Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 28 Advisory Limited (HK) Gifford, Richard (SFC:BTF061) -Rep 2023-01-03 2024-04-30
2     +RO 2024-04-30
3 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Yu, Yixing (SFC:AZQ052) 虞一星 +Rep 2024-05-08
4 AA Investment Management Limited Wong, Chi Hui 黃志栩 -Rep 2024-04-18 2024-04-26
5     +RO 2024-04-26
6 ABCI Securities Company Limited Bai, Ge 白舸 +Rep 2024-05-07
7 Alex KY Wong Asset Management Company Limited Kong, Chi Ho (SFC:BOU720) 江志豪 -Rep 2022-03-30 2024-04-30
8 Alliance Capital Partners Limited (HK) Tang, Wai Yau (SFC:BHS911) 鄧維祐 -Rep 2018-10-08 2024-05-07
9 Alpha Asset Management (HK) Limited Wong, Wai Shan (SFC:AUA951) 黃偉山 +Rep 2024-05-03
10 Alpha Nova Capital Management Limited Lee, Jamie Jin-Ming 李展鳴 +Rep 2024-05-06
11 Alphadyne Asset Management (Hong Kong) Limited Song, Yuezhen 宋岳楨 +Rep 2024-05-07
12 AM Squared Limited Cho, Ik Hyun -Rep 2021-05-04 2024-04-26
13   Wong, Ming Cheung 王銘祥 -Rep 2020-01-14 2024-04-26
14 Amundi Hong Kong Limited Lam, Ho Cheung (SFC:BCB787) 林浩祥 -Rep 2018-11-15 2024-04-30
15   Zhao, Zhao (SFC:AWY586) 趙曌 -Rep 2023-06-23 2024-04-26
16 Anuenue Securities Limited Yeung, Chun Hei 楊俊希 +Rep 2024-04-29
17 Apollo Capital Management Limited Lei, Yefen 雷叶芬 +Rep 2024-04-30
18   Leu, Shuk Ling Ann 廖淑玲 +Rep 2024-04-30
19 Apollo Management Asia Pacific Limited Lim, Mei Ling (SFC:BUT997) +Rep 2024-05-03
20 Ares Management Asia (Hong Kong) Limited Tan, Kian Seng (SFC:BRT216) 陳建胜 -Rep 2022-09-23 2024-05-01
21 ARISTO SECURITIES LIMITED Ng, Tze Chung 吳子聰 -RO 2022-10-18 2024-05-02
22 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Ng, Kenneth Chi Keung 吳志強 -RO 2014-06-20 2024-05-05
23 Arta Asset Management Limited Chan, Cho Che Cupid +Rep 2024-05-07
24 Arta Corporate Advisory Limited Yu, Andrew Chi Chiu 余志超 -Rep 2024-04-16 2024-04-30
25     +RO 2024-04-30
26 ASSET MANAGEMENT GROUP LIMITED Lam, Hiu Fung (SFC:AOR986) 林曉峯 +Rep 2024-05-06
27   Lo, Jenny Wing Yan 盧穎欣 +Rep 2024-05-06
28   Lo, Ka Hei 盧珈希 +Rep 2024-05-06
29 Augment Wealth Advisors Limited Wang, Kevin Haigeng -Rep 2024-04-09 2024-04-30
30     +RO 2024-04-30
31 Austen Capital International Limited Hammami, Bayram +RO 2024-04-30
32 AVANTA INVESTMENT MANAGEMENT LIMITED Lam, Wing Keung (SFC:ANS013) 林永強 +Rep 2024-05-06
33 Avantua Capital Management Limited Gao, Yuanqi (SFC:BQL633) 高元褀 -Rep 2023-02-17 2024-05-03
34     +RO 2024-05-03
35   Li, Fong 李芳 -Rep 2022-06-22 2024-04-30
36 Avenue Family Office Limited Pong, Sau Kwok 逄守國 +RO 2024-05-08
37   Yang, Kar Yee 楊嘉宜 +Rep 2024-05-07
38 AVENUE INVESTMENT MANAGEMENT LIMITED   +Rep 2024-05-07
39 Awaken Thunder Capital Limited Lee, Benjamin Tsi Bun 李錫斌 +Rep 2024-05-03
40 AXA Investment Managers Asia Limited Chan, Jenny Ka Yun 陳嘉茵 +Rep 2024-04-29
41   Collins, Michael Antiporda +Rep 2024-04-29
42   Ho, Laetitia Chor Wan 何礎韻 +Rep 2024-04-29
43 Bain Capital Private Equity (Asia) Limited Feng, Yanjun 馮彥君 +Rep 2024-05-03
44 Balyasny Asset Management (Hong Kong) Limited Chau, Yuen Wun (SFC:BSV209) 鄒沅桓 -Rep 2022-08-29 2024-04-26
45   Leung, Terence Ming Hin 梁明軒 +Rep 2024-05-06
46   Schroeder, Scott Harvey -RO 2010-07-30 2024-04-30
47 Bamboo Creek Capital Management Limited Ma, He (SFC:BUI734) 馬赫 +RO 2024-04-29
48   Wu, Jie (SFC:BUI736) 吴杰 +RO 2024-04-29
49 Bamboo Hill Capital Management Limited Cheng, Wai Man (SFC:ANK374) 鄭偉民 +RO 2024-05-03
50   Yu, Hao (SFC:BNP558) 余昊 +RO 2024-05-03
51 BASE ASSET MANAGEMENT LTD Ho, Benedict Sze Man 何仕文 +Rep 2024-05-06
52   Lam, Calvin Si Yang 林思暘 +Rep 2024-05-06
53 BEA Union Investment Management Limited Wong, Ka Chun (SFC:BPI985) 黃釓寯 -Rep 2023-10-11 2024-05-06
54 BETA INTERNATIONAL SECURITIES LIMITED Xiang, Xianxin 向弦信 +Rep 2024-04-26
55 BGC SECURITIES (HONG KONG) LLC Fan, Ho Nga 范皓雅 -Rep 2020-11-27 2024-04-30
56 BIL Wealth Management Limited Fu, Ruiting 付瑞婷 -Rep 2023-07-14 2024-04-29
57   Kong, Ying Hong 江映航 -Rep 2021-03-05 2024-04-26
58     +RO 2024-04-26
59   Zhu, Minyue 朱旻月 -RO 2021-02-19 2024-04-29
60 Blackhorn Wealth Management Limited Lee, Man Jun 李汶臻 -Rep 2021-08-13 2024-04-30
61     +RO 2024-04-30
62   Li, Wei (SFC:BUV485) 李維 +Rep 2024-04-26
63 BlackRock Asset Management North Asia Limited Song, Dinan 宋頔楠 +Rep 2024-04-29
64   Tse, Kun Mei 謝貫美 -Rep 2021-09-03 2024-05-01
65 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Yiu, Wong Ki 姚汪琪 +Rep 2024-05-07
66 BNP PARIBAS SECURITIES (ASIA) LIMITED Cheung, Sylvia Siu Ling 張少齡 -Rep 2004-12-20 2024-05-03
67   Cheung, Vien Wing Yan 張穎欣 -RO 2021-09-28 2024-04-26
68 BOCI RESEARCH LIMITED Chen, Sichao 陳思超 +Rep 2024-05-07
69 BOCI SECURITIES LIMITED Lam, Yu Ching +Rep 2024-04-26
70   Lee, Ho Kit 李浩杰 +Rep 2024-05-06
71 BOCOM International Asset Management Limited Li, Hongli (SFC:BDQ909) 李宏麗 -Rep 2022-01-05 2024-05-03
72     +RO 2024-05-03
73 BOCOM International Securities Limited Zhuge, Leyi 诸葛乐懿 +Rep 2024-05-03
74 Bosera Asset Management (International) Co., Limited Baker, Mark (SFC:BHY118) +Rep 2024-04-30
75   Chen, Ruofan (SFC:BUW359) 陳若凡 +Rep 2024-04-30
76 BREVAN HOWARD (HONG KONG) LIMITED Li, Yuxuan (SFC:BTU364) 李宇軒 -Rep 2023-06-01 2024-04-30
77 BSQ CAPITAL MANAGEMENT LIMITED Lee, Yong Suk +RO 2024-05-02
78 Candescent Capital Limited Zuo, Wei (SFC:ALH756) 左為 -RO 2022-02-07 2024-04-30
79 Capital International, Inc. Bettini, Damir (SFC:BUV198) -Rep 2024-04-22 2024-04-26
80   Takemasu, Shinya +Rep 2024-04-26
81 Capstone Capital Management Limited Bai, Xiangliang 白相良 -Rep 2023-11-17 2024-04-26
82 CATL Capital Limited Du, Hao (SFC:BCB913) 杜浩 +RO 2024-05-02
83   Wang, Hongbo (SFC:BIR375) 王紅波 +RO 2024-05-02
84   Wang, Shuimiao 王水淼 +RO 2024-05-02
85 CCB INTERNATIONAL SECURITIES LIMITED Wong, Po Chin 黃步前 -Rep 2022-04-27 2024-04-26
86 CDIB Capital International (Hong Kong) Corporation Limited Loh, Terence Paul Keng Ann 羅慶安 -Rep 2022-05-26 2024-04-30
87 CEB International Capital Corporation Limited Luk, Pui Chi 陸佩芝 -RO 2024-02-16 2024-05-05
88 Central China International Securities Co., Limited Hsiao, Ka Li 蕭嘉莉 +Rep 2024-05-07
89 CES Commodities (HK) Limited Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
90 CES Forex (HK) Limited   -Rep 2022-07-14 2024-04-26
91 CF GLOBAL (HK) LIMITED Fleming, Robert James Gilbert -RO 2024-04-30
92 CGL IM Financial Management Limited Li, Maochun 李茂春 +RO 2024-05-02
93   Wong, Chi Ming (SFC:AYK887) 黃志明 +RO 2024-05-02
94 CGS International Securities Hong Kong Limited Noverdanius, Handy -Rep 2024-04-29 2024-04-30
95 Changjiang Futures (HK) Limited Chan, Man Kit (SFC:BIY774) 陳文杰 -Rep 2017-02-13 2024-04-29
96   Chen, Dexin (SFC:BAZ282) 陳德欣 -Rep 2017-02-27 2024-04-29
97   Ho, Wai Keung (SFC:AVQ936) 何偉強 -Rep 2013-02-14 2024-04-29
98   Xie, Jialin 謝嘉琳 -Rep 2020-12-28 2024-04-29
99   Yu, Ping (SFC:AOC864) 茹萍 -Rep 2012-08-22 2024-05-03
100 Changjiang Securities Brokerage (HK) Limited Cai, Fangyi 蔡方羿 +Rep 2024-05-07
101   Li, Jin (SFC:BUV258) 李錦 +Rep 2024-05-06
102   Liu, Yi (SFC:BUV416) 劉義 +Rep 2024-05-07
103   Wong, Pik Yan 黃碧欣 +Rep 2024-04-30
104   Wu, Yue (SFC:BTX561) 伍岳 +Rep 2024-04-30
105   Xu, Ke (SFC:BUV415) 徐科 +Rep 2024-05-07
106   Yu, Xuhui (SFC:BUU942) 于旭輝 +Rep 2024-04-30
107 CHIEF SECURITIES LIMITED Tsang, Chun Sing 曾俊升 -Rep 2021-09-27 2024-05-04
108 China Everbright Global Investment Advisors Company Limited Zhang, Fan (SFC:AWE514) 張帆 -RO 2021-02-22 2024-04-30
109 China Everbright Investment Management Limited   -RO 2022-05-16 2024-04-30
110 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
111 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Sun, Chenshuai 孫陳帥 -Rep 2023-05-05 2024-04-26
112 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED   -Rep 2023-05-05 2024-04-26
113 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Jia, Jia (SFC:BHY707) 賈嘉 -RO 2017-08-14 2024-04-30
114 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED   -RO 2021-02-01 2024-04-30
115 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Bai, Yang (SFC:BOR612) 白揚 -Rep 2022-05-17 2024-04-26
116   Cao, Jiatong 曹佳桐 +Rep 2024-04-30
117   Chen, Jie (SFC:BUS538) 陳婕 +Rep 2024-04-30
118   Chen, Yating (SFC:BUU724) 陳雅婷 +Rep 2024-04-30
119   Chu, Ka Siu 朱嘉兆 -RO 2021-06-15 2024-04-29
120   Jia, Jia (SFC:BHY707) 賈嘉 -RO 2021-02-01 2024-04-30
121   Jiang, Luwei 蔣露薇 +Rep 2024-04-30
122   Liu, Qianwen (SFC:BUS531) 劉倩文 +Rep 2024-04-30
123   Peng, Xiaoxiang 彭驍湘 -Rep 2023-02-16 2024-05-08
124   Qian, Kai (SFC:AZA933) 錢凱 -Rep 2012-02-16 2024-04-30
125   Wang, Jiahong (SFC:BUW048) 王嘉宏 +Rep 2024-05-06
126   Wang, Xuemin (SFC:BUW047) 王學民 +Rep 2024-04-30
127   Wang, Yehan 王業涵 +Rep 2024-04-30
128   Wang, Yimeng (SFC:BUW185) 王一萌 +Rep 2024-04-30
129   Wong, Mei Sze (SFC:BUV723) 黃美詩 +Rep 2024-04-30
130   Wu, Yue (SFC:BUW217) 吳越 +Rep 2024-05-02
131   Yang, Zijie (SFC:BUS854) 楊子捷 +Rep 2024-04-30
132   Zhao, Han (SFC:BQO604) 趙晗 -Rep 2020-12-17 2024-05-08
133 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Poon, Wai Yip (SFC:AUI080) 潘偉業 +Rep 2024-04-30
134 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Guo, Kaize 郭楷澤 +Rep 2024-05-02
135   Lee, Sam Yat Fai 李日暉 -Rep 2023-11-21 2024-05-06
136     +RO 2024-05-06
137   Shang, Tianyu 尚天雨 -Rep 2022-07-06 2024-04-26
138   Tam, Ka Wai (SFC:AQB100) 譚嘉慧 +Rep 2024-05-03
139   Wang, Zhikai (SFC:BUI494) 王治凱 -Rep 2023-11-17 2024-04-30
140 China PA Securities (Hong Kong) Company Limited Lee, Siu Ping J. P. 李兆平 +Rep 2024-05-03
141 China Renaissance Securities (Hong Kong) Limited Huang, Hao-Yang (SFC:BRR180) 黄皓旸 -Rep 2021-11-01 2024-04-30
142 China Securities (International) Corporate Finance Company Limited Zhu, Lin (SFC:BSH274) 朱林 -Rep 2022-04-07 2024-04-30
143 CHINA SOUTHERN SECURITIES LIMITED Wong, Sheh Yung 王錫勇 -RO 2017-12-12 2024-04-30
144 CHONG HING SECURITIES LIMITED Chow, Tsui Har 周翠霞 -Rep 2021-05-03 2024-05-01
145 CIAM Capital Management Limited Chan, Wing Kin (SFC:AUW795) 陳永健 -RO 2020-11-12 2024-04-30
146 CITIC Securities (Hong Kong) Limited Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
147   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
148   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
149   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
150   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
151   Hou, Donglin 侯東霖 +Rep 2024-04-30
152   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
153   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
154   Li, Guanru 李冠儒 +Rep 2024-05-06
155   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
156   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
157   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
158   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
159   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
160   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
161   Mo, Yintong 莫因同 +Rep 2024-05-06
162   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
163   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
164   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
165   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
166   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
167   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
168   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
169   Wu, Jiangbo 吳江博 +Rep 2024-04-30
170   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
171   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
172   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
173   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
174   Yao, Rongji 姚鎔基 +Rep 2024-04-30
175   Yao, Zeguang 姚泽广 +Rep 2024-04-30
176   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
177   You, Qing 游青 -Rep 2023-05-22 2024-04-30
178   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
179   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
180   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
181   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
182   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
183 CITIC Securities Brokerage (HK) Limited Lau, Wing Hing 劉永興 -Rep 2021-09-01 2024-05-02
184   Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
185   Sung, Jacky Hon Kit 宋漢傑 -Rep 2007-11-14 2024-04-26
186   Wai, Shuk Chun 衞淑真 -Rep 2018-07-03 2024-04-29
187   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
188   Xiang, Xuezhou 项雪舟 +Rep 2024-04-26
189 CITIC Securities Futures (HK) Limited Sung, Jacky Hon Kit 宋漢傑 -Rep 2009-03-11 2024-04-26
190   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
191   Xiang, Xuezhou 项雪舟 +Rep 2024-04-26
192 CITIC Securities International Global Markets Limited Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
193 Citigroup Global Markets Asia Limited Chokhani, Varun +Rep 2024-05-07
194   Fang, Baorong 方宝荣 -Rep 2018-07-18 2024-04-30
195   Gupta, Pragya (SFC:BUX619) +Rep 2024-04-30
196   Hendrikse, Harald Christiaan -Rep 2024-04-24 2024-04-27
197   Kim, Tae-Woon -Rep 2024-04-22 2024-04-26
198   Lin, Giles Tung-Lung 林東龍 -Rep 2024-04-23 2024-04-29
199   Pineda, Arthur San Diego -Rep 2024-04-22 2024-04-26
200   Tam, Esmond Kong-Hung 譚廣鴻 -Rep 2008-12-31 2024-05-03
201   Tan, Yong Hong -Rep 2024-04-22 2024-04-26
202   Wee, Samantha Yi Ning +Rep 2024-05-06
203   Wood, Paul Anthony (SFC:ARW848) +Rep 2024-05-03
204 CLSA LIMITED Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
205   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
206   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
207   Guarin, Jan Derrick Salas +Rep 2024-04-29
208   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
209   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
210   Hou, Donglin 侯東霖 +Rep 2024-04-30
211   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
212   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
213   Lei, Juncheng 雷俊成 -Rep 2024-05-03 2024-05-08
214   Li, Chengcheng (SFC:BUX121) 李誠成 +Rep 2024-05-07
215   Li, Guanru 李冠儒 +Rep 2024-05-06
216   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
217   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
218   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
219   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
220   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
221   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
222   Mo, Yintong 莫因同 +Rep 2024-05-06
223   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
224   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
225   Sun, Jie (SFC:BBY954) 孫婕 -Rep 2021-01-27 2024-05-06
226   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
227   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
228   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
229   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
230   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
231   Wu, Jiangbo 吳江博 +Rep 2024-04-30
232   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
233   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
234   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
235   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
236   Yao, Rongji 姚鎔基 +Rep 2024-04-30
237   Yao, Zeguang 姚泽广 +Rep 2024-04-30
238   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
239   You, Qing 游青 -Rep 2023-05-22 2024-04-30
240   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
241   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
242   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
243   Zhou, Yunfeng (SFC:BUV611) 周昀锋 -Rep 2024-04-26 2024-04-30
244   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
245   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
246 CMB International Asset Management Limited Wu, Qian (SFC:BCB896) 吳騫 -RO 2017-08-16 2024-05-08
247     +Rep 2024-05-08
248 CMB INTERNATIONAL FUTURES LIMITED Chen, Hung Yin (SFC:AOT755) 陳宏印 +Rep 2024-04-30
249   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
250   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
251 CMB International Global Markets Limited Liang, Xiaojun (SFC:BRR561) 梁晓鈞 +Rep 2024-04-30
252   Wong, Ming Him (SFC:AXJ784) 黃銘謙 -Rep 2022-01-26 2024-04-26
253 CMB International Securities Limited Ding, Edward An Hua 丁安華 -Rep 2017-06-12 2024-04-30
254   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
255   Ma, Wing Lam (SFC:BUW014) 馬穎琳 +Rep 2024-04-29
256   Man, Kit Ching 文潔貞 +Rep 2024-04-30
257   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
258 CMB WING LUNG ASSET MANAGEMENT LIMITED Lee, Wu Han 李武翰 +Rep 2024-05-08
259 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
260     +RO 2024-05-02
261 CMBC SECURITIES COMPANY LIMITED   -Rep 2024-04-02 2024-05-02
262     +RO 2024-05-02
263   Jia, Kaiyuan 賈鎧源 +Rep 2024-04-26
264   Liu, Yanming (SFC:BPY788) 刘彦明 +Rep 2024-04-26
265   Liu, Zhongyuan (SFC:BUV495) 劉鍾元 +Rep 2024-05-08
266 CORPORATE BROKERS LIMITED Cheung, Johnson Sau Sing 章守陞 +Rep 2024-05-08
267   Yu, Chun Kit (SFC:AFF091) 余俊傑 +Rep 2024-05-08
268 CORPORATE COMMODITIES LIMITED   +Rep 2024-05-08
269 Cowell & Lee Capital Management Limited Tian, Hanbo 田瀚博 -Rep 2023-12-21 2024-04-30
270 CTI Capital Hong Kong Limited Chua, Syo Kat 蔡思杰 -Rep 2017-06-13 2024-05-03
271 CVC Asia Pacific Limited Kinger, Samir +Rep 2024-04-30
272 Daiwa Capital Markets Hong Kong Limited Tan, Jian Kai Darren +Rep 2024-05-03
273 Danehill Capital Limited Hu, Nian 胡念 +RO 2024-05-06
274   Song, Xiukui 宋秀魁 +RO 2024-05-06
275 DBS VICKERS (HONG KONG) LIMITED Ko, Fung 高鋒 +Rep 2024-04-26
276 DELTA ASIA SECURITIES LIMITED Cheung, Gordon Kwan Ping 張君平 +Rep 2024-05-02
277   Law, Tsz Jing 羅梓靜 -Rep 2023-06-16 2024-04-30
278   Li, Tony Kam Pui 李錦培 -Rep 2024-03-21 2024-05-06
279   Tai, Yiu Ho 戴耀豪 -Rep 2023-07-11 2024-05-06
280 Dingxin (Securities) Limited Peng, Long (SFC:BUV208) 彭龍 +Rep 2024-05-06
281 DL Digital Family Office (HK) Limited Wu, Mengnan 吳梦楠 +RO 2024-05-03
282 Dongxing Securities (Hong Kong) Asset Management Company Limited Tsoi, Ka Hung 蔡嘉鴻 -RO 2023-06-06 2024-04-30
283 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED Hoebrechts, Pierre Eric +RO 2024-05-02
284 Eclipse Options (HK) Limited Parker, Barry Neil +RO 2024-04-29
285   Wong, Po Yue Bowie 王溥渝 -Rep 2021-09-24 2024-04-30
286 EDDID CAPITAL LIMITED Lu, Zijun 陆子俊 +Rep 2024-05-08
287 Eddid Securities and Futures Limited   +Rep 2024-05-08
288 EM Asset Management Limited Wong, Hoi Ka (SFC:BFK210) 黃凱嘉 -Rep 2024-03-27 2024-05-02
289     +RO 2024-05-02
290 EMP CAPITAL LIMITED Wu, Peizhe 吳沛哲 +Rep 2024-04-26
291 Emperor Asset Management Limited Chau, Yin 周研 +Rep 2024-05-08
292   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
293   Su, Shishi 蘇詩詩 +Rep 2024-05-06
294 EMPEROR CORPORATE FINANCE LIMITED Li, Hoi Ting (SFC:BUU131) 李凱婷 +Rep 2024-05-03
295 EMPEROR FUTURES LIMITED Kee, Ka Lam 紀嘉霖 -Rep 2010-10-15 2024-04-26
296   Lo, Chris Tsz On 盧子安 -Rep 2023-06-14 2024-05-03
297 EMPEROR SECURITIES LIMITED (HK) Kee, Ka Lam 紀嘉霖 -Rep 2008-10-03 2024-04-26
298   Lo, Chris Tsz On 盧子安 -Rep 2024-04-17 2024-05-03
299   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
300 ENDOWUS HK LIMITED Chiu, Chee Wah Gloria (SFC:BUU841) 趙梓燁 +Rep 2024-04-26
301 Enhanced Investment Management Limited Wang, Yifan (SFC:BUH436) 王軼凡 +RO 2024-05-06
302 ENHANCED INVESTMENT PRODUCTS LIMITED Ho, Ka Kuen (SFC:BNY636) 何家權 -Rep 2022-08-15 2024-05-01
303 Essence Futures (Hong Kong) Limited Fu, Shelly 傅願好 -Rep 2015-10-12 2024-04-26
304   Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-11-02 2024-05-06
305 Essence International Securities (Hong Kong) Limited Fu, Shelly 傅願好 -Rep 2014-11-11 2024-04-26
306   Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-12-14 2024-05-06
307 Ever Fountain Asset Management Limited Law, Wing Tat -Rep 2021-07-09 2024-04-30
308 Everbright Securities Digital Finance (HK) Limited Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
309 Everbright Securities Investment Services (HK) Limited Man, Chi Hung (SFC:BPX645) 文志洪 -Rep 2020-08-04 2024-05-03
310   Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
311   Zhan, Chen 展晨 +Rep 2024-05-06
312 Evercore Asia Limited Panas, George Alexander -Rep 2022-11-23 2024-04-30
313 Excelerate Fund Management Limited Eng, Tik San 伍滌燊 +Rep 2024-04-26
314 Expecta Capital Limited Li, Shuangxing 李双星 -RO 2023-01-26 2024-04-30
315 Expedition Securities Limited Meng, Meng (SFC:BTU179) 孟夢 +RO 2024-05-02
316 FAIRWIN BROKING LIMITED Kwong, David Yau Wai 鄺有為 -Rep 2017-01-23 2024-05-02
317   Soo, Chi Kit 蘇志傑 -RO 2021-03-16 2024-05-03
318 Far East Horizon Asset Management Limited Chen, Yulong 陳宇龍 -RO 2024-01-17 2024-04-30
319 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED   -Rep 2023-04-12 2024-04-30
320 Far East Promise Assets Limited Bai, Jingjing 白晶晶 +Rep 2024-05-07
321 FDB Asset Management Limited Yuen, Ka Lun 袁嘉麟 -Rep 2023-09-13 2024-04-30
322     +RO 2024-04-30
323 FIL Investment Advisors Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
324 FIL Investment Management (Hong Kong) Limited Lam, Sheung Cherenade 林湘 -Rep 2023-03-22 2024-04-29
325   Xu, Luyan 許路雁 -Rep 2015-10-09 2024-04-26
326   Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
327 Finex Hong Kong Limited Cai, Minghui (SFC:BUX222) 蔡明慧 +Rep 2024-05-06
328 First Fidelity Capital (International) Limited Wong, Jovi Chi Wing 王志榮 +Rep 2024-05-06
329 FIRST SHANGHAI SECURITIES LIMITED Qu, Jiayi 曲佳宜 -Rep 2020-04-08 2024-04-30
330 FORSYTH BARR ASIA LIMITED Edgar, Adam John -Rep 2015-02-25 2024-05-08
331 ForwardEdge Investment Limited Cheung, Fung Ki 張豐麒 +Rep 2024-05-08
332 Forwin Capital Management Limited Chan, Stephen Yin Wai 陳賢偉 -Rep 2021-06-03 2024-05-03
333 Fosun Asset Management Limited Han, Tinghui Christopher 韩霆晖 -Rep 2023-11-20 2024-04-30
334 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Yerram, Murali Krishna +Rep 2024-05-07
335 Frontier Asset Management (Hong Kong) Limited Li, Weijia (SFC:BFU370) 李唯嘉 +Rep 2024-05-03
336 Fubon Fund Management (Hong Kong) Limited Ling, Ka Kin 凌嘉鍵 -RO 2019-08-19 2024-04-30
337 FULBRIGHT FUTURES LIMITED Lee, Yun Sum 李潤森 -Rep 2012-01-11 2024-04-30
338 FULBRIGHT SECURITIES LIMITED   -Rep 2009-09-11 2024-04-30
339 Futu Securities International (HONG KONG) Limited Huang, Jiaxian (SFC:BUU931) 黃嘉嫻 +Rep 2024-05-06
340   Lee, King Hong (SFC:BUU940) 李景康 +Rep 2024-05-06
341 Future Securities Limited (HK) Yung, Yu Shing 容宇晟 +Rep 2024-05-07
342 GAOYU SECURITIES LIMITED Ip, Thomas Hon Tak 葉漢德 +RO 2024-04-30
343 GET NICE FUTURES COMPANY LIMITED Chen, Kin Shing 陳健成 -RO 2018-01-08 2024-04-30
344 GET NICE SECURITIES LIMITED   -RO 2018-01-08 2024-04-30
345 GF Asset Management (Hong Kong) Limited Guo, Ziyu (SFC:BUV320) 郭子漁 +Rep 2024-04-29
346 GF Capital (Hong Kong) Limited Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
347     +RO 2024-05-07
348 GF FUTURES (HONG KONG) CO., LIMITED Li, Zhen (SFC:BUX151) 李臻 +Rep 2024-05-02
349 GF Securities (Hong Kong) Brokerage Limited Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
350     +RO 2024-05-07
351   Zheng, Kai (SFC:BUU989) 郑恺 +Rep 2024-05-02
352 Golden Hen Investment Management Limited Guan, Yongbin 管永斌 +RO 2024-04-26
353 Golden K2 Securities Limited Qian, Zhe (SFC:BSZ485) 錢喆 -Rep 2024-03-04 2024-05-02
354     +RO 2024-05-02
355 Golden Rich Securities Limited Kwok, Chun Ho (SFC:BPW106) 郭俊浩 +Rep 2024-04-26
356 GOLDMAN SACHS (ASIA) L.L.C. Ang, Sok Han +Rep 2024-05-03
357   Chen, Ming (SFC:BUX198) 陈明 +Rep 2024-05-03
358   Chen, Zilin (SFC:BOS492) 陳梓林 -Rep 2023-07-24 2024-04-27
359   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
360   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
361   Hattori, Enna (Kristina) +Rep 2024-05-02
362   Kim, Mu Seong -Rep 2020-08-27 2024-05-07
363   Li, Cheng (SFC:BUX188) 李成 +Rep 2024-05-02
364   Ma, Martin 馬丁 -Rep 2010-09-01 2024-05-08
365     +RO 2024-05-08
366   Wei, Jingxian 魏靜嫺 -Rep 2013-08-07 2024-05-01
367   Yadav, Prashant (SFC:BKC039) +Rep 2024-05-03
368 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Geng, Zeyu 耿泽宇 +Rep 2024-05-07
369   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
370   Hattori, Enna (Kristina) +Rep 2024-05-02
371   Ma, Martin 馬丁 -Rep 2016-10-11 2024-05-08
372     +RO 2024-05-08
373 Goldman Sachs Asset Management (Hong Kong) Limited Lam, Tuan (1968) 林俊 -RO 2016-06-24 2024-05-02
374 Grand Capital Futures Limited Wang, Liqiong (SFC:BUX809) 王莉琼 +Rep 2024-05-08
375 Grand Capital Securities Limited   +Rep 2024-05-08
376 GRAND PARTNERS SECURITIES LIMITED Xie, Weiquan 謝偉全 +RO 2024-05-03
377 Great Honour Asset Management Limited Wang, Yingfeng (SFC:BNY361) 王莹峰 -Rep 2021-04-30 2024-05-08
378 Grey Investment Limited Ma, Fung Kuen 馬鳳娟 -RO 2012-02-21 2024-04-30
379 Gulf Line Capital Advisors Limited Gao, Xiaoyu (SFC:BOS950) 高小愚 -Rep 2022-07-27 2024-05-07
380 Guolian Securities International Capital Co., Limited Peng, Yuqiu 彭予秋 +Rep 2024-05-03
381   Wang, Huilin (SFC:BUS439) 王慧林 +Rep 2024-04-30
382   Zhang, Xiaotian (SFC:BUS214) 张晓天 +Rep 2024-05-03
383 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Li, Zhuolin (SFC:BUW410) 李卓林 +Rep 2024-05-02
384 GUOTAI JUNAN CAPITAL LIMITED Pok, Ming Kai 卜銘佳 -Rep 2021-03-05 2024-05-01
385   Wong, Alan (SFC:BHA199) 王智洋 -Rep 2021-08-17 2024-05-07
386 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
387 Guotai Junan FX Limited   -Rep 2021-08-11 2024-05-01
388 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Bai, Ge 白舸 -Rep 2019-10-09 2024-05-01
389   Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
390   Wong, Long Hin Ambrose 王朗軒 +Rep 2024-05-06
391 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED He, Limin (SFC:BTG784) 何麗敏 -Rep 2023-02-06 2024-05-08
392 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
393 HAITONG INTERNATIONAL CAPITAL LIMITED Cheng, Lixing 程立行 +Rep 2024-04-26
394 HAITONG INTERNATIONAL FUTURES LIMITED Cai, Jiazhu 蔡佳竹 -Rep 2018-12-27 2024-04-26
395 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
396 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Cai, Jiazhu 蔡佳竹 -Rep 2018-09-13 2024-04-26
397   Cheng, Lixing 程立行 +Rep 2024-04-26
398 HANG SENG SECURITIES LIMITED Chan, Chi Keung (SFC:APS102) 陳志強 -Rep 2007-12-19 2024-05-07
399 HANSUI CAPITAL COMPANY LIMITED Poon, Tak Po 潘德普 +Rep 2024-05-07
400   To, Wai Kit (SFC:BUS889) 杜偉杰 +Rep 2024-05-07
401   Wong, Chi Ho (SFC:BUW157) 黃志豪 +Rep 2024-05-07
402   Young, Wai Ling 楊惠玲 +Rep 2024-05-07
403   Yung, Lai Hei 翁勵熹 +Rep 2024-04-29
404 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED Zhang, Ning (SFC:ANE665) 張寧 -Rep 2013-12-30 2024-04-26
405 HEAD & SHOULDERS SECURITIES LIMITED   -Rep 2013-12-30 2024-04-26
406 HK CAI FU JU ASSET MANAGEMENT LIMITED Liu, Jingjing (SFC:BPY361) 劉晶晶 -Rep 2023-08-23 2024-05-02
407 Holly International Asset Management Company Limited Guo, Qi (SFC:AZB400) 郭琦 -Rep 2023-05-18 2024-04-30
408 HONESTUM INTERNATIONAL LIMITED Yeung, Lai Man (SFC:AWP881) 楊麗雯 -Rep 2024-03-26 2024-05-08
409     +RO 2024-05-08
410 HONG & HONG PARTNERS LIMITED Ho, Stephen Wing Yuen 何永源 +RO 2024-04-30
411   Lee, David Seungwoo +RO 2024-04-30
412   Wu, Xiangping (SFC:BUF983) 吳香平 +RO 2024-04-30
413 Howbuy Hong Kong Limited Song, Tingqiu 宋庭秋 +Rep 2024-05-07
414 HQ Capital Asia Limited Hu, Michael +RO 2024-05-07
415 HSBC BROKING FOREX (ASIA) LIMITED Yu, Shuk Fong 余淑芳 +Rep 2024-04-26
416 HSBC BROKING FUTURES (ASIA) LIMITED   +Rep 2024-04-26
417 HSBC BROKING SECURITIES (ASIA) LIMITED   +Rep 2024-04-26
418 HSBC Corporate Finance (Hong Kong) Limited Bo, Yifei 卜亦飛 +Rep 2024-05-07
419   Chen, Ziyu (SFC:BSE024) 陳紫瑜 +Rep 2024-05-07
420   Choi, Wang Ngai 蔡弘毅 -Rep 2023-07-28 2024-05-03
421   Hu, Ke (SFC:BUT165) 胡珂 +Rep 2024-05-06
422   Yuan, Jiewen 袁洁雯 +Rep 2024-05-07
423 HSBC Global Asset Management (Hong Kong) Limited Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
424   Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
425   Radovic, Tina +Rep 2024-05-02
426 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
427   Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
428   Radovic, Tina +Rep 2024-05-02
429 HUAJIN FUTURES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-05-07
430 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cao, Zhuoming 曹卓铭 +Rep 2024-05-06
431   Cheng, Yihong 程益竑 +Rep 2024-05-03
432   Du, Changqing (SFC:BUU858) 杜长庆 +Rep 2024-05-03
433   Jia, Xiaokan 賈小侃 -Rep 2022-11-30 2024-04-29
434     +RO 2024-04-29
435   Jiang, Liehan 姜列晗 +Rep 2024-05-03
436   Li, Leyu 李乐予 +Rep 2024-05-03
437   Li, Shengjie (SFC:BUU861) 李圣洁 +Rep 2024-05-03
438   Ma, Yi (SFC:BUI909) 馬逸 -Rep 2023-12-12 2024-04-26
439   Shi, Dong 史棟 -Rep 2022-10-24 2024-05-07
440     +RO 2024-05-07
441   Shi, Jinfeng 史进峰 +Rep 2024-05-02
442   Sun, Ke (SFC:BUU944) 孙科 +Rep 2024-05-03
443   Sun, Xu (SFC:BUS354) 孙煦 +Rep 2024-05-06
444   Wang, Ran (SFC:BUU867) 王然 +Rep 2024-05-03
445   Wang, Wusheng (SFC:BUU779) 汪无声 +Rep 2024-05-03
446   Xu, Xi (SFC:BUU838) 许曦 +Rep 2024-05-03
447   Zuo, Wei (SFC:BUV722) 左玮 +Rep 2024-05-03
448 HUMMINGBIRD PARTNERS LIMITED Lim, Michelle Shiyun 林詩筠 +RO 2024-04-29
449 Hywin Asset Management (Hong Kong) Limited Chen, Chi Jen +Rep 2024-04-29
450   Chen, Yu Guang 陳俞光 +Rep 2024-04-29
451 HZ CAPITAL LIMITED (HK) Ramsay, James Thomas -RO 2019-03-22 2024-04-30
452   Wang, Xiaotian (SFC:BAO743) 王小天 -RO 2021-03-30 2024-04-30
453 ICAP Securities Hong Kong Limited Chang, Andrew (SFC:BIE912) -Rep 2018-10-01 2024-04-30
454   Ho, Ho Ching Daniel 何浩正 +Rep 2024-04-26
455 ICBC Asset Management (Global) Company Limited Huang, Yucong -Rep 2024-01-23 2024-05-08
456     +RO 2024-05-08
457   Shang, Lei (SFC:BNH677) 尚磊 -Rep 2021-02-17 2024-04-30
458 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chen, Siyuan (SFC:BUX144) 陳思元 +Rep 2024-04-30
459 ICBC INTERNATIONAL RESEARCH LIMITED Feng, Liran 馮立然 -Rep 2017-06-08 2024-05-02
460   Ji, Chunhua (SFC:BGA564) 紀春華 -Rep 2022-05-16 2024-05-02
461   Li, Yue (SFC:BHU456) 李月 -Rep 2016-07-13 2024-05-02
462   Liu, Qingli (SFC:BSH027) 劉青俐 -Rep 2022-03-31 2024-05-02
463   Qiu, Zhicheng 邱志承 -Rep 2015-11-10 2024-05-02
464   Tao, Xijin 陶希晋 -Rep 2017-08-29 2024-05-02
465   Wu, Kaiyi 吳愷奕 -Rep 2019-07-16 2024-05-02
466   Wu, Yue Teng Zi -Rep 2021-09-27 2024-05-02
467   Xu, Jie (SFC:BRN956) 徐婕 -Rep 2021-07-28 2024-05-02
468   Yu, Xiaoyu (SFC:APC634) 余曉毓 -Rep 2017-08-15 2024-05-02
469   Zhang, Haoyuan 張皓淵 -Rep 2023-11-30 2024-05-02
470   Zhang, Hongxu 張弘頊 -Rep 2021-07-23 2024-05-02
471   Zhang, Jian (SFC:BRN954) 张健 -Rep 2021-07-29 2024-05-02
472   Zhao, Zeping 趙澤平 -Rep 2018-08-30 2024-05-02
473   Zhou, Qin (SFC:AUZ063) 周琴 -Rep 2015-06-18 2024-05-02
474   Zhou, Ye (SFC:BUC577) 周燁 -Rep 2023-09-13 2024-05-02
475   Zhu, Shuai (SFC:BOG690) 朱帥 -Rep 2019-04-09 2024-05-02
476 iFAST Global Markets (HK) Limited Chan, Franki Ming Fai 陳明輝 +Rep 2024-04-26
477   Chen, Li (SFC:BTX394) -Rep 2023-07-28 2024-05-07
478   Ser, Ka Lok 佘嘉樂 +Rep 2024-05-07
479   Tsang, Hing Wan 曾慶雲 +Rep 2024-04-26
480   Yu, Enoch 余以諾 +Rep 2024-04-26
481 Impeccable Asset Management Limited Chang, Kwok Fai 鄭國輝 -RO 2022-04-28 2024-04-30
482 INFINI CAPITAL MANAGEMENT LIMITED Leahy, David Joseph (SFC:AKI495) -Rep 2023-10-20 2024-05-08
483     +RO 2024-05-08
484 Interactive Brokers Hong Kong Limited Au, Chun Pui 區晉培 +Rep 2024-05-08
485   Leung, Lok Yiu (SFC:BUX159) 梁樂遙 +Rep 2024-05-08
486 J.P. MORGAN BROKING (HONG KONG) LIMITED Akito, Shuichi -Rep 2018-09-26 2024-04-30
487   Hwang, Il Youn +Rep 2024-05-03
488   Li, Yan (SFC:BUX396) 黎彥 +Rep 2024-05-08
489 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Kwang, Kam Shing (SFC:ABP548) 關金星 +Rep 2024-04-29
490 JA SECURITIES LIMITED Liu, Hongjia (SFC:BUV360) 劉洪佳 +Rep 2024-04-29
491 Janus Henderson Investors Hong Kong Limited Zivkovic, Dusan -Rep 2015-02-16 2024-05-08
492     +RO 2024-05-08
493 Jefferies Hong Kong Limited Foster, Derek Patrick Jack +Rep 2024-05-08
494   Moran, Seth James Edward -Rep 2023-02-08 2024-05-06
495   Neo, Anthony Aik Chye +Rep 2024-05-07
496   Sussams, Luke +Rep 2024-05-08
497 JMC Capital HK Limited Zhang, Sishi (SFC:BRO558) 張思詩 -Rep 2023-04-24 2024-04-29
498 JMC Capital International Limited   -Rep 2023-04-24 2024-04-29
499 Jones Lang LaSalle Real Estate Advisory Limited Lee, Janice Yuan Rong 李元容 -Rep 2022-05-16 2024-04-30
500 JOY RICH SECURITIES INVESTMENT LIMITED Kong, Ka Leung 江嘉亮 -Rep 2017-08-28 2024-04-30
501 JW Capital Limited (HK) Yau, Leong Ming 邱亮鳴 +Rep 2024-05-08
502 Kerogen Capital (Asia) Limited Patel, Anish Nagin -Rep 2011-10-17 2024-04-30
503 Keyrock Capital Management Limited Sakuma, Shoto +Rep 2024-04-26
504 KGI ASIA LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
505   Cham, Yin Hung 湛燕虹 +Rep 2024-05-08
506   Chan, Chun Wai (SFC:BPF164) 陳振為 +Rep 2024-04-26
507   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
508   Lit, Yim King 列艷琼 -Rep 2021-04-07 2024-04-26
509   Lo, Kim Kam Irene 羅劍琴 +Rep 2024-04-26
510   Sun, Wenxin 孫文欣 +Rep 2024-05-06
511   Tuen, Hei Ching 段羲澄 +Rep 2024-04-26
512   Wong, Mei Yan (SFC:BIE903) 黃美茵 -Rep 2017-10-03 2024-04-30
513 KGI FUTURES (HONG KONG) LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
514   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
515   Sun, Wenxin 孫文欣 +Rep 2024-05-06
516 KINGKEY ASSET MANAGEMENT LIMITED Wei, Zhensheng 魏振胜 +Rep 2024-04-30
517 KKR CAPITAL MARKETS ASIA LIMITED Zhang, Anna Chang +Rep 2024-04-29
518 KOREA INVESTMENT & SECURITIES ASIA LIMITED Choi, Gowoon -Rep 2024-04-29 2024-04-30
519 LAZARD ASIA (HONG KONG) LIMITED Zhu, Mengyao 朱梦嶢 -Rep 2014-07-04 2024-04-26
520     +RO 2024-04-26
521 Lazarus Asset Management Limited Law, Man Feng +Rep 2024-04-26
522 Leading Securities Company Limited Deng, Bin (SFC:BPC621) 鄧斌 -Rep 2020-01-09 2024-04-30
523   Wu, Miaomiao (SFC:BPN758) 武苗苗 -Rep 2020-04-28 2024-04-30
524 Leo Capital Corp (Hong Kong) Limited Lai, Ho Yi 黎可兒 -Rep 2023-03-14 2024-04-30
525 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Caruso, Claudio (SFC:BUG430) -Rep 2024-02-26 2024-04-30
526 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Chan, Man Chung (SFC:BUV989) +Rep 2024-04-30
527   Cheung, Peggy Ah Lai 張雅麗 +Rep 2024-05-02
528   Du, Sen (SFC:BUW306) 杜森 +Rep 2024-05-06
529   Lai, On Kee +Rep 2024-05-02
530   Lo, Yuen Fong 羅婉芳 +Rep 2024-04-30
531   Pang, Ling (SFC:BUW299) 彭寧 +Rep 2024-05-02
532 Lianhe Ratings Global Limited Jiang, Yuyin 江毓寅 -Rep 2021-09-17 2024-04-30
533 LINGJUN CAPITAL (HONG KONG) LIMITED Tang, Yingkai 唐英凱 -Rep 2023-11-02 2024-04-30
534 Linkways Asset Management Limited Fan, Lester Kei Shun 范基信 +RO 2024-04-30
535 Linkways Investment Management Limited   +RO 2024-04-30
536 Liquidity Finance (Hong Kong) Limited Bennett, Russell Stirling -RO 2020-12-10 2024-04-30
537   Jindel, Rashu +RO 2024-04-29
538   Quach, Julien Stanislas 何詩諭 -RO 2021-12-07 2024-04-30
539 LOMBARD ODIER (HONG KONG) LIMITED Lo, Pei-Chi 羅珮琦 -Rep 2020-08-14 2024-05-03
540   Ng, Philip Wai Kong 吳偉剛 -Rep 2023-11-29 2024-05-07
541 Long Bridge HK Limited Suen, Ting Fong Boris 孫廷方 -Rep 2021-10-07 2024-05-02
542 Long Corridor Asset Management Limited Cheng, Liqi 程立琦 -Rep 2021-12-30 2024-04-30
543 LUK FOOK FUTURES (HK) LIMITED Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
544 LUK FOOK SECURITIES (HK) LIMITED Chan, Man Tat (SFC:AUS301) 陳文達 -Rep 2011-12-30 2024-04-30
545   Lam, Kit Hing 林潔卿 -Rep 2023-10-12 2024-04-30
546   Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
547 M Science Hong Kong Limited Zhang, Wenxin (SFC:BUW104) 张文鑫 +Rep 2024-05-08
548 M3 Capital Partners (HK) Limited Huang, Hao (SFC:BUD176) 黄昊 -Rep 2023-10-03 2024-05-07
549 MACQUARIE CAPITAL LIMITED Lai, Yu Jang 賴昱璋 +Rep 2024-05-03
550   Li, Honggui 李宏貴 +Rep 2024-05-06
551   Stein, Robert Andrew (SFC:BTL473) +Rep 2024-05-03
552 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Dupuy Vaudour, Elise Lydia Michele +Rep 2024-04-29
553   Northam, Edward Patrick (SFC:BUW109) +Rep 2024-04-29
554   Vickers, Harry Charles Philip (SFC:BUV940) +Rep 2024-04-29
555 MACROWATERS ASIA FUND MANAGEMENT LIMITED Lin, Fengyuan 林丰源 -Rep 2024-02-21 2024-05-02
556     +RO 2024-05-02
557 MAGIC COMPASS SECURITIES LIMITED Fu, Jinfeng 付錦鋒 +RO 2024-05-08
558 Manulife Investment Management (Hong Kong) Limited Liang, Shiming (SFC:BQN928) 梁詩茗 +Rep 2024-04-30
559 MARSHALL WACE ASIA LIMITED Xie, Jing (SFC:APA939) 謝婧 -Rep 2014-03-12 2024-04-30
560 Mason Futures Limited (HK) Chiu, Philip Ho Hei 趙可喜 -Rep 2024-04-27
561   Mo, Rena Choi Ying 毛賽英 -Rep 2024-04-27
562 Mason Securities Limited Chiu, Philip Ho Hei 趙可喜 -Rep 2024-04-27
563   Mo, Rena Choi Ying 毛賽英 -Rep 2024-04-27
564 MAXA CAPITAL LIMITED Chen, Alan Leh Chiarng 陳樂強 -RO 2022-05-06 2024-04-29
565 MCM INVESTMENT PARTNERS LIMITED Chan, Siu Yau 陳少柔 +Rep 2024-05-07
566 Merrill Lynch (Asia Pacific) Limited Ang, Kai Wei -Rep 2024-04-19 2024-04-26
567   Gupta, Abhay (SFC:BUC126) -Rep 2024-04-19 2024-04-26
568   Hwang, Kyung Jae +Rep 2024-05-08
569   Shah, Amish Chandrakant +Rep 2024-05-03
570   Wu, Ling (SFC:BMP332) 巫羚 -Rep 2018-03-26 2024-04-30
571 MESSIS CAPITAL LIMITED Wong, Kwok Yin (SFC:AOG831) 王國賢 -RO 2023-05-04 2024-05-02
572 Meta Futures Limited Leung, Tik Wai 梁狄偉 -RO 2023-03-31 2024-05-07
573 Metaverse Securities Limited (HK)   -RO 2023-12-27 2024-05-07
574 Meyer Capital Group Limited Chow, Yiu Chung 周耀聰 -RO 2022-03-02 2024-04-30
575   Zhang, Guilin (SFC:AWF886) 張貴林 +Rep 2024-05-06
576 MFG Limited (HK) Chow, Chi Man (SFC:BOB978) 周志敏 -Rep 2019-02-01 2024-05-01
577   Kok, Sen Kan 郭慎勤 +Rep 2024-05-08
578 MIB FUTURES (HONG KONG) LIMITED Mo, Rena Choi Ying 毛賽英 +Rep 2024-05-07
579 MIB SECURITIES (HONG KONG) LIMITED   +Rep 2024-05-07
580 MicroBit Capital Management Limited Huang, Seth Haoting 黃浩霆 +RO 2024-04-30
581   Khuong, Kenny Chun Yu 姜振宇 +RO 2024-04-30
582   Sun, Tongcheng 孫通成 +Rep 2024-04-30
583   Zhang, Tianshu (SFC:BUD126) 張天樹 +Rep 2024-04-30
584 MIDLAND WEALTH MANAGEMENT LIMITED Kam, Chi Tat 金志達 -Rep 2023-08-01 2024-05-06
585     +RO 2024-05-06
586 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Lin, Zhenze 林震昃 +Rep 2024-05-06
587   Park, Jin Sup -Rep 2022-06-09 2024-04-30
588   Song, Wenzhi 宋文陟 +Rep 2024-05-06
589   Xu, Chen (SFC:BHJ441) 徐晨 +Rep 2024-05-07
590 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Chen, Bingyao 陈冰瑶 +Rep 2024-04-29
591 Mirae Asset Securities (HK) Limited Yuen, Wai Kin (SFC:ASP979) 袁偉健 +Rep 2024-05-03
592 MIZUHO SECURITIES ASIA LIMITED Docherty, Paul David -Rep 2022-03-14 2024-05-02
593   Iwami, Eugene Satoshi +Rep 2024-05-03
594   Yeung, Wing (SFC:BTY107) 楊詠 -Rep 2023-07-07 2024-04-30
595 MOELIS & COMPANY ASIA LIMITED Sun, Zipei 孫仔培 -Rep 2023-12-15 2024-04-26
596 Mont Avenir Capital Limited Chan, Chun Kit (SFC:ABF037) 陳俊傑 -RO 2022-02-24 2024-05-03
597   Choi, Ka Ming 蔡嘉銘 -RO 2022-07-26 2024-05-03
598   Huang, Shi 黃詩 -Rep 2019-12-23 2024-05-03
599 Morgan Stanley Asia Limited Apithy, Yenadjro Robert -Rep 2024-04-22 2024-05-02
600   Chapman, Daniel John (SFC:ARB931) -Rep 2021-09-27 2024-05-03
601     +RO 2024-05-03
602   Ji, Jiechao 季婕超 -Rep 2024-04-23 2024-04-26
603   Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
604   Nasser de Rezende Filho, Ricardo +Rep 2024-05-07
605   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
606   Qu, Shaohang 曲紹航 +Rep 2024-04-29
607   Tanaka, Wataru (SFC:BUX850) +Rep 2024-05-03
608   Tran, Nguyen Khai +Rep 2024-05-03
609   Tse, Terry Michael 謝嘉豪 -Rep 2024-04-22 2024-04-26
610   Wu, Ziwei (SFC:AYR781) 吳子維 -RO 2021-12-08 2024-04-26
611   Zhao, Zuri Z +Rep 2024-05-06
612 Morgan Stanley Hong Kong Securities Limited Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
613   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
614   Tanaka, Wataru (SFC:BUX850) +Rep 2024-05-03
615 MOUETTE SECURITIES COMPANY LIMITED Chan, Yik Ho 陳奕豪 -Rep 2022-12-16 2024-05-06
616   Tsui, Kin Ling 徐健靈 -Rep 2018-02-14 2024-04-29
617     +RO 2024-04-29
618 NATIXIS ASIA LIMITED Shen, Suxin 沈苏欣 +Rep 2024-04-29
619 NeoSpective Capital Limited Xiang, Hua (SFC:BFD798) 向華 -RO 2022-05-20 2024-04-27
620 Ninety One Hong Kong Limited Chen, Zhifen (SFC:BRW306) 陈智芬 +Rep 2024-05-08
621   Lee, Fanny Yuk Lai 李玉麗 +Rep 2024-05-06
622 NOAH HOLDINGS (HONG KONG) LIMITED Chong, Po Wai 莊堡威 +Rep 2024-05-02
623   Liu, Yan (SFC:BJY422) 劉彥 -RO 2021-06-15 2024-04-30
624   Shih, Ching Li 拾景莉 +Rep 2024-04-30
625   Zhang, Xiaozhou 張梟洲 +Rep 2024-05-03
626 NOMURA INTERNATIONAL (HONG KONG) LIMITED Huang, Zhiji 黃志基 -Rep 2021-06-11 2024-04-30
627   Maekawa, Misaki -Rep 2024-04-22 2024-04-29
628 North Rock Capital Management (HK) Limited Wan, Oscar Hoyin 溫浩然 -RO 2023-01-18 2024-05-02
629 Nuvama Investment Advisors (Hongkong) Private Limited Mallick, Sunny +Rep 2024-05-08
630 Oakwise Capital Management Limited Yu, Mao 于昴 +Rep 2024-04-30
631 Oasis Management (Hong Kong) Matsumoto, Iori -Rep 2020-01-20 2024-05-01
632 One Heritage Capital Management Limited Liu, Desmond Luk Por 廖淥波 -Rep 2024-02-27 2024-04-30
633 OnePlatform Asset Management Limited Choi, Wai Sum 蔡慧森 -Rep 2021-02-09 2024-05-01
634   Lam, Chi Yuen (SFC:BEM793) 林志遠 -Rep 2014-11-18 2024-04-29
635   Lee, Abel Kwong Kee 李廣基 -Rep 2024-05-01
636   Leung, Fung Yee (SFC:AIQ998) 梁鳳儀 -RO 2020-12-09 2024-05-04
637   Lin, Shipin 林世頻 -Rep 2023-11-13 2024-05-04
638   Ng, Hiu Ching 吳曉靜 -Rep 2021-08-17 2024-05-04
639   So, Ka Ho (SFC:BQV873) 蘇嘉豪 -Rep 2021-03-15 2024-05-04
640   Wong, Cheuk Man (SFC:BEI451) 黃灼敏 -Rep 2014-11-14 2024-05-01
641   Xiong, Dezhi (SFC:BPK752) 熊德志 -Rep 2020-03-30 2024-04-30
642   Xu, Yan (SFC:BAL921) 許艷 -Rep 2012-12-17 2024-05-02
643 Ontario Teachers' Pension Plan (Asia) Limited Gu, Peixi 顧培希 -Rep 2016-01-19 2024-05-06
644 Opus Capital Management Limited Zhou, Wenlan 周文蘭 -Rep 2022-08-08 2024-05-03
645 ORIENT SECURITIES LIMITED Lin, Xi (SFC:BPK764) 林曦 +RO 2024-04-30
646   Si, Bao Ling 施寶玲 +Rep 2024-05-02
647 Oshidori Securities Limited Lowe, Norman C. 勞樹源 -RO 2015-10-19 2024-04-30
648 OSL Digital Securities Limited Eades, Benjamin Richard -Rep 2023-01-06 2024-05-03
649 OTCex Hong Kong Limited Lam, Louie Michael Tan 林義德 -Rep 2023-12-01 2024-04-30
650   Tsang, Hin Man (SFC:BHM828) 曾憲文 -RO 2022-07-04 2024-04-30
651 Ovata Capital Management Limited Oh, Karyo 王夏亮 -Rep 2019-09-20 2024-05-05
652 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED Li, Houchen 李厚辰 -Rep 2023-11-28 2024-04-26
653 PAMFLEET ASSET MANAGEMENT (HK) LIMITED Lo, Kan Yau Singuz 羅根遊 -RO 2022-05-26 2024-04-30
654 Parkway Capital Limited (HK) Royds, Thomas Alexander +RO 2024-05-07
655 PHILLIP COMMODITIES (H.K.) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2014-02-27 2024-05-03
656   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
657   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
658 PHILLIP SECURITIES (HONG KONG) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2010-07-12 2024-05-03
659   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
660   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
661 Pictet Asset Management (Hong Kong) Limited Kramer, Yves Dominique +Rep 2024-05-03
662   Kuo, Shao Yu 郭韶瑜 +Rep 2024-05-02
663   Payne, Gareth David (SFC:BTV371) +Rep 2024-05-03
664 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Li, Cheuk Pong Marco 李卓邦 -Rep 2021-07-27 2024-05-08
665   Wang, Dongchen (SFC:AWX611) 王冬辰 -Rep 2021-03-26 2024-05-03
666 PIONEER ASSET MANAGEMENT LIMITED Rao, Chao 饒超 -RO 2023-01-09 2024-05-01
667 Plouton Asset Management Limited So, Jimmy Chi Ming 蘇志明 -RO 2023-05-11 2024-05-07
668     +Rep 2024-05-07
669 Point72 Hong Kong Limited Ni, Runbo 倪潤博 +Rep 2024-04-29
670 Polymer Capital Management (HK) Limited Liang, Ziyang (SFC:BOT071) 梁子揚 -Rep 2023-04-12 2024-05-06
671 POLYMER WEALTH MANAGEMENT COMPANY LIMITED Liao, Shuli 廖舒立 +Rep 2024-04-26
672 Prior Securities Limited Pang, Lai Fan 彭麗芬 -Rep 2024-01-02 2024-04-29
673 PROMISING SECURITIES COMPANY LIMITED Chan Hui, Ki Tup 陳許琪沓 -Rep 2004-01-02 2024-05-02
674 Protium Capital Limited Wan, Katherine Ka Ki 溫嘉祺 -Rep 2024-03-28 2024-05-03
675     +RO 2024-05-03
676 Pulun International Capital Limited Yau, Chi Wai (SFC:AUA441) 邱志偉 +RO 2024-04-29
677 PUREHEART CAPITAL ASIA LIMITED Chen, Haolan 陳浩嵐 +Rep 2024-05-03
678   Chen, Yue (SFC:BUW293) 陳越 +Rep 2024-04-29
679 Quam Asset Management Limited (b1983-06-28) Foo, Chi Ming (SFC:ACE455) 傅志明 +Rep 2024-04-26
680   Li, Fengyun (SFC:BUW435) +Rep 2024-05-03
681   Wong, Ian Chung Ho 黃仲濠 +Rep 2024-04-29
682 Quam Securities Limited Cheung, Denise Pui Yee 張佩儀 -RO 2020-10-23 2024-05-03
683 R SQUARED LIMITED Xu, Xinyan 許心嫣 +Rep 2024-04-26
684 RaffAello Investment Management (HK) Limited Li, Ngai (1964) 李毅 +RO 2024-05-06
685 Regent Capital Management Limited Huang, Shuyun (SFC:BQZ749) 黄淑芸 -Rep 2021-05-11 2024-04-30
686 Regent Securities Limited (HK) Woo, Kwok On 胡國安 +Rep 2024-05-06
687 Rising Securities Limited Ma, Cheong Daniel +Rep 2024-04-29
688   Zhang, Wen (SFC:BMV073) 張雯 +Rep 2024-05-03
689 Robeco Hong Kong Limited de Bruijn, Jan Cornelis (SFC:BTZ290) +Rep 2024-05-06
690   Speetjens, Richard Petrus Elisabeth Gerardus -Rep 2024-04-18 2024-04-26
691 ROOFER SECURITIES LIMITED Wu, Lei (SFC:BUS551) 吳蕾 +Rep 2024-04-30
692 Rostrum Grand Limited Su, Wen-Chi 蘇玟綺 +Rep 2024-05-03
693 Rothschild & Co Hong Kong Limited Suddens-Spiers, Claire Rachel -Rep 2019-07-11 2024-04-30
694 ROYSTON SECURITIES LIMITED (GBEN) Tam, Christopher Siu Tong 譚兆棠 -RO 2022-11-28 2024-04-30
695 S&P Global Ratings Hong Kong Limited Chen, Yu Wen 陳昱彣 +Rep 2024-05-07
696   Tay, Eileen +Rep 2024-05-07
697   Teh, Kim Yuan +Rep 2024-05-07
698 Sanford C. Bernstein (Hong Kong) Limited Gundlapalle, Pranav Dheeraj +Rep 2024-05-06
699   Malhotra, Rahul (SFC:BOR217) +Rep 2024-05-06
700   Tan, Toon Leng +Rep 2024-05-06
701 Schonfeld Strategic Advisors (Hong Kong) Limited Choi, Thomson Yik Hin 蔡亦軒 +Rep 2024-04-30
702   Poon, Chok Kei 潘作祺 -Rep 2023-09-18 2024-05-02
703 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Carrell, Dorian William -Rep 2024-04-24 2024-04-26
704 Seeds International Asset Management Limited Tsang, Wai In 曾慧妍 +Rep 2024-05-07
705 SEEKERS ADVISORS H.K. LIMITED Mack, Andrew Kar Lung 麥嘉龍 -RO 2016-08-02 2024-04-30
706 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
707   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
708 Sensible Asset Management Limited Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
709   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
710 SG SECURITIES (HK) LIMITED Copin, Denis Francois Rene -Rep 2020-09-11 2024-05-07
711     +RO 2024-05-07
712 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Chan, King Shing 陳敬誠 +Rep 2024-05-03
713 ShanZe Asset Management (Hong Kong) Limited Lee, Samson Wang Ho 李泓浩 -RO 2023-07-25 2024-05-04
714 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Wang, Min (SFC:BUU894) 汪敏 +Rep 2024-05-08
715 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Wong, Sai Fu 黃世富 -RO 2024-04-03 2024-05-02
716 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED He, Tingting (SFC:BOZ736) 何婷婷 -Rep 2022-11-25 2024-05-03
717 Shinhan Investment Asia Limited Lee, Jae Jun +RO 2024-05-06
718 SIGMA MANAGEMENT LTD Huang, Hao (SFC:BPD566) 黃浩 +RO 2024-05-06
719 Sino-Rich Securities & Futures Limited Ngai, Ling Kwan 魏令君 -Rep 2008-12-02 2024-05-01
720 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Leung, Chi Wai (SFC:BTH772) 梁志偉 +Rep 2024-05-06
721   Li, Guohui (SFC:BTX654) 李国徽 +Rep 2024-04-29
722 SINOPAC SECURITIES (ASIA) LIMITED Lin, En-Tzu 林恩慈 -Rep 2023-08-01 2024-04-30
723 SMBC Nikko Securities (Hong Kong) Limited Hattori, Hironori +RO 2024-05-07
724 Solomon JFZ (Asia) Holdings Limited Leung, Wai Kin (SFC:ANP306) 梁偉健 -RO 2021-10-26 2024-04-30
725   Tang, Veronica Chi Kwan 鄧芷君 +Rep 2024-04-26
726   Tao, Wing Cheong 杜永昌 +Rep 2024-05-07
727 Somerley Capital Limited Hesse, Jakob Fabian +Rep 2024-04-29
728   Wu, Zhihong (SFC:BOD916) 吳志宏 -Rep 2019-03-07 2024-04-30
729 Soochow Securities International Brokerage Limited Li, Qiaochu (SFC:BSJ372) 李翹楚 -Rep 2022-04-29 2024-04-26
730 Soochow Securities International Futures Limited Liu, Yufeng (SFC:BUP872) 劉宇峰 +Rep 2024-05-07
731 Soul Ventures Investment Limited Sun, Tiffany Oi Ying 孫藹瑩 +Rep 2024-04-26
732 South China Investment Management Limited Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
733   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
734 SOUTH CHINA SECURITIES LIMITED Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
735   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
736 SPDB International Capital Limited Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
737   Wang, Binzhou 王彬舟 +Rep 2024-05-03
738 SPDB International Investment Management Limited Suo, Lina (SFC:BUW335) 索丽娜 +Rep 2024-05-07
739 SPDB International Securities Limited Chen, Cen (SFC:BPY603) 陳岑 -Rep 2020-09-23 2024-04-26
740   Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
741 St. James's Place (Hong Kong) Limited Doughty, Stephen Edward (SFC:ARH181) -Rep 2008-08-19 2024-04-30
742 STASHAWAY HONG KONG LIMITED Chan, Lap Yin (SFC:BSF983) 陳立賢 -Rep 2022-03-17 2024-05-02
743 Sumitomo Mitsui Trust (Hong Kong) Limited Liu, Pui Sun Tiffany 廖沛琛 -Rep 2021-12-28 2024-05-08
744 Sun Life Asset Management (HK) Limited Choi, Allen 蔡國偉 -Rep 2024-03-06 2024-05-06
745     +RO 2024-05-06
746   Chu, Felix 朱森民 -Rep 2022-03-29 2024-04-27
747 SunRiver International Securities Group Limited Cai, Hongfei (SFC:BPK909) 蔡鴻飛 +Rep 2024-05-02
748   Gu, Xiang (SFC:BTO648) 顧湘 -Rep 2024-03-13 2024-05-06
749   Shen, Sicong 申思聰 +Rep 2024-05-08
750 Symmetry Investments (Hong Kong) Limited Wu, Qinxuan 吳沁軒 +Rep 2024-04-30
751 T.F.S. Derivatives HK Limited Chan, Pui Ga 陳姵伽 -Rep 2024-04-19 2024-04-30
752 TANG KEE SECURITIES LIMITED Chan, Yik Kim 陳翊儉 -RO 2019-06-04 2024-04-26
753   Fung, Lai Hon 馮迺漢 -RO 2024-04-26
754 Templewater Hong Kong Limited Lee, Tsz Tung Sonia 李芷僮 +Rep 2024-04-29
755 TEN ASSET MANAGEMENT LIMITED Tong, Wei (SFC:AQM399) 佟巍 -Rep 2024-02-08 2024-04-30
756 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED Robson, Neil Christopher -Rep 2018-08-16 2024-05-07
757 Tianqin International Asset Management Limited Chen, Shuyu (SFC:BSX577) 陳淑瑜 -RO 2022-11-10 2024-05-03
758   Qiu, Tingting 邱婷婷 -Rep 2024-04-15 2024-05-02
759     +RO 2024-05-02
760 Tiger Brokers (HK) Global Limited Huang, Xiaoyi (SFC:BQE176) 黃晓以 +Rep 2024-04-26
761 TOV Capital Limited Chan, Mo Kit 陳武傑 -RO 2019-07-12 2024-04-30
762   Cheung, Hoi Fung 張凱豐 +RO 2024-04-26
763   Wong, Anson King Lung 黃勁龍 -RO 2019-11-19 2024-04-30
764 UBS Asset Management (Hong Kong) Limited Ahmad, Mohammad (SFC:BJO390) +Rep 2024-05-07
765   Van Riemsdijk, Adrianus Gijsbertus -Rep 2024-04-24 2024-04-26
766 UBS SECURITIES ASIA LIMITED Fowler, Gerald Kenneth (SFC:BUW450) +Rep 2024-05-08
767   Huynh, Trung Chuong +Rep 2024-05-06
768   Tay, Ling Yin 郑琳颖 -Rep 2024-04-12 2024-04-27
769   Wong, Carson (SFC:BUX060) 黄家信 +Rep 2024-05-06
770 UBS SECURITIES HONG KONG LIMITED Tay, Ling Yin 郑琳颖 -Rep 2024-04-12 2024-04-27
771 UCAP Securities (HK) Limited Huang, Jen-Te 黃仁德 -Rep 2021-02-11 2024-04-30
772   Huang, Po Jui 黃柏睿 -Rep 2020-10-29 2024-04-30
773 UOB KAY HIAN (HONG KONG) LIMITED Li, Guangchen (SFC:BNY840) 李光宸 +Rep 2024-05-07
774   So, Wai Yee Flora 蘇偉儀 +Rep 2024-05-07
775   Wong, Ming Fai (SFC:ALW838) 王明輝 -Rep 2023-11-02 2024-05-03
776     +RO 2024-05-03
777 Valliance Asset Management Limited Zhu, Lina (SFC:AXV640) 朱麗娜 +Rep 2024-05-02
778 VALUABLE ASSET MANAGEMENT LIMITED Fung, Chun Ho (SFC:AVV720) 馮鎮豪 -Rep 2023-08-09 2024-05-07
779     +RO 2024-05-07
780 VALUABLE CAPITAL LIMITED Cheng, Wu Long 鄭武隆 -Rep 2019-01-23 2024-04-30
781 VALUE PARTNERS HONG KONG LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
782   Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
783   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
784 VALUE PARTNERS LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
785   Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
786   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
787 Value Partners Private Equity Limited Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
788   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
789 Vantage Capital Markets HK Limited Gu, Huihui 顧匯匯 +Rep 2024-05-03
790 Vantum Futures Limited Chan, Ka Wai (SFC:APP683) 陳嘉慧 +RO 2024-05-07
791 VC CAPITAL LIMITED Huang, Jeff 黃嘉富 -Rep 2023-09-28 2024-04-30
792   Yik, Kei Kwan 易紀筠 -Rep 2023-07-24 2024-04-26
793 VENHOUSE WEALTH MANAGEMENT LIMITED Yang, Ching Man 楊靜雯 -Rep 2006-04-12 2024-04-30
794 Venture Smart Asia Limited Tang, Kenny Sing Hing 鄧聲興 -RO 2021-09-02 2024-04-29
795 Vision Capital Investment Management Limited Liu, Jiang (SFC:BUS176) 刘江 +Rep 2024-04-30
796 VP Wealth Management (Hong Kong) Limited Marx, Reto -RO 2022-04-01 2024-05-01
797   Ng, Faye Xiaoying -Rep 2021-11-15 2024-05-01
798   Yip, Shun Fung 葉淳鋒 -Rep 2021-09-14 2024-05-01
799   Yuen, George Pui Kwong 袁沛光 -Rep 2022-11-22 2024-05-01
800 WARD FERRY MANAGEMENT LIMITED Sun, Qinying 孫沁滢 -Rep 2021-11-16 2024-04-26
801 Wealth Harbour Investment & Management Co., Limited Yan, Danny Kai Chi 甄啟智 -RO 2022-03-14 2024-04-30
802 Wealth Link Securities Limited Fung, Pui Hang 馮珮珩 -RO 2023-08-09 2024-04-29
803   Lui, Wai Man (SFC:AIU192) 呂偉文 -RO 2022-12-21 2024-04-29
804   Tang, Wa Kin 鄧華鍵 -Rep 2024-04-29 2024-05-02
805     +RO 2024-05-02
806 WealthTac Global Asset Management Limited Chan, Chun Yip (SFC:AUO102) 陳俊業 +RO 2024-04-30
807 WEBULL SECURITIES LIMITED Hung, Chun Kit (SFC:BCU325) 熊俊傑 +Rep 2024-05-03
808   Wong, Wai Kwan (SFC:AWA381) 黃偉琨 +Rep 2024-05-03
809 Wellington Management Hong Kong Limited (b2003-01-02) McLane, Douglas William +Rep 2024-05-08
810 Wells Global Asset Management Limited Tam, Joseph Wai Ho 譚偉豪 +Rep 2024-04-29
811 Welwing Capital Group Limited Li, Ruoyang 李若暘 -Rep 2021-10-20 2024-04-30
812     +RO 2024-04-30
813 WeShare Asset Management Limited Kwan, Kenneth Chun Keung 關俊強 -RO 2024-02-16 2024-04-29
814 WIN WIND FINANCE LIMITED Lowe, Norman C. 勞樹源 -Rep 2023-12-13 2024-04-30
815 Winner Zone Asset Management Limited Chang, Danni 常丹妮 +Rep 2024-05-08
816   Chu, Agnes Pui Shan 朱珮珊 +Rep 2024-05-07
817 Wisdom Cosmic Securities Limited Hui, David Lam Chiu 許林釗 +RO 2024-05-07
818   Yung, Wai Sing (SFC:ANP500) 容渭星 -RO 2023-10-11 2024-04-30
819 WRise Prestige Asset Management Limited Wong, Rex Chun 黃俊 +Rep 2024-05-07
820 WRise Prestige Securities Limited Chum, Kam Wing 覃錦榮 +Rep 2024-05-07
821   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-07
822   Leung, Eric Wai Ming 梁偉明 +Rep 2024-05-07
823   Sung, Yuk Ting 宋玉婷 +Rep 2024-05-03
824   Wong, Rex Chun 黃俊 +Rep 2024-05-07
825 WRise Wealth Management (Hong Kong) Limited Cheung, Man Wah Poly (SFC:BMV381) 張曼華 +Rep 2024-05-03
826   Fong, Sin Shing 方善城 +Rep 2024-05-06
827 XHK Limited Fok, Siu Pong (SFC:AME216) 霍少邦 +Rep 2024-04-29
828 Yan Yun Family Office (HK) Limited Lo, Tak Wai 盧德偉 -RO 2023-10-16 2024-05-04
829 YICKO SECURITIES LIMITED So, Herman Haw 蘇灝 +Rep 2024-05-08
830 YUANTA FUTURES (HK) CO., LIMITED Lin, Yingying (SFC:BST634) 林莹莹 +Rep 2024-05-08
831 Yuanta Securities (Hong Kong) Company Limited Chang, Hsien-Chun 張憲鈞 +Rep 2024-05-08
832   Chen, Pei Chi (SFC:BUS620) 陳佩琪 +Rep 2024-05-08
833 YUE XIU ASSET MANAGEMENT LIMITED Jiang, Nan (SFC:BMW548) 姜楠 -Rep 2018-06-01 2024-05-07
834   Jin, Lu (SFC:AWT304) 金路 -RO 2017-11-27 2024-05-07
835 Yuet Sheung International Securities Limited Li, Yige (SFC:BUM132) 李宜格 -Rep 2024-01-24 2024-04-30
836 Yunfeng Financial Markets Limited Song, Yuxin 宋雨欣 +Rep 2024-04-29
837 Yunfeng Securities Limited   +Rep 2024-04-29
838 Zeta Capital (H.K.) Limited Xu, Luwen 许璐雯 +RO 2024-05-03
839 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Wang, Wenxin (SFC:BUX610) 王文新 +Rep 2024-05-08
840 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED Jing, Kai 井凱 -Rep 2017-11-23 2024-05-08
841 ZIJING ASSET MANAGEMENT LIMITED Lam, Wai Tsin 林維蕆 +RO 2024-04-26
842 ZUNDIAO SECURITIES LIMITED Ng, Penny Yuk 吳玉 +RO 2024-04-29

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