成 -RO 2018-01-08 2024-04-30
619 GET NICE FUTURES COMPANY LIMITED   -RO 2018-01-08 2024-04-30
620 GAOYU SECURITIES LIMITED Ip, Thomas Hon Tak 葉漢德 +RO 2024-04-30
621 Future Securities Limited (HK) Yung, Yu Shing 容宇晟 +Rep 2024-05-07
622 Futu Securities International (HONG KONG) Limited Huang, Jiaxian (SFC:BUU931) 黃嘉嫻 +Rep 2024-05-06
623   Lee, King Hong (SFC:BUU940) 李景康 +Rep 2024-05-06
624   So, Hing Fai 蘇慶輝 +Rep 2024-05-09
625   Zhang, Yudan (SFC:BPB714) 張彧丹 +Rep 2024-05-09
626 FULBRIGHT SECURITIES LIMITED Lee, Yun Sum 李潤森 -Rep 2009-09-11 2024-04-30
627 FULBRIGHT FUTURES LIMITED   -Rep 2012-01-11 2024-04-30
628 FUBON SECURITIES (HONG KONG) LIMITED Yang, Wei-Ting 楊惟婷 +Rep 2024-05-09
629 Fubon Fund Management (Hong Kong) Limited Ling, Ka Kin 凌嘉鍵 -RO 2019-08-19 2024-04-30
630 Frontier Asset Management (Hong Kong) Limited Li, Weijia (SFC:BFU370) 李唯嘉 +Rep 2024-05-03
631 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Yerram, Murali Krishna -Rep 2024-05-07 2024-05-13
632 Fosun Asset Management Limited Han, Tinghui Christopher 韩霆晖 -Rep 2023-11-20 2024-04-30
633 Forwin Capital Management Limited Chan, Stephen Yin Wai 陳賢偉 -Rep 2021-06-03 2024-05-03
634 ForwardEdge Investment Limited Cheung, Fung Ki 張豐麒 +Rep 2024-05-08
635 Fortune Ocean Asset Management Limited Chan, Wai Yin (SFC:AMS298) 陳偉賢 -RO 2020-10-30 2024-05-09
636 FORSYTH BARR ASIA LIMITED Edgar, Adam John -Rep 2015-02-25 2024-05-08
637 FIRST SHANGHAI SECURITIES LIMITED Qu, Jiayi 曲佳宜 -Rep 2020-04-08 2024-04-30
638 First Fidelity Capital (International) Limited Wong, Jovi Chi Wing 王志榮 +Rep 2024-05-06
639 Finex Hong Kong Limited Cai, Minghui (SFC:BUX222) 蔡明慧 +Rep 2024-05-06
640 FIL Investment Management (Hong Kong) Limited Lam, Sheung Cherenade 林湘 -Rep 2023-03-22 2024-04-29
641   Xu, Luyan 許路雁 -Rep 2015-10-09 2024-04-26
642   Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
643   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
644 FIL Investment Advisors Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
645   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
646 Fengde Capital Limited Cheung, Howard Hoi Wa 張海華 -RO 2019-08-01 2024-05-10
647 FDB Asset Management Limited Seto, Kin Yan Roy 司徒健欣 -RO 2023-06-12 2024-05-06
648   Yuen, Ka Lun 袁嘉麟 -Rep 2023-09-13 2024-04-30
649     +RO 2024-04-30
650 Far East Promise Assets Limited Bai, Jingjing 白晶晶 +Rep 2024-05-07
651 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Chen, Yulong 陳宇龍 -Rep 2023-04-12 2024-04-30
652 Far East Horizon Asset Management Limited   -RO 2024-01-17 2024-04-30
653   Liu, Wen (SFC:BTT655) 柳文 -Rep 2023-06-01 2024-05-09
654 FAIRWIN BROKING LIMITED Kwong, David Yau Wai 鄺有為 -Rep 2017-01-23 2024-05-02
655   Soo, Chi Kit 蘇志傑 -RO 2021-03-16 2024-05-03
656 Expedition Securities Limited Meng, Meng (SFC:BTU179) 孟夢 +RO 2024-05-02
657 Expecta Capital Limited Li, Shuangxing 李双星 -RO 2023-01-26 2024-04-30
658 Excelerate Fund Management Limited Eng, Tik San 伍滌燊 +Rep 2024-04-26
659 Evercore Asia Limited Panas, George Alexander -Rep 2022-11-23 2024-04-30
660 Everbright Securities Investment Services (HK) Limited Chan, Sheung Chi (SFC:BOI492) 陳尚智 +Rep 2024-05-10
661   Man, Chi Hung (SFC:BPX645) 文志洪 -Rep 2020-08-04 2024-05-03
662   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
663   Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
664   Zhan, Chen 展晨 +Rep 2024-05-06
665 Everbright Securities Digital Finance (HK) Limited Ip, Victor Wai Lun 葉緯輪 +Rep 2024-05-10
666   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
667   Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
668 Ever Fountain Asset Management Limited Law, Wing Tat -Rep 2021-07-09 2024-04-30
669 Essence International Securities (Hong Kong) Limited Fu, Shelly 傅願好 -Rep 2014-11-11 2024-04-26
670   Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-12-14 2024-05-06
671 Essence Futures (Hong Kong) Limited Fu, Shelly 傅願好 -Rep 2015-10-12 2024-04-26
672   Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-11-02 2024-05-06
673 ENHANCED INVESTMENT PRODUCTS LIMITED Ho, Ka Kuen (SFC:BNY636) 何家權 -Rep 2022-08-15 2024-05-01
674 Enhanced Investment Management Limited Li, Zijie (SFC:BRB435) 李子杰 -RO 2023-04-26 2024-05-06
675   Wang, Yifan (SFC:BUH436) 王軼凡 +RO 2024-05-06
676 ENDOWUS HK LIMITED Chiu, Chee Wah Gloria (SFC:BUU841) 趙梓燁 +Rep 2024-04-26
677 EMPEROR SECURITIES LIMITED (HK) Kee, Ka Lam 紀嘉霖 -Rep 2008-10-03 2024-04-26
678   Lo, Chris Tsz On 盧子安 -Rep 2024-04-17 2024-05-03
679   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
680   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
681 EMPEROR FUTURES LIMITED Kee, Ka Lam 紀嘉霖 -Rep 2010-10-15 2024-04-26
682   Lo, Chris Tsz On 盧子安 -Rep 2023-06-14 2024-05-03
683   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
684 EMPEROR CORPORATE FINANCE LIMITED Li, Hoi Ting (SFC:BUU131) 李凱婷 +Rep 2024-05-03
685 Emperor Asset Management Limited Chau, Yin 周研 +Rep 2024-05-08
686   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
687   Su, Shishi 蘇詩詩 +Rep 2024-05-06
688 EMP CAPITAL LIMITED Wu, Peizhe 吳沛哲 +Rep 2024-04-26
689 EM Asset Management Limited Wong, Hoi Ka (SFC:BFK210) 黃凱嘉 -Rep 2024-03-27 2024-05-02
690     +RO 2024-05-02
691 Eddid Securities and Futures Limited Choi, Sin Tung 蔡倩彤 +Rep 2024-05-10
692   Lu, Zijun 陆子俊 +Rep 2024-05-08
693 EDDID CAPITAL LIMITED   +Rep 2024-05-08
694 Eclipse Options (HK) Limited Parker, Barry Neil +RO 2024-04-29
695   Wong, Po Yue Bowie 王溥渝 -Rep 2021-09-24 2024-04-30
696 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED Hoebrechts, Pierre Eric +RO 2024-05-02
697 Dymon Asia Capital (HK) Limited Zhang, Xinyu (SFC:BTL139) -Rep 2023-02-27 2024-05-09
698 Doo Financial HK Limited Chan, Vanus Wei Yee 陳惠儀 +Rep 2024-05-10
699 DONVEX CAPITAL LIMITED Kan, Philip Siu Lun 簡兆麟 -RO 2020-03-30 2024-05-06
700 Dongxing Securities (Hong Kong) Company Limited Lin, Xiaodong (SFC:BOS553) 林小東 -Rep 2022-01-06 2024-05-10
701 Dongxing Securities (Hong Kong) Asset Management Company Limited Tsoi, Ka Hung 蔡嘉鴻 -RO 2023-06-06 2024-04-30
702 DL Digital Family Office (HK) Limited Wu, Mengnan 吳梦楠 +RO 2024-05-03
703 Dingxin (Securities) Limited Peng, Long (SFC:BUV208) 彭龍 +Rep 2024-05-06
704 DELTA ASIA SECURITIES LIMITED Cheung, Gordon Kwan Ping 張君平 +Rep 2024-05-02
705   Law, Tsz Jing 羅梓靜 -Rep 2023-06-16 2024-04-30
706   Li, Tony Kam Pui 李錦培 -Rep 2024-03-21 2024-05-06
707   Tai, Yiu Ho 戴耀豪 -Rep 2023-07-11 2024-05-06
708 DC INVESTMENTS (HK) LIMITED Chen, Hu (SFC:BUT892) +Rep 2024-05-09
709 DBS VICKERS (HONG KONG) LIMITED Ko, Fung 高鋒 +Rep 2024-04-26
710 Danehill Capital Limited Hu, Nian 胡念 +RO 2024-05-06
711   Song, Xiukui 宋秀魁 +RO 2024-05-06
712 Daiwa Capital Markets Hong Kong Limited Iokibe, Jiro -RO 2017-08-16 2024-05-03
713   Tan, Jian Kai Darren -Rep 2024-05-03 2024-05-10
714 Da Yue Futures Co., Limited Shen, Weiguang 沈偉光 +RO 2024-05-10
715 CVC Asia Pacific Limited Kinger, Samir +Rep 2024-04-30
716 CTI Capital Hong Kong Limited Chua, Syo Kat 蔡思杰 -Rep 2017-06-13 2024-05-03
717 CSOP Asset Management Limited Chu, Felix 朱森民 +Rep 2024-05-10
718   Law, I Lung 羅錡龍 +Rep 2024-05-10
719 CreditEase Wealth Management (HK) Limited She, Changkai 折昌凯 -Rep 2019-10-15 2024-05-08
720 Credit Suisse (Hong Kong) Limited Boppana, Jagadish Chandra -Rep 2022-07-11 2024-04-30
721   Meng, Xiangxi (SFC:BSE754) 孟祥熙 -Rep 2022-02-21 2024-05-02
722 Cowell & Lee Capital Management Limited Tian, Hanbo 田瀚博 -Rep 2023-12-21 2024-04-30
723 CORPORATE COMMODITIES LIMITED Yu, Chun Kit (SFC:AFF091) 余俊傑 +Rep 2024-05-08
724 CORPORATE BROKERS LIMITED Cheung, Johnson Sau Sing 章守陞 +Rep 2024-05-08
725   Yu, Chun Kit (SFC:AFF091) 余俊傑 +Rep 2024-05-08
726 Coordinates Capital Management Limited Wang, Zeyu (SFC:BTL348) -Rep 2023-03-08 2024-05-10
727 CMBC SECURITIES COMPANY LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
728     +RO 2024-05-02
729   Jia, Kaiyuan 賈鎧源 +Rep 2024-04-26
730   Liu, Yanming (SFC:BPY788) 刘彦明 +Rep 2024-04-26
731   Liu, Zhongyuan (SFC:BUV495) 劉鍾元 +Rep 2024-05-08
732 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
733     +RO 2024-05-02
734 CMB WING LUNG ASSET MANAGEMENT LIMITED Lee, Wu Han 李武翰 +Rep 2024-05-08
735 CMB International Securities Limited Ding, Edward An Hua 丁安華 -Rep 2017-06-12 2024-04-30
736   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
737   Ma, Wing Lam (SFC:BUW014) 馬穎琳 +Rep 2024-04-29
738   Man, Kit Ching 文潔貞 +Rep 2024-04-30
739   Shi, Meng (SFC:BNS125) 石萌 -Rep 2023-11-14 2024-05-10
740   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
741 CMB International Global Markets Limited Liang, Xiaojun (SFC:BRR561) 梁晓鈞 +Rep 2024-04-30
742   Wong, Ming Him (SFC:AXJ784) 黃銘謙 -Rep 2022-01-26 2024-04-26
743 CMB INTERNATIONAL FUTURES LIMITED Chen, Hung Yin (SFC:AOT755) 陳宏印 +Rep 2024-04-30
744   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
745   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
746 CMB International Capital Limited Zhang, Qianhui (SFC:BHU022) 張倩卉 -Rep 2019-10-17 2024-05-10
747     +RO 2024-05-10
748 CMB International Asset Management Limited Wu, Qian (SFC:BCB896) 吳騫 -RO 2017-08-16 2024-05-08
749     +Rep 2024-05-08
750 CLSA LIMITED Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
751   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
752   Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
753   Dasadia, Ruchi Rohan +Rep 2024-05-09
754   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
755   Guarin, Jan Derrick Salas +Rep 2024-04-29
756   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
757   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
758   Hou, Donglin 侯東霖 +Rep 2024-04-30
759   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
760   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
761   Lei, Juncheng 雷俊成 -Rep 2024-05-03 2024-05-08
762   Li, Chengcheng (SFC:BUX121) 李誠成 +Rep 2024-05-07
763   Li, Guanru 李冠儒 +Rep 2024-05-06
764   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
765   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
766   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
767   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
768   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
769   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
770   Mo, Yintong 莫因同 +Rep 2024-05-06
771   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
772   She, Tiancheng 佘天誠 +Rep 2024-05-10
773   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
774   Sun, Jie (SFC:BBY954) 孫婕 -Rep 2021-01-27 2024-05-06
775   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
776   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
777   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
778   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
779   Wang, Yinan (SFC:ANB406) 王軼楠 -RO 2022-08-12 2024-05-09
780   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
781   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
782   Wu, Jiangbo 吳江博 +Rep 2024-04-30
783   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
784   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
785   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
786   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
787   Yao, Rongji 姚鎔基 +Rep 2024-04-30
788   Yao, Zeguang 姚泽广 +Rep 2024-04-30
789   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
790   You, Qing 游青 -Rep 2023-05-22 2024-04-30
791   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
792   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
793   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
794   Zhou, Yunfeng (SFC:BUV611) 周昀锋 -Rep 2024-04-26 2024-04-30
795   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
796   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
797 Citigroup Global Markets Asia Limited Chokhani, Varun -Rep 2024-05-07 2024-05-10
798   Daswani, Dheeraj -Rep 2024-05-10 2024-05-16
799   Davis, Ryan (SFC:BUJ269) -Rep 2024-05-10 2024-05-14
800   Fang, Baorong 方宝荣 -Rep 2018-07-18 2024-04-30
801   Gupta, Pragya (SFC:BUX619) +Rep 2024-04-30
802   Hendrikse, Harald Christiaan -Rep 2024-04-24 2024-04-27
803   Kim, Tae-Woon -Rep 2024-04-22 2024-04-26
804   Lin, Giles Tung-Lung 林東龍 -Rep 2024-04-23 2024-04-29
805   Pineda, Arthur San Diego -Rep 2024-04-22 2024-04-26
806   Tam, Esmond Kong-Hung 譚廣鴻 -Rep 2008-12-31 2024-05-03
807   Tan, Yong Hong -Rep 2024-04-22 2024-04-26
808   Wee, Samantha Yi Ning -Rep 2024-05-06 2024-05-11
809   Wong, Ferry Wijaya -Rep 2024-05-10 2024-05-14
810   Wood, Paul Anthony (SFC:ARW848) -Rep 2024-05-03 2024-05-10
811 CITIC Securities International Global Markets Limited Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
812 CITIC Securities Futures (HK) Limited Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
813   Sung, Jacky Hon Kit 宋漢傑 -Rep 2009-03-11 2024-04-26
814   Wen, Chaozhi 温朝至 +Rep 2024-05-09
815   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
816   Xiang, Xuezhou 项雪舟 +Rep 2024-04-26
817 CITIC Securities Brokerage (HK) Limited Lau, Wing Hing 劉永興 -Rep 2021-09-01 2024-05-02
818   Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
819   Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
820   Sung, Jacky Hon Kit 宋漢傑 -Rep 2007-11-14 2024-04-26
821   Wai, Shuk Chun 衞淑真 -Rep 2018-07-03 2024-04-29
822   Wen, Chaozhi 温朝至 +Rep 2024-05-09
823   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
824   Xiang, Xuezhou 项雪舟 +Rep 2024-04-26
825 CITIC Securities (Hong Kong) Limited Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
826   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
827   Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
828   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
829   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
830   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
831   Hou, Donglin 侯東霖 +Rep 2024-04-30
832   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
833   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
834   Li, Guanru 李冠儒 +Rep 2024-05-06
835   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
836   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
837   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
838   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
839   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
840   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
841   Mo, Yintong 莫因同 +Rep 2024-05-06
842   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
843   She, Tiancheng 佘天誠 +Rep 2024-05-10
844   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
845   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
846   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
847   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
848   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
849   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
850   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
851   Wu, Jiangbo 吳江博 +Rep 2024-04-30
852   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
853   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
854   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
855   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
856   Yao, Rongji 姚鎔基 +Rep 2024-04-30
857   Yao, Zeguang 姚泽广 +Rep 2024-04-30
858   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
859   You, Qing 游青 -Rep 2023-05-22 2024-04-30
860   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
861   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
862   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
863   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
864   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
865 CIAM Capital Management Limited Chan, Wing Kin (SFC:AUW795) 陳永健 -RO 2020-11-12 2024-04-30
866 CHONG HING SECURITIES LIMITED Chan, Kwun Ho (SFC:AWE467) 陳冠濠 -Rep 2010-10-29 2024-05-09
867   Chow, Tsui Har 周翠霞 -Rep 2021-05-03 2024-05-01
868 CHONG HING COMMODITIES AND FUTURES LIMITED Chan, Kwun Ho (SFC:AWE467) 陳冠濠 -Rep 2013-03-11 2024-05-09
869 CHINA SOUTHERN SECURITIES LIMITED Wong, Sheh Yung 王錫勇 -RO 2017-12-12 2024-04-30
870 China Securities (International) Corporate Finance Company Limited Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
871   Zhu, Lin (SFC:BSH274) 朱林 -Rep 2022-04-07 2024-04-30
872 China Securities (International) Brokerage Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
873   Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
874   Lo, Wai Lun (SFC:AVM934) 盧煒燐 -Rep 2023-08-07 2024-05-03
875 China Securities (International) Asset Management Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
876 China Renaissance Securities (Hong Kong) Limited Huang, Hao-Yang (SFC:BRR180) 黄皓旸 -Rep 2021-11-01 2024-04-30
877 China PA Securities (Hong Kong) Company Limited Lee, Siu Ping J. P. 李兆平 +Rep 2024-05-03
878 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Guo, Kaize 郭楷澤 +Rep 2024-05-02
879   Ho, Tony Tang Yue 何騰宇 -RO 2023-02-06 2024-05-07
880   Kam, Mung Lai 金夢黎 +Rep 2024-05-09
881   Lee, King Hung 李景鴻 +Rep 2024-05-10
882   Lee, Sam Yat Fai 李日暉 -Rep 2023-11-21 2024-05-06
883     +RO 2024-05-06
884   Shang, Tianyu 尚天雨 -Rep 2022-07-06 2024-04-26
885   Tam, Ka Wai (SFC:AQB100) 譚嘉慧 +Rep 2024-05-03
886   Tang, Yuhong (SFC:BTJ669) 唐雨虹 -Rep 2023-01-16 2024-05-10
887   Wang, Zhikai (SFC:BUI494) 王治凱 -Rep 2023-11-17 2024-04-30
888 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Poon, Wai Yip (SFC:AUI080) 潘偉業 +Rep 2024-04-30
889 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Bai, Yang (SFC:BOR612) 白揚 -Rep 2022-05-17 2024-04-26
890   Cao, Jiatong 曹佳桐 +Rep 2024-04-30
891   Chen, Jie (SFC:BUS538) 陳婕 +Rep 2024-04-30
892   Chen, Yating (SFC:BUU724) 陳雅婷 +Rep 2024-04-30
893   Chu, Ka Siu 朱嘉兆 -RO 2021-06-15 2024-04-29
894   Jia, Jia (SFC:BHY707) 賈嘉 -RO 2021-02-01 2024-04-30
895   Jiang, Luwei 蔣露薇 +Rep 2024-04-30
896   Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
897   Liu, Qianwen (SFC:BUS531) 劉倩文 +Rep 2024-04-30
898   Peng, Xiaoxiang 彭驍湘 -Rep 2023-02-16 2024-05-08
899   Qian, Kai (SFC:AZA933) 錢凱 -Rep 2012-02-16 2024-04-30
900   Wang, Jiahong (SFC:BUW048) 王嘉宏 +Rep 2024-05-06
901   Wang, Xuemin (SFC:BUW047) 王學民 +Rep 2024-04-30
902   Wang, Yehan 王業涵 +Rep 2024-04-30
903   Wang, Yimeng (SFC:BUW185) 王一萌 +Rep 2024-04-30
904   Wong, Mei Sze (SFC:BUV723) 黃美詩 +Rep 2024-04-30
905   Wu, Yue (SFC:BUW217) 吳越 +Rep 2024-05-02
906   Yang, Zijie (SFC:BUS854) 楊子捷 +Rep 2024-04-30
907   Zhao, Han (SFC:BQO604) 趙晗 -Rep 2020-12-17 2024-05-08
908 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Jia, Jia (SFC:BHY707) 賈嘉 -RO 2021-02-01 2024-04-30
909   Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
910 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Jia, Jia (SFC:BHY707) 賈嘉 -RO 2017-08-14 2024-04-30
911 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Sun, Chenshuai 孫陳帥 -Rep 2023-05-05 2024-04-26
912 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED   -Rep 2023-05-05 2024-04-26
913 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
914   Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
915 China Everbright Investment Management Limited Zhang, Fan (SFC:AWE514) 張帆 -RO 2022-05-16 2024-04-30
916 China Everbright Global Investment Advisors Company Limited   -RO 2021-02-22 2024-04-30
917 CHIEF SECURITIES LIMITED Tsang, Chun Sing 曾俊升 -Rep 2021-09-27 2024-05-04
918 Changjiang Securities Brokerage (HK) Limited Cai, Fangyi 蔡方羿 +Rep 2024-05-07
919   Li, Jin (SFC:BUV258) 李錦 +Rep 2024-05-06
920   Liu, Yi (SFC:BUV416) 劉義 +Rep 2024-05-07
921   Wong, Pik Yan 黃碧欣 +Rep 2024-04-30
922   Wu, Yue (SFC:BTX561) 伍岳 +Rep 2024-04-30
923   Xu, Ke (SFC:BUV415) 徐科 +Rep 2024-05-07
924   Yu, Xuhui (SFC:BUU942) 于旭輝 +Rep 2024-04-30
925 Changjiang Futures (HK) Limited Chan, Man Kit (SFC:BIY774) 陳文杰 -Rep 2017-02-13 2024-04-29
926   Chen, Dexin (SFC:BAZ282) 陳德欣 -Rep 2017-02-27 2024-04-29
927   Ho, Wai Keung (SFC:AVQ936) 何偉強 -Rep 2013-02-14 2024-04-29
928   Xie, Jialin 謝嘉琳 -Rep 2020-12-28 2024-04-29
929   Yu, Ping (SFC:AOC864) 茹萍 -Rep 2012-08-22 2024-05-03
930 CGS International Securities Hong Kong Limited Noverdanius, Handy -Rep 2024-04-29 2024-04-30
931 CGL IM Financial Management Limited Li, Maochun 李茂春 +RO 2024-05-02
932   Wong, Chi Ming (SFC:AYK887) 黃志明 +RO 2024-05-02
933 CF GLOBAL (HK) LIMITED Fleming, Robert James Gilbert -RO 2024-04-30
934 CES Forex (HK) Limited Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
935 CES Commodities (HK) Limited Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
936   Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
937 Central China International Securities Co., Limited Hsiao, Ka Li 蕭嘉莉 +Rep 2024-05-07
938 CENTALINE WEALTH MANAGEMENT LIMITED Pang, Chung Po 彭忠寶 +Rep 2024-05-10
939 CELESTIAL SECURITIES LIMITED Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-06-15 2024-05-07
940 CELESTIAL COMMODITIES LIMITED   -Rep 2006-11-22 2024-05-07
941 CEB International Capital Corporation Limited Luk, Pui Chi 陸佩芝 -RO 2024-02-16 2024-05-05
942 CDIB Capital International (Hong Kong) Corporation Limited Loh, Terence Paul Keng Ann 羅慶安 -Rep 2022-05-26 2024-04-30
943 CCB INTERNATIONAL SECURITIES LIMITED Wong, Po Chin 黃步前 -Rep 2022-04-27 2024-04-26
944 CATL Capital Limited Du, Hao (SFC:BCB913) 杜浩 +RO 2024-05-02
945   Wang, Hongbo (SFC:BIR375) 王紅波 +RO 2024-05-02
946   Wang, Shuimiao 王水淼 +RO 2024-05-02
947 CATHAYSIA SECURITIES LIMITED Zhou, Xicheng 周熙誠 +Rep 2024-05-09
948 CATHAYSIA ASSET MANAGEMENT LIMITED   +Rep 2024-05-09
949 Capstone Capital Management Limited Bai, Xiangliang 白相良 -Rep 2023-11-17 2024-04-26
950 Capital International, Inc. Bettini, Damir (SFC:BUV198) -Rep 2024-04-22 2024-04-26
951   Takemasu, Shinya +Rep 2024-04-26
952 Candescent Capital Limited Zuo, Wei (SFC:ALH756) 左為 -RO 2022-02-07 2024-04-30
953 BSQ CAPITAL MANAGEMENT LIMITED Lee, Yong Suk +RO 2024-05-02
954 BREVAN HOWARD (HONG KONG) LIMITED Li, Yuxuan (SFC:BTU364) 李宇軒 -Rep 2023-06-01 2024-04-30
955 Bosera Asset Management (International) Co., Limited Baker, Mark (SFC:BHY118) +Rep 2024-04-30
956   Chen, Ruofan (SFC:BUW359) 陳若凡 +Rep 2024-04-30
957 BOCOM International Securities Limited Zhuge, Leyi 诸葛乐懿 +Rep 2024-05-03
958 BOCOM International Asset Management Limited Li, Hongli (SFC:BDQ909) 李宏麗 -Rep 2022-01-05 2024-05-03
959     +RO 2024-05-03
960 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Lee, Chun Yiu 李晉曜 +Rep 2024-05-10
961 BOCI SECURITIES LIMITED Chang, Hao Hsiang 張皓翔 -Rep 2023-10-27 2024-05-10
962   Gao, Jieyu 高婕妤 +Rep 2024-05-10
963   Lam, Yu Ching +Rep 2024-04-26
964   Lee, Ho Kit 李浩杰 +Rep 2024-05-06
965 BOCI RESEARCH LIMITED Chen, Sichao 陳思超 +Rep 2024-05-07
966   Tong, Jiangqiao 佟江橋 -RO 2020-10-30 2024-05-10
967 BNP PARIBAS SECURITIES (ASIA) LIMITED Cheung, Sylvia Siu Ling 張少齡 -Rep 2004-12-20 2024-05-03
968   Cheung, Vien Wing Yan 張穎欣 -RO 2021-09-28 2024-04-26
969 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Yiu, Wong Ki 姚汪琪 -Rep 2024-05-07 2024-05-14
970 BlackRock Asset Management North Asia Limited Jaura, Karan Aryan +Rep 2024-05-09
971   Song, Dinan 宋頔楠 +Rep 2024-04-29
972   Tse, Kun Mei 謝貫美 -Rep 2021-09-03 2024-05-01
973 Blackhorn Wealth Management Limited Lee, Man Jun 李汶臻 -Rep 2021-08-13 2024-04-30
974     +RO 2024-04-30
975   Li, Wei (SFC:BUV485) 李維 +Rep 2024-04-26
976 BIL Wealth Management Limited Fu, Ruiting 付瑞婷 -Rep 2023-07-14 2024-04-29
977   Kong, Ying Hong 江映航 -Rep 2021-03-05 2024-04-26
978     +RO 2024-04-26
979   Zhu, Minyue 朱旻月 -RO 2021-02-19 2024-04-29
980 BGC SECURITIES (HONG KONG) LLC Fan, Ho Nga 范皓雅 -Rep 2020-11-27 2024-04-30
981 BETA INTERNATIONAL SECURITIES LIMITED Xiang, Xianxin 向弦信 +Rep 2024-04-26
982 BEA Union Investment Management Limited Wong, Ka Chun (SFC:BPI985) 黃釓寯 -Rep 2023-10-11 2024-05-06
983 BCT Financial Limited Ho, Hi Oi 何喜愛 +Rep 2024-05-09
984 BASE ASSET MANAGEMENT LTD Ho, Benedict Sze Man 何仕文 +Rep 2024-05-06
985   Lam, Calvin Si Yang 林思暘 +Rep 2024-05-06
986 BARCLAYS CAPITAL ASIA LIMITED Chan, Ka Yan (SFC:BBU615) 陳家寅 -Rep 2022-05-20 2024-05-02
987   Ding, Hanying 丁菡潁 -Rep 2021-12-17 2024-05-02
988   Fang, Xuanning 方萱宁 -Rep 2023-09-05 2024-05-02
989   Joseph, Julie Helene -Rep 2021-08-25 2024-05-02
990   Lui, Lorraine Man To 呂敏淘 -Rep 2012-11-06 2024-05-02
991   Niu, Yun 牛耘 -Rep 2022-09-15 2024-05-06
992   Sillam, Jonathan Charles Marc -Rep 2023-01-16 2024-05-02
993   Tsang, Chiu Wing 曾昭泳 -Rep 2022-09-26 2024-05-02
994   Wan, Derek Yiu Chung 温耀聰 -Rep 2023-09-19 2024-05-02
995   Weng, Chenqi 翁晨琪 -Rep 2018-08-15 2024-05-02
996   Yam, Margaret 任彬 -Rep 2022-05-25 2024-05-02
997   Zhu, Yike (SFC:BRR246) 朱依珂 -Rep 2021-09-15 2024-05-02
998   Zou, Da 鄒達 -Rep 2017-08-04 2024-05-02
999 Bamboo Hill Capital Management Limited Cheng, Wai Man (SFC:ANK374) 鄭偉民 +RO 2024-05-03
1000   Yu, Hao (SFC:BNP558) 余昊 +RO 2024-05-03
1001 Bamboo Creek Capital Management Limited Ma, He (SFC:BUI734) 馬赫 +RO 2024-04-29
1002   Wu, Jie (SFC:BUI736) 吴杰 +RO 2024-04-29
1003 Balyasny Asset Management (Hong Kong) Limited Chau, Yuen Wun (SFC:BSV209) 鄒沅桓 -Rep 2022-08-29 2024-04-26
1004   Leung, Terence Ming Hin 梁明軒 +Rep 2024-05-06
1005   Schroeder, Scott Harvey -RO 2010-07-30 2024-04-30
1006 Bain Capital Private Equity (Asia) Limited Feng, Yanjun 馮彥君 +Rep 2024-05-03
1007 AXA Investment Managers Asia Limited Chan, Jenny Ka Yun 陳嘉茵 +Rep 2024-04-29
1008   Collins, Michael Antiporda +Rep 2024-04-29
1009   Ho, Laetitia Chor Wan 何礎韻 +Rep 2024-04-29
1010 Awaken Thunder Capital Limited Lee, Benjamin Tsi Bun 李錫斌 +Rep 2024-05-03
1011 AVENUE INVESTMENT MANAGEMENT LIMITED Yang, Kar Yee 楊嘉宜 +Rep 2024-05-07
1012 Avenue Family Office Limited Pong, Sau Kwok 逄守國 +RO 2024-05-08
1013   Yang, Kar Yee 楊嘉宜 +Rep 2024-05-07
1014 Avantua Capital Management Limited Gao, Yuanqi (SFC:BQL633) 高元褀 -Rep 2023-02-17 2024-05-03
1015     +RO 2024-05-03
1016   Li, Fong 李芳 -Rep 2022-06-22 2024-04-30
1017 AVANTA INVESTMENT MANAGEMENT LIMITED Lam, Wing Keung (SFC:ANS013) 林永強 +Rep 2024-05-06
1018 Austen Capital International Limited Hammami, Bayram +RO 2024-04-30
1019 Augment Wealth Advisors Limited Wang, Kevin Haigeng -Rep 2024-04-09 2024-04-30
1020     +RO 2024-04-30
1021 ASSET MANAGEMENT GROUP LIMITED Lam, Hiu Fung (SFC:AOR986) 林曉峯 +Rep 2024-05-06
1022   Lo, Jenny Wing Yan 盧穎欣 +Rep 2024-05-06
1023   Lo, Ka Hei 盧珈希 +Rep 2024-05-06
1024   Mau, Kwok Chung 繆國忠 -Rep 2021-08-17 2024-05-05
1025 Ascent Fund Management (HK) Limited Li, Qian (SFC:BUU028) 李謙 +RO 2024-05-10
1026 Arta Corporate Advisory Limited Yu, Andrew Chi Chiu 余志超 -Rep 2024-04-16 2024-04-30
1027     +RO 2024-04-30
1028 Arta Asset Management Limited Chan, Cho Che Cupid +Rep 2024-05-07
1029 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Ng, Kenneth Chi Keung 吳志強 -RO 2014-06-20 2024-05-05
1030 ARISTO SECURITIES LIMITED Ng, Tze Chung 吳子聰 -RO 2022-10-18 2024-05-02
1031 Ares Management Asia (Hong Kong) Limited Tan, Kian Seng (SFC:BRT216) 陳建胜 -Rep 2022-09-23 2024-05-01
1032 Apollo Management Asia Pacific Limited Chao, Zhang Jie Samuel +Rep 2024-05-10
1033   Lim, Mei Ling (SFC:BUT997) +Rep 2024-05-03
1034   Pun, Kai Yin Kevin 潘啟彥 +Rep 2024-05-09
1035 Apollo Capital Management Limited Huang, Ling Kit 黃凌杰 -Rep 2022-02-24 2024-05-09
1036     +RO 2024-05-09
1037   Lei, Yefen 雷叶芬 +Rep 2024-04-30
1038   Leu, Shuk Ling Ann 廖淑玲 +Rep 2024-04-30
1039 Anuenue Securities Limited Yeung, Chun Hei 楊俊希 +Rep 2024-04-29
1040 Amundi Hong Kong Limited Lam, Ho Cheung (SFC:BCB787) 林浩祥 -Rep 2018-11-15 2024-04-30
1041   Zhao, Zhao (SFC:AWY586) 趙曌 -Rep 2023-06-23 2024-04-26
1042 AM Squared Limited Cho, Ik Hyun -Rep 2021-05-04 2024-04-26
1043   Wong, Ming Cheung 王銘祥 -Rep 2020-01-14 2024-04-26
1044 Alphadyne Asset Management (Hong Kong) Limited Song, Yuezhen 宋岳楨 +Rep 2024-05-07
1045 Alpha Nova Capital Management Limited Lee, Jamie Jin-Ming 李展鳴 +Rep 2024-05-06
1046 Alpha Asset Management (HK) Limited Wong, Wai Shan (SFC:AUA951) 黃偉山 +Rep 2024-05-03
1047 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Ma, Calvin Kwai Shing 馬桂承 -Rep 2017-08-15 2024-05-10
1048 Alliance Capital Partners Limited (HK) Tang, Wai Yau (SFC:BHS911) 鄧維祐 -Rep 2018-10-08 2024-05-07
1049 Alex KY Wong Asset Management Company Limited Kong, Chi Ho (SFC:BOU720) 江志豪 -Rep 2022-03-30 2024-04-30
1050 AJ Asset Management Limited Zhuang, Xiaofei 庄嘯飛 +Rep 2024-05-09
1051 ABCI Securities Company Limited Bai, Ge 白舸 +Rep 2024-05-07
1052 AA Investment Management Limited Wong, Chi Hui 黃志栩 -Rep 2024-04-18 2024-04-26
1053     +RO 2024-04-26
1054 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Yu, Yixing (SFC:AZQ052) 虞一星 -Rep 2024-05-08 2024-05-17
1055 28 Advisory Limited (HK) Gifford, Richard (SFC:BTF061) -Rep 2023-01-03 2024-04-30
1056     +RO 2024-04-30

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